Linear, diatomic crystal: single-electron states and large-radius excitons
The large-radius exciton spectrum in a linear crystal with two atoms in the unit cell was obtained using the single-electron eigenfunctions and the band structure, which were found by the zero-range potentials method. The ground-state exciton binding energies for the linear crystal in vacuum appeare...
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Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України
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Цитувати: | Linear, diatomic crystal: single-electron states and large-radius excitons / V.M. Adamyan, O.A. Smyrnov // Физика низких температур. — 2009. — Т. 35, № 5. — С. 503-509. — Бібліогр.: 21 назв. — англ. |
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irk-123456789-1171402017-05-21T03:03:10Z Linear, diatomic crystal: single-electron states and large-radius excitons Adamyan, V.M. Smyrnov, O.A. Низкоразмерные и неупорядоченные системы The large-radius exciton spectrum in a linear crystal with two atoms in the unit cell was obtained using the single-electron eigenfunctions and the band structure, which were found by the zero-range potentials method. The ground-state exciton binding energies for the linear crystal in vacuum appeared to be larger than the corresponding energy gaps for any set of the crystal parameters. 2009 Article Linear, diatomic crystal: single-electron states and