Reversibility of the Martensitic Transformations and Shape-Memory Effects
The results of the investigations of main peculiarities and reversibility of the martensitic transformations in different materials are considered and discussed. So unusual mechanical properties as shape memory effect, superelasticity, superplasticity and others phenomena caused by these transitions...
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Інститут металофізики ім. Г.В. Курдюмова НАН України
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irk-123456789-1055182016-08-14T03:02:41Z Reversibility of the Martensitic Transformations and Shape-Memory Effects Lobodyuk, V.A. The results of the investigations of main peculiarities and reversibility of the martensitic transformations in different materials are considered and discussed. So unusual mechanical properties as shape memory effect, superelasticity, superplasticity and others phenomena caused by these transitions are also analyzed. The values of the recovering deformation are defined by the mechanism of the martensitic transformations and its reversibility. Reasons for their differences in the alloys with different character of the martensitic transition are also discussed. Рассматриваются и обсуждаются результаты исследований основных особенностей и обратимости мартенситных превращений в различных материалах. Проводится анализ таких необычных механических свойств, как эффект памяти формы, сверхупругость, сверхпластичность и других явлений, вызванных такими переходами. Величины возвращаемой деформации определяются механизмом мартенситных превращений и их обратимостью. Также обсуждаются причины их разных значений в сплавах с различным характером мартенситных переходов. Розглядаються й обговорюються результати досліджень основних особливостей та оберненості мартенситних перетворень в різних матеріялах. Проводиться аналіза таких незвичайних механічних властивостей, як ефект пам’яті форми, надпружність, надпластичність та інших явищ, спричинених такими переходами. Величини відновлюваної деформації визначаються механізмом мартенситних перетворень та їх оберненістю. Також обговорюються причини їх різних значень в стопах із різним характером мартенситних переходів. 2016 Article Reversibility of the Martensitic Transformations and Shape-Memory Effects / V.A. Lobodyuk // Успехи физики металлов. — 2016. — Т. 17, № 2. — С. 89-118. — Бібліогр.: 60 назв. — англ. 1608-1021 PACS: 61.72.Ff, 61.72.Mm, 61.72.Nn, 62.20.fg, 62.20.fq, 81.30.Kf, 81.40.Jj DOI: http://dx.doi.org/10.15407/ufm.17.02.089 http://dspace.nbuv.gov.ua/handle/123456789/105518 en Успехи физики металлов Інститут металофізики ім. Г.В. Курдюмова НАН України |
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The results of the investigations of main peculiarities and reversibility of the martensitic transformations in different materials are considered and discussed. So unusual mechanical properties as shape memory effect, superelasticity, superplasticity and others phenomena caused by these transitions are also analyzed. The values of the recovering deformation are defined by the mechanism of the martensitic transformations and its reversibility. Reasons for their differences in the alloys with different character of the martensitic transition are also discussed. |
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Lobodyuk, V.A. |
spellingShingle |
Lobodyuk, V.A. Reversibility of the Martensitic Transformations and Shape-Memory Effects Успехи физики металлов |
author_facet |
Lobodyuk, V.A. |
author_sort |
Lobodyuk, V.A. |
title |
Reversibility of the Martensitic Transformations and Shape-Memory Effects |
title_short |
Reversibility of the Martensitic Transformations and Shape-Memory Effects |
title_full |
Reversibility of the Martensitic Transformations and Shape-Memory Effects |
title_fullStr |
Reversibility of the Martensitic Transformations and Shape-Memory Effects |
title_full_unstemmed |
Reversibility of the Martensitic Transformations and Shape-Memory Effects |
title_sort |
reversibility of the martensitic transformations and shape-memory effects |
publisher |
Інститут металофізики ім. Г.В. Курдюмова НАН України |
publishDate |
2016 |
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http://dspace.nbuv.gov.ua/handle/123456789/105518 |
citation_txt |
Reversibility of the Martensitic Transformations and Shape-Memory Effects / V.A. Lobodyuk // Успехи физики металлов. — 2016. — Т. 17, № 2. — С. 89-118. — Бібліогр.: 60 назв. — англ. |
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Успехи физики металлов |
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fulltext |
89
PACS numbers: 61.72.Ff, 61.72.Mm, 61.72.Nn, 62.20.fg, 62.20.fq, 81.30.Kf, 81.40.Jj
Reversibility of the Martensitic Transformations
and Shape-Memory Effects
V. A. Lobodyuk
G. V. Kurdyumov Institute for Metal Physics, N.A.S. of Ukraine,
36 Academician Vernadsky Blvd.,
UA-03680 Kyiv-142, Ukraine
The results of the investigations of main peculiarities and reversibility of
the martensitic transformations in different materials are considered and
discussed. Unusual mechanical properties such as shape-memory effect,
superelasticity, superplasticity, and other phenomena caused by these
transitions are also analysed. The values of the recovering deformation
are determined by the mechanism of the martensitic transformations and
their reversibility. Reasons for their differences for the alloys with dif-
ferent characters of the martensitic transitions are also discussed.
Розглядаються й обговорюються результати досліджень основних особ-
ливостей та оборотности мартенситних перетворень в різних матерія-
лах. Проводиться аналіза таких незвичайних механічних властивостей,
як ефект пам’яти форми, надпружність, надпластичність, та інших
явищ, спричинених такими переходами. Величини відновлюваної де-
формації визначаються механізмом мартенситних перетворень та їх
оборотністю. Також обговорюються причини їхніх різних значень у
стопів із різними характерами мартенситних переходів.
Рассматриваются и обсуждаются результаты исследований основных
особенностей и обратимости мартенситных превращений в различных
материалах. Проводится анализ таких необычных механических
свойств, как эффект памяти формы, сверхупругость, сверхпластич-
ность, и других явлений, вызванных такими переходами. Величины
восстанавливаемой деформации определяются механизмом мартенсит-
ных превращений и их обратимостью. Также обсуждаются причины их
разных значений у сплавов с различными характерами мартенситных
переходов.
Keywords: alloy, phase, martensitic transformation, reversibility, mor-
phology, defect structure.
Успехи физ. мет. / Usp. Fiz. Met. 2016, т. 17, сс. 89–118
DOI: http://dx.doi.org/10.15407/ufm.17.02.089
Îòòèñêè äîñòóïíû íåïîñðåäñòâåííî îò èçäàòåëÿ
Ôîòîêîïèðîâàíèå ðàçðåøåíî òîëüêî
â ñîîòâåòñòâèè ñ ëèöåíçèåé
2016 ÈÌÔ (Èíñòèòóò ìåòàëëîôèçèêè
èì. Ã. Â. Êóðäþìîâà ÍÀÍ Óêðàèíû)
Íàïå÷àòàíî â Óêðàèíå.
http://dx.doi.org/10.15407/ufm.17.02.089
90 V. A. LOBODYUK
Ключові слова: стоп, фаза, мартенситне перетворення, оборотність,
морфологія, дефектна структура.
Ключевые слова: сплав, фаза, мартенситное превращение, обратимость,
морфология, дефектная структура.
(Received October 1, 2015)
CONTENTS
1. Introduction
2. Main characteristics and peculiarities of the martensitic
transformations
2.1. Types of the martensitic transformations
2.2. Morphology and fine structure of the martensitic crystals
2.3. Interphase boundaries ‘martensite–parent phase’: structure,
state, mobility
3. Reversibility of the martensitic transformations (MT)
3.1. Mechanisms of the reconstruction during MT
3.2. Defect structure changes during direct–reverse MT
3.3. Relaxation of the stresses arising during MT
4. Unusual mechanical properties and phenomena caused by the
martensitic transformations
4.1. Shape-memory effect
4.2. Two-way (reversible) shape-memory effect
4.3. Superelasticity
4.4. Superplasticity
4.5. Memory effects in small-size objects
4.6. Influence of the external impacts on shape-memory effect
and recovery degree
5. Conclusions
References
1. INTRODUCTION
Discovery, investigation and widespread utilization of so unusual
properties and phenomena caused by the martensitic transfor-
mations (MT) as shape memory effect (SME), superelasticity (SE),
superplasticity (SP) led to a further increase of interest to this type
of phase transformations in solids. All these properties are largely
due to the reversibility—the important characteristic of the mar-
tensitic transformation, which was established by G. V. Kurdyumov
in 1936 [1]. Just reversibility in a wide sense, i.e. reversibility of
the crystal and defect structures during direct–reverse MT and re-
store of the original state after the reverse transition, causes these
REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS 91
unusual properties and defines different degree of their proceeding.
In this review, the main peculiarities and mechanisms of the re-
construction during martensitic transformation in various alloys,
its reversibility, caused by this transition unusual mechanical prop-
erties and phenomena, the reasons for their differences in the alloys
with different character of the martensitic transition are described
and discussed.
2. MAIN CHARACTERISTICS AND PECULIARITIES
OF THE MARTENSITIC TRANSFORMATIONS
This section describes the main characteristics and peculiarities of
the martensitic transformations: types of MT, temperature intervals
and hysteresis of the transformation, morphology and fine struc-
ture of the martensitic crystals, phase boundaries of the ‘marten-
site–initial phase’, their state and mobility. These parameters and
properties determine largely the structural reversibility of the MT.
2.1. Types of the Martensitic Transformations
The following definition of the martensitic transformation proposed
by G. V. Kurdyumov in 1936 [1] already became classic: ‘Martensitic
transformation takes place by a regular lattice reconstruction in
which neighbouring atoms are not interchanged by their places but
only shifted relative to each other by a distance not exceeding the
interatomic’. This formulation reflects all the basic common peculiari-
ties of this type phase transformations, however, does not contain su-
perfluous details and far better definition of the martensitic trans-
formation no one could offer up to now. The formulation helps to un-
derstand the reasons for the huge run rate of MT: it is due to the collec-
tive, simultaneous movement of the atoms involved in the reconstruc-
tion of the original structure into martensite arising under cooling or
under influence of the external actions. In this type of the phase
transition, movement of the atoms over long distances does not re-
quire (they make up a share of the interatomic distances), while
they themselves are carried out almost instantaneously.
It is well known that MT occurs not only in steels. The phase
transition of this kind also occurs in the pure metals (Co, Fe, Ti,
Hf, Tl, etc.), many alloys based on copper, iron, cobalt, titanium,
gold, and silver. It is observed also in polymer compounds.
A number of the experimentally established peculiarities of the
martensitic transitions, such as high running rate at all tempera-
tures and the inability to stop them (except isothermal MT) during
external condition changes, independence of the martensite nuclea-
92 V. A. LOBODYUK
tion and growth of the nuclei from the temperature, led to the con-
clusion about athermal nature of the MT.
However, in 1948 G. V. Kurdyumov, founding on his theory,
concluded that at low temperature martensitic transformation could
occur under isothermal conditions, at a constant temperature [2].
Experimentally isothermal MT was first discovered in FeNiMn al-
loys and later in other ferrous alloys [3–6]. In non-ferrous alloys,
isothermal MT was first observed in the CuSn alloys alloyed with 1–
2 wt.% of Ga [6]. For example, in the CuSnGa alloys at a tempera-
ture 196C, isothermal MT can continue for more than 40 minutes
and depending on the alloy composition and state of the parent
phase takes place in a wide temperature range: from 196C to
23C. The basic amount of the martensite arising by the isothermal
kinetics appears during first 20–25 minutes. Using these alloys, it
was shown that under change of cooling velocity or state of the par-
ent phase by ageing or deformation in the same CuSnGa alloy it can
observe different kinetics of MT in different sequences: isothermal,
isothermal athermal, athermal isothermal [7].
The prediction of the thermoelastic transformation by G. V.
Kurdyumov and subsequent experimental confirmation of this type
of MT was very important for better understanding of the mecha-
nism of MT [2, 8]. Open firstly in the CuAlNi alloys thermoelastic
MT was later found in AuCd, AuAg, TiNi, CuZnAl, InTl and some
other alloys. This transformation is characterized by low hysteresis
(several tens of degrees), high mobility of the interphase boundaries
(obligatory condition for thermoelastic MT, not only low hysteresis)
when the external conditions (temperature, applied stress) change,
the ability to stop the transition, full recovering of the initial state
and orientation of high-temperature phase at heating (if avoid de-
cay) or removal of the applied stress.
Usually for description of the martensitic transformation in a
certain alloy, metastable diagrams are used. These diagrams show
the temperature dependence of the beginning and end of the for-
ward and reverse MT (Ms, Mf, As, Af) and hysteresis value on the
composition, i.e. on the content of a specific (primary) element in-
cluded in the alloy. Usually in the diagram, the temperature of
equilibrium of the two phases (initial and martensitic ones), T0, is
noted too. The initial phase is stable above this temperature, and
below it, the martensitic phase is stable.
Important parameters of the MT are the transformation tempera-
tures, value of hysteresis and temperature ranges of the direct and
reverse transition. Usually, hysteresis is taken as difference of
temperatures at which 50% martensitic phase is formed during
cooling and 50% of the parent phase when heating: (M50–A50). Oth-
er methods are also offering for the hysteresis determination, for
REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS 93
example, as temperature difference between the beginning of the
direct (Ms) and start reverse (As) MT: (Ms–As).
2.2. Morphology and Fine Structure of the Martensitic Crystals
In the result of the macroscopic shear during MT, relief appears on
the polished surface of the samples (Fig. 1) which disappears under
heating during reverse transition to parent phase. By the methods
of light and electron microscopy, a wide variety of the morphologi-
cal shapes formed during cooling or under influence of the external
loads is revealed in the martensitic phase.
There are several key forms: needle, tapered, strips, and plates of
different thickness. All these forms are united by the common
name: martensitic crystals. In one grain of the parent phase, up to
48 orientations of the martensitic crystals may arise.
The crystal growth occurs in both the longitudinal and transverse
direction. Martensitic crystals in polycrystalline materials have di-
mensions from a few microns to a few millimetres (e.g., in CuAlNi
alloys the martensitic crystals up to 7 mm observed). In the case of
the thermoelastic MT, it can be seen a gradual increase of an indi-
vidual crystal when the temperature or the applied stress changes.
During non-thermoelastic MT, crystals instantly grow to their
final size and further MT takes place only through the formation of
new martensite crystals. It should also be noted that the parent
phase of the alloys in which thermoelastic MT proceeds often or-
dered: superstructure is observed there. Arising during cooling,
martensite is also ordered.
Fig. 1. Relief of the martensitic crystal in Cu–Al–Ni alloy (50) [9].
94 V. A. LOBODYUK
Decrease of the stress level encountered during MT proceeds of-
ten in the result of the formation of different groups consisting
from the individual crystals—so-called self-accommodation systems
of the martensitic crystals arise.
Morphology of the martensitic crystals depends on the concentra-
tion of elements in the alloy and external influences. For example,
in CuAlNi (Mn) alloys at a concentration of greater than 14.2 wt.%
of Al, wedge-shaped crystals (-phase) appear, at a concentration of
less than 13.8 wt.% of Al—plate (needle) crystals (-phase), and in
the region 13.8–14.2 wt.% of Al both morphological forms may oc-
cur [9, 10].
A great variety of the morphological forms appears during MT in
other alloys. For example, in alloys Fe–(25–33) wt.% Ni, two main
morphological forms may be observed: lath martensite (Ni concen-
tration up to 29 wt.%) and plate martensite (Ni concentration
greater than 29 wt.% of Ni) or their different combinations, form-
ing so-called farms, as well as needles, wedge-, lentils- and ribbon-
like crystals [11]. In the Ti–(48–51) at.% Ni alloys, two morpholog-
ical forms of the martensitic crystals were found: the plate and so-
called ‘wavy’ martensite [12]. The diamond-shaped crystals are ob-
served also.
However, it should be noted that appearance of a particular mor-
phological form of martensite is determined not only by the compo-
sition, the type of martensitic transformation and the type of aris-
ing phase (its crystalline structure), but depends also on external
influences: quenching rate, temperature and subsequent cooling ve-
locity, amount and type of application stress, the kind and extent of
the irradiation, the grain size and thickness of the sample in which
martensitic transformation takes place.
Arising during MT, crystals always contain one or more types of
defects: thin twins, stacking faults, separate dislocations or disloca-
tion forest. The appearance of the defect structure of the crystal is
determined by the mechanism of the martensitic transformation. It
is well known that formation of the martensite can be represented
as two shifts: first, homogeneous, at which there is a simultaneous
directed displacement of the atoms and, as a result, there arises
macroscopic shear relief on the surface, and second, inhomogeneous
necessary to obtain a final crystalline structure of the martensitic
phase and leading to the appearance of the defect structure of the
martensite [2, 13]. However, G. V. Kurdyumov emphasized that two
shears proceed always concurrently but not in sequence one after
the other [2].
Numerous studies of the defective martensitic structure by the
electron microscopy showed that in alloys with thermoelastic MT
(e.g., CuAlNi (Mn), CuZnAl, AuCd, TiNi) martensitic crystals usual-
REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS 95
ly contain a high density of thin twins (called ‘transformation
twins’) and/or stacking faults [14, 15]. Figure 2 shows characteris-
tic microstructures of the martensitic crystals in the CuAlNi alloys.
In some alloys with thermoelastic MT (e.g., TiNi, CuZnAl), besides
thin twins, the dislocations may be observed in crystals of marten-
site.
Defects arisen in the martensitic crystals during thermoelastic
transformation are completely reversible and disappear during the
reverse transition—formed parent phase does not inherit these de-
fects. Many ‘direct–reverse’ MT cycles (more than 1000) can be ac-
complished but density of the defects in initial phase is practically
unchanged and characteristic temperatures, transition intervals and
hysteresis of the transformation are fully preserved.
A different situation arises during non-thermoelastic MT. For
instance, in Fe-based alloys (the most prominent representatives of
this MT type) formed during cooling, martensite contains a high
density of the dislocations (the main types of defects), thin twins or
stacking faults (for example, in CoNi alloys). Arising in non-
thermoelastic martensite, defects are irreversible and during re-
verse MT are inherited by the parent phase increasing existed be-
fore transformation overall density of the defects, mainly disloca-
tions (phenomenon of the so-called phase hardening).
During cycling in the range of MT in the result of accumulation
of defects (mainly dislocations) in the parent phase, characteristic
temperatures of transition are lowered, amount of martensitic phase
appearing during following cooling decreases—the phenomenon of
the stabilization of MT proceeds. Thus, influence of cycling in the
intervals of the direct–reverse MT on the martensitic transition in
(a) (b)
Fig. 2. The fine structure of the martensitic crystals in Cu–Al–Ni alloys
(20000) [14]: (a) thin twins, (b) stacking faults.
96 V. A. LOBODYUK
these alloys is similar to the influence of the large (greater than
40–50%) plastic deformations.
2.3. Interphase Boundaries ‘Martensite–Parent Phase’: Structure,
State, Mobility
An important role in the proceeding of the direct–reverse MT plays
interphase boundaries (IPB), their structure and state. Behaviour of
IPB, their structure and state in the case of the thermoelastic and
non-thermoelastic martensitic transformation are different. During
non-thermoelastic MT, crystals instantaneously grow to its final
value and, during changing the external conditions (temperature,
applied stress), the sizes of the martensitic crystals do not change,
that is, the boundaries of already arisen crystals preserve their po-
sition in the process of further transformation, which continues in
this case by the formation of new crystals.
A different situation is observed in the case of thermoelastic MT.
In this type of transformation, the martensitic transition can be
stopped at any stage of cooling or change of the applied stress. Un-
der lowering of temperature or increase of stress, existing crystals
continue to grow, and new crystals may arise. When the tempera-
ture rises or after unloading, the martensitic crystals are gradually
decreasing. Thus, the boundaries of the crystal retain its mobility
during direct–reverse transition. However, some stress relaxation
nevertheless occurs during this type of MT. This is evident due to
the following observation. If cooling stops then, to continue the
crystal growth, it is necessary some undercooling [8].
To explain high mobility of the interphase boundaries during
thermoelastic MT, G. V. Kurdyumov introduced the concept of ‘co-
herence’ and ‘coherent boundaries’ [2]. Coherent boundaries arise
during martensitic transition in the alloys based on Cu (CuAlNi
(Mn, Zn)), in AuCd, TiNi (Cr, Al, Fe) and some other alloys, in
which upon cooling or under applying of the external stress ther-
moelastic martensitic transformation occurs [14, 15]. During for-
mation of the coherent boundaries, there should be observed com-
plete conjugation of the corresponding crystal planes of the parent
and martensitic phases and relaxation of the stresses arising during
transformation should be absent.
The corresponding interplanar distances of the crystal structures
of the parent and martensitic phases at the interface for full conju-
gation should be equal. However, in reality, it is impossible to find
the corresponding planes in two phases with equal interplanar spac-
ings on the interphase boundaries of the thermoelastic martensitic
crystals, as they the most often located in the planes with low in-
dexes and their interplanar distances in two phases are distin-
REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS 97
guished. Therefore, there always will be some difference in the cor-
responding interplanar distances between these planes in two phases
jointing on the IPB. This will inevitably lead and leads in reality to
the appearance of the elastic deformations on (or near) the inter-
phase boundaries of the thermoelastic martensitic crystals.
However, observations show that in this case the boundaries still
retain high mobility. The relaxation of the arisen stresses (elastic
deformations) leads in some cases to the appearance of the disloca-
tions on the IPB, division of the boundary into separate coherent
parts preserving own high mobility.
The structure and condition of the interphase boundaries in vari-
ous alloys were examined in detail in a number of studies [14–19].
The authors of [17] proposed to divide the interphase boundaries
into coherent, semi-coherent and incoherent. They are defined these
boundaries in the following way.
Under full coherence at the IPB, there is observed perfect (‘uniform’
in the terminology of the authors [18]) match of the lattices of the par-
ent and martensitic phase (actually a coincidence of certain planes of
the crystal structures with the same interplanar distances).
In the case of the semi-coherent boundary, there is a certain re-
laxation (relaxation of the stress) and homogeneous of the matching
decreases, although there may be some local matching in the local
parts of IPB. It proceeds in the result of summing up of the uni-
form deformation, taking place during MT, and inhomogeneous de-
formation with invariant lattice (e.g., twinning or slip).
With formation of incoherent boundary, the continuity of the
corresponding crystal planes in the parent and martensitic phases
on the transition through IPB is disrupted completely.
Note that even in the case of thermoelastic martensitic transfor-
mation, IPB often has complex structure and sometimes there are
observed dislocations. Even during thermoelastic MT, smooth
boundaries are observed mostly during early stages of the transfor-
mation. As determined by the high-resolution electron microscopy,
IPB, for example in the alloy Ti–Ni, consists of separate coherent
portions, separated by interfacial dislocations [18].
But still found serrated and stepped IPBs of the martensitic crystals
retain high mobility with changes of the temperature or applied stress.
Such high mobility of the boundaries observed, for example, in Cu-
based alloys, TiNi, AuCd, etc. Misfit dislocations on the IPB frequent-
ly observed during MT in the FeNi alloys [19].
The boundaries between martensitic crystals, their structure,
state and mobility play also great role in the deformation by means
of the martensitic mechanism. Under influence of the external
stresses, there can proceed next: growth of one martensitic variant
at the expense of another, less favourably oriented with respect to
98 V. A. LOBODYUK
the direction of the applied load, change of the orientation of twins
inside given martensitic crystal and formation of the macroscopic
twins or intermartensitic transitions. These processes occur at the
temperatures below Ms.
Dislocation structure of the interphase boundaries ‘parent phase–
martensite’ and the problem of their mobility were examined in
several studies [17, 20, 21]. The authors of these works have pro-
posed to take into account two types of dislocations on the inter-
face: coherent (dislocation of transformation) and anticoherent
(called ‘misfit’ dislocations). Coherent dislocations are partial, they
provide necessary of the deformation of the original lattice during
its reconstruction into the lattice of the martensitic phase. The
formation of the anticoherent dislocations (with lattice Burgers vec-
tor) brings to a violation of the correspondence (coherence) of the
crystal structures on the boundary and proceeding of the defor-
mation with an invariant lattice.
Coherent dislocations during their conservative movement lead to
the appearance of the steps on the IPB but provide a conjugation of
the crystal structures of the parent and martensitic phases on the
boundary. Deformation energy arising during this movement is re-
duced in the result of formation of the anticoherent dislocations.
Nevertheless, appearing of these dislocations reduces coherence on
the IPB.
If invariant lattice deformation occurs as slip, the movement of
the IPB is similar to the movement of the pile-up of the slipping
dislocations [21].
Fulfilled investigations have shown that in the case of thermoe-
lastic 1 transformation in the CuAlNi alloys velocity of moving
of the IPB in the temperature interval of 180–410 K is equal to
10
6–10
2 m/s. The motion is thermally activated with an activation
energy (1.5–3.5)·10
20 J, and activation volume is equal to 103–104
atomic volumes [22].
In the topological model of MT, it is proposed to consider the
phase boundary as consisting from the coherent sections separated
by linear defects such as dislocations, steps and disconnections,
which are formed together by steps and almost screw dislocations
[23–25].
Defects of this type accommodate elastic deformations arising
during transformation on the IPB. In fact, the interphase boundary
Fig. 3. The scheme of stepped interface boundary, where dashed line is in-
terface boundary (habit) [24].
REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS 99
in this scheme is a certain line drawn through the steps and discon-
nections (Fig. 3). Crystallographic position of this boundary is de-
termined by the height and extent of the steps. Own transformation
occurs through lateral movement of the disconnections.
Thus, in contrast to the classical models of the phenomenological
theories [15], in which IPB is regarded as invariant plane, in topo-
logical model the interface is semi-coherent configuration, consist-
ing of defect-free coherent sections separated by the steps and dis-
connections [26]. Such stepped (on the atomic level) boundaries
(Fig. 4) were detected by the studying of the structure of the inter-
phase boundaries, using the methods of the high resolution electron
microscopy in the alloys Ti–22% Nb, Ti–24% Nb and Fe–20.2 Ni–
5.4 wt.% Mn [26].
3. REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS
Reversibility of the martensitic transformations, a phenomenon dis-
covered by G. V. Kurdyumov during investigations of the MT in
eutectic copper-based alloys, consists in the reverse transition of the
martensitic phase into parent one when the external influences–
temperature (heating) or the applied stresses (their reduction)–
change. Reversibility during MT can be full or partial.
The degree of the reversibility is determined by the type of the
martensitic transformation, reconstruction mechanism of the crys-
tal structure of the parent phase into martensitic one (and marten-
sitic phase into original one), kind of arising defect structure in the
martensite, mobility of the defects and relaxation processes in these
phases during direct–reverse transition and after their completion.
Reverse MT occurs the most complete (that is original state of
the high-temperature phase restores) in the absence of the processes
Fig. 4. Stepped interphase boundary in the Ti–Nb alloys [26].
100 V. A. LOBODYUK
of stress relaxation and decomposition of the supersaturated solid
solution, in which MT proceeds.
In addition to the defects, which have arisen during direct MT
and inherited by the parent phase during reverse transformation,
new structural defects such as dislocations, stacking faults, twins
may additionally form as a result of the relaxation processes and
interaction of the martensite crystals between themselves.
Completely reversible MTs were firstly found in the copper-based
alloys CuAl (Ni, Mn, Co), CuSn, CuZn (Al, Ni, Mn) and then in oth-
er alloys, in which thermoelastic MT proceeds: AuCd, AgCd, TiNi.
It is necessary to note that if during reverse MT decay processes
does not take place the original orientation of the parent phase and
its state are completely restored.
Partially reversible MTs are observed in iron-based alloys (FeNi,
FeMn, FeNiCr), cobalt (CoNi), etc. In these alloys, non-
thermoelastic MT occurs and during direct–reverse transition pro-
cesses of stress relaxation take place which accompanied by the
structural changes. It should be noted that in these alloys reverse
MT is going at temperatures above 300C at which relaxation pro-
cesses occur more quickly.
Obtained experimental results, including microstructural obser-
vations, allowed to G. V. Kurdyumov draw an important conclusion
that, during the reverse MT, movement of the atoms proceeds on
the same paths as that of the forward, only in the reverse direction.
This leads to the reversibility during this type of phase transitions.
3.1. Mechanisms of the Reconstruction during MT
The reversibility during MT is largely determined by the mechanism
of reconstruction during this type of phase transitions: crystallog-
raphy (orientation relationship of the parent and martensitic phas-
es, plane and shear direction, orientation of the interphase bounda-
ries), value of displacement of atoms included in transition, type of
defects arising during reconstruction (dislocations, stacking faults,
thin twins), their density, arrangement (crystallographic character-
istics) and mobility.
Mechanisms and schemes of the reconstruction of the crystalline
structures during MT in different metals and alloys detailed de-
scribed in [15]. Therefore, we shall note that only the mechanism of
the reconstruction during MT should provide for necessary crystal-
line structure of the new phase and its parameters, the correct rela-
tionship between parent and resulting phases, corresponding orien-
tation of the interface (habitus) and type of the defects arising in
the martensitic structure. And most importantly that shifts of at-
oms during this reconstruction should not exceed the interatomic
REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS 101
distances and all the neighbours are saved, that is, the exchange of
atoms does not occur.
Most of the proposed mechanisms and schemes consider the re-
construction of the parent structure into martensite through two
shifts, which, as noted by G. V. Kurdyumov, do not occur one after
other but certainly at the same time. The first shear (often called
homogeneous since all atoms during reconstruction moved collec-
tively in one direction) changes the crystal lattice of the parent
phase and macroscopic shear proceeds leading to the appearance of
the relief on the surface. The second shear (named heterogeneous) is
required for receiving of the correct lattice parameters of the mar-
tensitic phase and formation of the martensitic microstructure with
definite type of defects.
The first scheme of reconstruction of the parent lattice in the
martensitic one was proposed by Bain in 1924 for MT in steel [27].
The assumption about two shifts during MT was used in the work-
ing out of the mechanisms of reconstruction in steels [28], zirconi-
um [29], copper alloys [2] and other metals, as well as in the devel-
opment of the phenomenological theories of the crystallography of
the martensitic transformations [5].
3.2. Defect Structure Changes During Direct–Reverse MT
Numerous studies of the microstructure of the martensite formed
during cooling or under influence of the external factors showed
that along with its appearance from beginning stages of its growth
the defect structure arises: dislocations, thin twins, stacking faults
and various combinations of these defects.
Type of defects, their density in the crystals of the martensite,
crystallographic characteristics are different in different alloys.
They depend not only on the type of alloy but also on the proceed-
ing type of MT and are determined by the mechanism of reconstruc-
tion and temperature (as, for example, in the Fe–Ni alloys).
In alloys with thermoelastic MT, main type of defects, raised in
the martensitic crystals, is thin twins (thickness of several nanome-
tres) and stacking faults. Such defects are completely reversible and
disappear together with martensite crystals during heating. This is
due to their perfect crystallographic reversibility. For example, thin
twins in the martensite of alloys Cu–Al–Ni were located in {121}M
planes. During the reverse transformation, these planes turn into
the {110}A planes, which are not the twinning planes in the parent
(b.c.c.) phase. Therefore, twins (or other defects) during the reverse
transformation in these alloys do not occur. Thus, the original state
of the high-temperature phase that existed prior to the martensitic
transition restored completely. It should be noted that in another
102 V. A. LOBODYUK
alloys with thermoelastic nature of MT additional defects in the
parent phase during the reverse transformation also are not formed.
During repeatedly cycling through the temperature intervals of
the direct–reverse transition, new defects in the martensitic struc-
ture or in the high-temperature phase also do not arise. This is one
of the important features of the MT with the thermoelastic nature
of the transition. A perfection of the interphase boundaries (IPB) of
the martensitic crystals and their high mobility are another feature
of the thermoelastic MT. Movement of the boundaries during
growth or decreasing of the martensitic crystal in this case can be
stopped on any stage of the transformation and under further
change of temperature or stress the same boundary starts to move
again. Such boundaries often located in the planes with low index.
In the martensitic crystals (plates) of the alloys with non-
thermoelastic MT, high density of dislocations (up to 1011 cm
2) and
twins (e.g., in Fe–Ni alloys) or stacking faults (in Co–Ni, Fe–Mn
alloys) are often observed. In the last case, martensitic crystals in-
stantly grow to their final size, phase boundaries do not move with
further changes of the external conditions (temperature or applied
stress). During reverse transition, the arising parent phase inherits
the defects of the martensitic phase and formation of new defects
also proceeds. In the result, high density of defects (dislocations)
appears and initial state of the parent phase is not restored. During
repeated cycling through the temperature interval of MT, density of
defects (dislocations) in the parent phase is greatly increased, the
transformation temperature drops up to the full stop of MT that is
stabilization of this phase takes place.
3.3. Relaxation of Stresses Arising During MT
Martensitic transformation is always accompanied by the appear-
ance of the stresses both in the arising and parent phases. This is
due to several reasons: the crystal lattices of the phases and theirs
parameters are different, during the martensitic transition the vol-
ume changes occurs and at the interfaces of two phases a mismatch
of the lattice spacings arises. Preservation of stresses (elastic ener-
gy) or their relaxation during MT (and after their finishing) leads
to a number of peculiarities of this type of phase transitions.
During thermoelastic MT, the stress relaxation is practically ab-
sent or occurs in the result of the processes included in transfor-
mation, for example, by means of twinning in the martensite, for-
mation of self-accommodation groups of the martensitic crystals,
reorientation of already arisen martensitic crystals or transition of
the martensitic phase appeared firstly into another one (M1 M2).
All these processes are reversible and this causes the complete re-
REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS 103
versibility (structural and crystallographic) of this type MT and re-
covery of the original state. Since the defects arisen during the di-
rect MT are reversible (disappear completely on heating), the origi-
nal structure is completely restored, temperatures of the forward
and reverse MT and hysteresis are virtually unchanged.
Repeated cycling through the temperature intervals of the di-
rect–reverse martensitic transition does not change the temperature
parameters of MT. However, some relaxation of stresses arising
during the MT can take place. This conclusion made on the basis of
the microstructural investigations of MT in the alloys CuAlNi [8].
In this work, it was shown that after stopping of cooling further
transformation proceeds only after some overcooling.
In the alloys with non-thermoelastic character of MT, as a result
of stress relaxation, the dislocations appear, additional change of
the defect structure of the parent phase proceeds, and it is possible
the reorientation of already existing martensite crystals, for exam-
ple, formation of macrotwins.
These processes are irreversible, and therefore, during reverse
MT, the original state is not recovered or recovered only partially.
In addition during reverse transition, the inheritance of the defects
of the martensite phase and emergence of the additional defects oc-
curs. Reverse MT also can occur not only by moving the interphase
boundaries in the direction of the martensitic phase but also
through the nucleation and growth of high-temperature phase in
the martensite. All these processes lead to a change in temperature
of the direct–reverse transition: their significant lowering and in-
crease of hysteresis. Cycling through the transition interval may
lead to stabilization of the parent phase and to complete suppres-
sion of MT in the case of the non-thermoelastic transition—that is a
phenomenon called ‘phase hardening’ proceeds.
The significance of the stress and its relaxation on the proceed-
ing and peculiarities of MT has been testified by experimental re-
sults obtained during investigation of MT in the Cu–(24–26) wt.%
Sn alloys [30, 31]. In these alloys during cooling, MT takes place
with large hysteresis. However, at high heating rates (above 30
K/s) from 196C, onset temperature of the reverse MT decreases
(from 70C to 0C), and hysteresis of transition is substantially
lowered in comparison with those parameters which are observed
during slow heating. Authors of [30, 31] explained these changes by
the influence of the preservation of the elastic energy stored during
direct MT on rapid heating.
Preservation of the elastic energy is due to the suppression of the
relaxation processes during high heating rates. Martensitic trans-
formation, according to the authors, becomes thermoelastic, alt-
hough movement of the phase boundaries in the direct and reverse
104 V. A. LOBODYUK
transition was not observed in this study.
The effect of heating rate on the changes of temperature of the
reverse MT was also observed in [32]. In this work fulfilled on the
Fe–Ni alloys, investigations showed that, at heating rate of 30 to
500 K/s, beginning of the reverse MT lowers from 360 to 270C,
and end of the reverse MT changes from 420 to 360C. Additional
lowering of these temperatures (30–40 K) occurs as a result of
high-rate heating from the temperature of liquid nitrogen with rate
600 K/s.
At high-level stresses arising during direct MT, their relaxation
during exposure in the martensitic state (below the temperature of the
beginning of the reverse transition As) may lead to changes in the mi-
crostructure of the martensitic phase and fixing of the phase bounda-
ries of crystals in the result of formation on these boundaries such de-
fects as dislocations. Due to these processes, there is an additional in-
crease in the temperature of the reverse MT and growth of hysteresis.
The authors of [33] proposed to consider two kinds of stress re-
laxation during MT—dynamic and static ones. Dynamic relaxation
occurs in the process of martensitic transformation, and static one
occurs after stopping or finishing of it. As a result of relaxation,
the defect structure change occurs, and the states of the martensite
and areas of the parent phase neighbouring to the martensitic crys-
tals are changed too.
The second shear during MT which resulted in the change of the
fine structure (arising of thin twins, stacking faults, dislocations
and their various combinations) of the martensite may be presented
as a result of dynamic relaxation needed to reduce the stress level
during reconstruction of crystalline structure of the parent phase in
new crystal structure—structure of martensite.
4. UNUSUAL MECHANICAL PROPERTIES AND PHENOMENA
CAUSED BY THE MARTENSITIC TRANSFORMATIONS
The reversible martensitic transformations cause a number of unu-
sual mechanical properties and phenomena. The main ones are as
follow: shape-memory effect (SME), reversible (or two-way) SME
(RSME), superelasticity (SE), superplasticity (SP). All these effects
are caused by the MT, accompany it, and can be united under com-
mon name: shape memory effects.
These effects are more or less common to all reversible martensitic
transitions and for different materials are distinguished one from an-
other only by the value of the deformation accumulated during trans-
formation and degree of the recovery of the initial size and state. How-
ever, superelasticity is possible only during thermoelastic MT.
Consider briefly the main peculiarities of these phenomena and
REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS 105
properties, their distinctions in various types of MT in concrete alloys.
4.1. Shape-Memory Effects
Under applying of stresses (below yield limit) in the temperature
interval of the direct MT, directional formation of the martensitic
crystals takes place and accumulation of the reversible deformation
proceeds. Such deformation may also occur in the result of reorien-
tation of the unfavourably oriented martensitic crystals (variants),
twinning (overtwinning) in the martensitic phase or intermartensit-
ic transitions (transition one martensitic phase to another). Total
amount of the deformation depends on the type of alloy and during
thermoelastic MT can reach 10–25%.
When load is removed and after heating above the temperature of
the end of the reverse martensitic transformation Af, the reverse
reconstruction and recovery of the original size and state occur.
This phenomenon is called ‘shape-memory effect’ (SME). Degree of
the recovery depends on the type of MT. Figure 5 shows the de-
pendence of the amount of accumulated during MT strain on tem-
perature for various alloys [34]. Only in the case of thermoelastic
MT (CuAlMn and TiNi), complete recovery is observed. During non-
thermoelastic MT (FeNi), only partial recovery of the original shape
occurs.
In alloys with athermal MT, accumulation of the reversible de-
formation occurs during continuous change in external conditions—
temperature or applied stresses. However, in the case of isothermal
martensitic transition, deformation caused by MT may occur at con-
stant temperature without change of the applied stresses. For ex-
ample, using alloys of Cu–Sn–Ga, in which isothermal kinetics of
MT occurs, it was shown that accumulation of fully reversible de-
formation may occur at constant temperature in the temperature
range [196C; 20C] and under constant applied stress during 20–
Fig. 5. Shape-memory effect in different alloys [34].
106 V. A. LOBODYUK
30 minutes [5, 6]. When removing the applied stresses and heating
above Af, there is complete recovery of the original state and size.
To evaluate the capabilities and range of application of the shape-
memory alloys, there are often used diagram ‘stress–temperature’
[35]. These diagrams show the dependence of the stress causing MT
on the temperature, that is, in fact, the region of existence of the
martensitic phase. Such diagrams can demonstrate the behaviour of
the shape-memory alloys under different conditions: at various
temperatures and magnitude of the applied stress.
The degree of return and recovery of the initial size and state is
determined by the mechanism of the direct MT and type of defects
arising in the martensitic phase. During thermoelastic MT, thin
twins and stacking faults arise in the martensitic crystals, disloca-
tions appear very rare (observed, for example, in the martensite of
Ti–Ni and Cu–Zn–Al alloys).
The crystal-structure characteristics of these defects (thin twins
and stacking faults) are such that they provide their complete re-
versibility. As a result of the reverse MT, twins and stacking faults
of the martensitic crystals disappear when removing the stresses
and during heating. Complete (100%) recovery was observed in the
alloys based on copper, gold, silver, and in titanium–nickel alloy. In
these alloys during MT, the initial b.c.c. structure is reconstructed
into martensitic orthorhombic or rhombohedral structure, and,
sometimes, in martensitic crystals, thin twins, stacking faults, low-
density dislocations are formed.
During non-thermoelastic MT in the martensite, there is a high
density of dislocations and thin twins. When heated above Af, these
dislocations do not disappear and are inherited by the high-
temperature phase. Furthermore, during the non-thermoelastic MT,
as a result of the reverse transition, additional dislocations are
formed (essentially up to 1012 cm
2), the overall dislocation density
increases. Thus, irreversible deformation proceeds in these materi-
als. Inheritance of the dislocations of martensite arose during the
direct transition and formation of the dislocations during the re-
verse transformation causes incomplete recovery of the initial state.
Partial recovery occurs in the iron-based alloys, in cobalt. In these
alloys, the parent f.c.c. phase during MT is reconstructed into
b.c.c., b.c.t., or h.c.p. structure.
Significant influence on degree of the recovery in the alloys with
non-thermoelastic MT has type of the substructure arising in the
martensitic crystals. For example, it was observed that in the Fe–Ni
alloys with concentrations of 20–28 wt.% of Ni martensite with a
high dislocation density arises upon cooling, with the content 28–32
wt.% of Ni dislocations, and thin twins are observed in the marten-
site and, at a concentration of more than 32 wt.% Ni, martensite
REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS 107
contains mainly twins [5]. It was shown that degree of the recovery
in these alloys during change of substructure of the martensitic
crystals from dislocations to twins increases from 10% (for Fe–20
wt.% Ni) to 35% (for Fe–32 wt.% Ni) (see Fig. 6) [36].
In Fe–Mn and Fe–Mn–X (X Si, C, Al, Cr, Ni) alloys in certain
concentration range of manganese during cooling of the parent
(f.c.c.) -phase, two martensitic phases (h.c.p.) and (f.c.c.) arise.
However, SME due only to transition and recovery of the orig-
inal form in these alloys is always partial [37].
In Co-based alloys (alloyed with Ni, Al and ternary complexly al-
loyed), martensite contains a high density of stacking faults which
during reverse transformation transverse into dislocations. Accu-
mulated during MT deformation in these alloys reaches up to 6.5%
(in single crystals) and degree of recovery of the original shape can
be varied from 30% after quenching (for alloys Co–Ni) up to 100%
(in ternary alloys) for low loads (1% strain) and after additional
heat treatment [38–41].
The value of reversible strain accumulated during MT in single
crystals of Co-based alloys during tension and compression is dif-
ferent. It has been shown that during tension of single crystals of
the alloy Co40Ni33Al27 with orientation [001] reversible deformation
is equal to 6.5% and on compression is only 3.7% [40]. In this al-
loy, the initial structure is B2 but upon cooling martensitic-
phase L10 structure forms. The value of the reversible deformation
depends also on the orientation of the single crystal. In single crys-
tals of Co49Ni21Ga30 alloy (parent phase has the L21 structure), it
was shown that, during compression, reversible deformation for
Fig. 6. The dependence of the recovery degree (k) on the Ni concentration
in the Fe–Ni alloys [36].
108 V. A. LOBODYUK
orientation [001] is 6.7%, for the orientation [011] is 4.9%, and for
the orientation [123] is equal to 4.5% [40].
In some alloys, MT can proceeds at temperatures higher than
200C. At these temperatures, martensitic transformation is ob-
served in Zr-based alloys (ZrCo, ZrCu, ZrCuCo, ZrCuNi, ZrCоNi,
ZrRh), HfIr, ТiTa [42–44]. For example, in alloy Zr2CоNi, direct
martensitic transformation is beginning at 600С during cooling,
and reverse transformation under heating is finished at 900С;
martensitic transition is characterized by wide temperature hystere-
sis.
Unusual mechanical properties caused by MT—shape-memory ef-
fect, superelasticity, superplasticity—are also observed in Zr-based
alloys. Recovery degree after removal of the load and heating to the
temperature higher than temperature of the end of the reverse mar-
tensitic transformation reaches 90–100% [42].
In HfIr alloys of almost equiatomic composition (50.3 and 51.7
at.% Ir) after unloading and heating above Af, complete recovery of
the original shape is also observed [43]. Accumulation of defor-
mation caused by MT (martensitic phase with an orthorhombic lat-
tice arises) under external load of 270 MPa, and recovery of the ini-
tial state after removal of load takes place in the temperature range
of 1000–500 K. Value of the reversible deformation is substantially
higher in the alloy with 50.3 at.% Ir.
SME with complete recovery (100%) of original size was also de-
tected in the Ti–30 Nb–3 Pd (wt.%) alloy in temperature range of
780–440 K [45]. Relatively high-temperature SME (in temperature
range of 173–513 K), stable during cycling, was manifested also in
the alloys Ti–(30–40) at.% Ta [43]. To suppress the formation of -
phase that prevents the accumulation of the reversible deformation,
the authors suggest to alloy the Ti–30 at.% Ta with Al or Sn (1
at.%) elements.
4.2. Two-Way (Reversible) Shape-Memory Effect
This type of reversible deformation caused by MT has various
names: two-way shape-memory effect or reversible one. It is ob-
served only under certain conditions, which permit the growth of
the martensite crystals in one direction or close directions. This ef-
fect consists in following. As a result of generation of special mi-
crostructure in the parent phase, accumulation of the reversible de-
formation occurs by the directional growth of the martensitic crys-
tals (only one variant or some close directions) during cooling with-
out application of the external load and as a result of summation of
the macroscopic shears of the growing crystals.
Such microstructure can be generated in several ways. For exam-
REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS 109
ple, during ageing under stress, formation of segregations occurs
along the direction determined by applying of an external stress and
growth of the martensitic crystals proceeds in this direction. An-
other way consists in creating of the corresponding dislocation
structure, such as slip lines, in parent phase. Such structure can be
obtained by the deformation at temperature higher than the end of
the reverse MT. Necessary microstructure may be also obtained by
cycling in the temperature range of MT (cooling below Mf-heating
above Af) under the applied external stress.
With these microstructures, a growth of only one variant of marten-
sitic crystals takes place and causes the summation of their shears and
accumulation of the reversible deformation disappearing during heat-
ing above Af. On repeating cooling below Ms, the same variant of the
martensitic crystals arises as in the first cycle of the temperature
change. Created microstructure of the parent phase is preserved dur-
ing cycling through the interval of the direct–reverse MT long time as
the temperature of the end of the reverse transformation Af, for exam-
ple, in Cu-based alloys, in alloys of TiNi and TiNi–Me (Me Fe, Al, Co,
Hf), and in other alloys, is usually below 200–250C. At these tempera-
tures, recrystallization processes during which pre-established dislo-
cation structure can disappear yet do not take place. These tempera-
tures are also significantly lower than the dissolution temperature of
the precipitated particles.
It should be noted that multiple (repeated) accumulation of the
reversible deformation with temperature change without applying
of the external stresses (two-way shape memory effect) occurs only
in the case of thermoelastic MT. This is due to the fact that only
with this character of the martensitic transformation complete re-
versibility of MT and recovery of the state existing before trans-
formation are observed.
Two-way shape memory effect is most often observed in CuZnAl
alloys after deformation above Af or after cycling in the interval of
MT during cooling under load and heating in unloaded state [46, 47].
4.3. Superelasticity
Superelasticity effect is caused by the formation of the martensitic
phase during applying a stresses slightly higher than the tempera-
ture of the end of the reverse MT Af established for the transfor-
mation under cooling in unloaded condition. When removing the
stress martensitic phase is unstable, a reverse transformation and
return to its original condition and size take place. Superelasticity
is observed only in the case of thermoelastic MT which proceeds
with small (several tens of degrees) hysteresis. Superelasticity is
observed at certain concentrations of the elements in Cu-based al-
110 V. A. LOBODYUK
loys (CuAlNi (Mn, Co), CuZn, CuZnAl), NiTi, NiTi–Me (Me Fe,
Co, Cr, Al), AuCd, AgCd, and some others. Superelastic deformation
caused by MT is 8–10% and in some cases may reach 15–18%.
Superelasticity is also possible in the case of elastic twinning
(overtwinning) in the martensitic phase under the influence of the
external load or if there are several martensitic transitions when
during application of the external stress one martensitic phase is
formed from another martensitic phase: A ↔ M1 ↔ M2. In the case
of the superelasticity, due to intermartensitic transitions, effect is
known as ‘rubber-like behaviour’. The transition from one marten-
sitic phase to another martensite under the influence of external
stresses applied below Mf is observed, for example, at certain con-
centrations of elements in ternary CuAlNi alloys [48].
Superelasticity (up to 4%) also detected on single crystals of the
CoNi alloys alloyed by Ga or Al [49, 50]. Superelastic deformation
up to 3% also observed during f.c.c. f.c.t. martensitic transfor-
mation in single crystals of Fe–30.8% Pd alloy in temperature
range of 255–355 K [51]. In this alloy during increase of tempera-
ture of the load (compression in the temperature range of 255–
350C), decrease of the magnitude of the superelastic deformation
proceeds and some hysteresis at temperatures of loading of 255 and
265C is possible that is caused by the formation of the martensite
under applying stress.
It should be noted that the value of superelasticity (SE) depends
on the method of loading. Using the single crystals of Co49Ni21Ga30
alloy with orientation [001], it was shown that a plot of superelas-
ticity obtained during tension and compression of single crystals
have a different view (have asymmetry) [52]. The value of SE is al-
so different. In both case of loading, SE is observed in temperature
range up to 300C. Superelasticity during tension reaches 8.6%,
and there is a complete recovery of the original state when remov-
ing of the stress. In the case of compression, value of SE is only
4.3% and, at a temperature of 260C, irreversible (1%) deformation
appears. Authors explain its appearance by possible dislocation slip,
difficulty of detwinning and some hardening caused by the work of
friction. View of the graphs also depends on the temperature of ap-
plying of the stress (Fig. 7).
4.4. Superplasticity
The martensitic transformation is accompanied by some more effect
(phenomenon)—superplasticity (another name is transformation
plasticity, pseudoplasticity). Superplasticity (SP) is consist in the
flowing of the material under external loading in the range of MT
and caused by the martensitic transition at which, according to the
REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS 111
definition by G. V. Kurdyumov [2], atoms cooperatively displace in
one direction on the distance not exceeding the interatomic. In fact,
the value of SP is limited by these displacements. They are differ-
ent in different alloys. The value of SP, for example, in CuAlNi al-
loys can reach 6–8% [53]. Under the influence of the external
stresses, directed formation of the martensitic crystals proceeds
and, if stress removal occurs below the temperature of beginning of
the reverse MT, deformation (elongation) is retained. The increased
flow may also occur under external loading in the result of for-
mation of the (macro)twins in already arisen (e.g., during cooling)
martensitic phase or as result of the transition one martensitic
phase into another martensitic phase as may occur in CuAlNi or
TiNi alloys.
Superplasticity observed in all materials in which MT is possible
during applying of the external stresses. However, in alloys with
thermoelastic MT after stress removing and heating above Af, the
original dimensions and state are recovered. In the alloys with non-
thermoelastic MT, deformed state is preserved completely or partly.
Fig. 7. Dependence of the superelasticity in Co–Ni–Ga alloys under com-
pressive and tensile strains [52].
112 V. A. LOBODYUK
4.5. Memory Effects in Small-Size Objects
For small-size materials, it should be included those objects whose
size is limited in at least one direction: wire, films, obtained by dif-
ferent methods (thinning, spraying, high-speed quenching), pow-
ders. The size of these objects (diameter or thickness) is from 100
microns to 10–20 nm. An important peculiarity of these objects is
high probability of arising of the amorphous state during receiving
(e.g., the films, prepared by rapid quenching from the liquid state)
and the necessity for further heat treatment (annealing at elevated
temperatures) for their transition into crystalline state.
Martensitic transformation in small objects occurs with certain
peculiarity—characteristic temperatures (start and end of the for-
ward and reverse MT), intervals of transition, hysteresis, phase
composition (type of the martensitic phase, possibility of the inter-
martensitic transitions), reversibility, morphology and microstruc-
ture (type of thin structure) of the martensitic crystals, crystallog-
raphy of the MT are varied [15, 54–56]. These changes are due to
size factor—the influence of sizes of the object (thickness, grain
size, etc.) on the characteristics of the martensitic transformations.
They are largely caused by the changes in the processes of nuclea-
tion of new phase (for example, decreasing of number of the nuclei,
change of their structure), increasing of role of the boundaries dur-
ing MT, state of the surface, as well as with the processes of relax-
ation of stresses arising during MT.
As a rule, the value of the reversible deformation caused by the
formation of the directed martensitic crystals under applying of the
external stresses is less in small samples as compared with bulk ma-
terials. This is partly due to decrease of the number of identically
oriented martensitic crystals in the objects of small dimension and
to increase of number of the grain boundaries. In such objects,
number of the nuclei of the martensitic phase decreases also, the
smaller crystals are formed, and the fine structure of the crystals
changes, differently in comparing to the massive objects relaxation
processes and degree of its proceeding take place.
The composition, which can be changed during obtaining of small
objects (for example, during deposition or heating for crystalliza-
tion of amorphous films) has a significant influence on these prop-
erties. As a result, characteristic temperatures of the direct–reverse
martensitic transformation, its intervals, hysteresis and, especially,
the intervals of displaying of the unusual mechanical properties
may change.
Degree of the recovery in small objects also depends on the type
of MT and temperature intervals of transition. Only in the alloys
with thermoelastic MT, recovery of the original shape is complete
REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS 113
(100%) and there is superelasticity without residual deformation.
4.6. Influence of the External Impacts on Shape-Memory Effect
and Recovery Degree
The amount of strain accumulated during martensitic transfor-
mation under influence of external stresses depends firstly on the
mechanism of reconstruction of the parent phase in new one. Re-
construction mechanism determines the value of the macroscopic
shear and strain accumulated during transformation. However, an
important role plays also the state of the parent phase and prelimi-
nary thermal and thermomechanical treatment, determining grain
size of this high-temperature phase, existing and arising during
transformation defect structure, value and temperature of the pre-
liminary deformation.
Changing these parameters, it can greatly affect on value of de-
formation accumulated during MT and on degree of the recovery to
the initial state after removing of the stresses and heating. When
cycling in the range of the transformation under load, increase in
number of the irreversible defects (dislocations, twins) can take
place that in some cases will lead to change of the value of the
strain accumulated during transformation. Once more reason may
be decreasing of the amount of arising martensitic phase in the re-
sult of increasing of the defect density in the parent phase during
cycling under load. Therefore, cycling in the temperature range of
the ‘direct–reverse MT’ affects differently on degree of the recov-
ery of the initial form and state.
In the case of the thermoelastic MT, cycling does not influence on
these characteristics since defects of the martensitic phase (thin twins,
stacking faults) are completely reversible, disappear during reverse
martensitic transition and therefore are not accumulated on cycling.
Under non-thermoelastic MT arising during direct MT, defects
(mainly dislocations) are irreversible. Therefore, after each cycle of
the direct–reverse MT, density of defects in the parent phase in-
creases. As a result, it changes the state of the parent phase, in-
creases irreversible deformation that reduces degree of the recov-
ery. However, in some alloys with non-thermoelastic MT, some in-
crease in degree of the recovery may proceeds during cycling. For
example, in Co–27 wt.% Ni alloys already after 3–4 cycles, recov-
ery degree increases from 20 to 60% that can be explained by hard-
ening of the parent phase in the result of increasing of density of
dislocations arising during cycling [39].
In some materials, as a result of cycling, accumulation of defects
and corresponding hardening of the material take place. In the
study of cyclic loading (tensile deformation of 2%) on the supere-
114 V. A. LOBODYUK
lasticity, it was found that in nanostructured (subgrain size of
about 100 nm, small-angle disorientation) Ti–21.8Nb–6Zr and Ti–
19.7Nb–5.8Ta (at.%) alloys after the first cycle some residual
strain is preserved [58]. However, during subsequent cycles of
‘loading–unloading’, behaviour of these alloys is different: in Ti–
21.8Nb–6Zr (at.%) alloy full recovery is observed after 3 cycles,
but in Ti–19.7Nb–5.8Ta (at.%) alloy, some residual strain is re-
tained after 10 cycle (Fig. 8). However, initial phase state of these
two alloys is almost the same: at room temperature -phase and lim-
ited amount of -, - and -phases are present. Apparently, this
difference during cycling can be explained by the fact that in these
alloys during loading martensite with different properties and dif-
ferent thin structure arises. For instance, in the Ti–19.7Nb–5.8Ta
(at.%) alloy during the reverse transformation (after removal of the
applied load), irreversible defects (e.g., dislocations or twins) ap-
pear.
Significant influence on the recovery degree exerts the composi-
tion of the alloy and additional alloying by some elements. Such in-
fluence was set in the alloys based on copper (Cu–Al (Ni, Mn, Zn,
Fe, Co)) and in several other alloys. A particularly significant in-
crease in the degree of the shape recovery by alloying achieved in
the alloys based on iron or cobalt. For example, when alloying of
Fe–Mn alloys with such elements as Cr, Si, recovery degree increas-
Fig. 8. Dependence of the superelasticity on cycling in the Ti–19.7% Nb–
5.8% Ta (above) and Ti–21.8% Nb–6% Zr (below) alloys [58].
REVERSIBILITY OF THE MARTENSITIC TRANSFORMATIONS 115
es to 50% or more [59]. At a content of 26.8 wt.% of Mn and 2.8
wt.% of Si in Fe–(21–36 wt.%) Mn–(0.9–3.0 wt.%) Si alloys, the
complete recovery of the original shape is observed.
The alloying elements are often selected as Cr, Al, rare earth
metals, nitrogen, and carbon. Cycling under load in such Fe–Mn al-
loys increases degree of the shape recovery to 100% [60]. However,
it should be noted that magnitude of the reversible deformation in
such alloys still does not exceed 2–3%.
Growth of the recovery degree by alloying and cycling under
stress is resulted in increase of the mechanical properties (harden-
ing) and bring about to decrease in number of orientations of the
martensitic crystals arising in the martensitic phase.
5. CONCLUSIONS
Experimental results obtained in the study of various aspects of the
martensitic transformation indicate that this type of phase transi-
tions can be represented as a special kind of deformation—
deformation by the martensitic mechanism. Indeed, during MT, the
change of sizes occurs as a result of the macroscopic shear, changes
of the orientation and defect structure take place also. The marten-
site always contains twins, stacking faults, dislocations or various
combinations of these defects. Upon cooling, martensitic crystals of
different orientations arise (up to 24 orientations).
However, upon application of the external stresses, the crystals
of preferred orientation arise and, in this case, the macroscopic
shears of each crystal are added that leads to appearance of the to-
tal macroscopic deformation and in the result—to change of the
size. When removing the stress and heating above the temperature
of the end of the reverse transformation Af, recovery of the original
size, orientation and state proceeds.
Degree of the recovery depends on the nature of the martensitic
transformation. In the case of thermoelastic MT, recovery is complete
(100%) due to the full reversibility of the defects arising in the mar-
tensite (thin twins and stacking faults) as dislocations during this type
of the martensitic transformation is almost not formed.
During non-thermoelastic MT, irreversible defects such as dislo-
cations and twins appear in the martensite. This defect structure is
inherited by the parent phase during reverse transition. In addition,
the dislocation density in the parent phase can be increased (up to
1011–1012 cm
2) as a result of the formation of new defects during
reverse transition. Their appearance is due to the mechanism of the
reverse MT. All these processes cause return only part of the origi-
nal form in the alloys with this type of MT. Thus, type of the de-
fects arising during MT (so-called thin structure of the martensite
116 V. A. LOBODYUK
crystals) and their reversibility (the ability to annihilate) largely
determine degree of the recovery.
Second factor that affects reversibility is relaxation of the stress-
es arising during MT, rather, degree of relaxation. An important
role of this parameter in the mechanism of MT noted repeatedly. It
may be recalled about studies of MT conducted on the Cu–Sn alloys
[31], in which, as shown, in the case of retarding of the relaxation
processes and preservation of the level of arising during direct MT
stresses (due to the rapid cooling to the temperature of liquid ni-
trogen), the hysteresis of the transformation is considerably re-
duced and under heating fully reversible MT proceeds.
Increasing of the recovery degree in the Fe–Mn alloys by alloying
is due to the hardening and a corresponding decreasing in the de-
gree of the relaxation processes. The role of dislocation deformation
mechanisms lower also.
The recovery degree of the original shape (SME) depends strongly
on the type of the thin structure of martensite. For example, in the
Fe–Ni alloys, it was shown that under change of the defect struc-
ture of martensite from dislocations to twins the recovery degree
increases in three times (from 15% to 45%) [35]. For complete re-
covery of the original shape (and state), it is needed that during the
direct martensitic transformation such defects should arise which
completely annihilate during reverse transition. Only thin twins and
stacking faults, arising during direct thermoelastic MT, have these
properties.
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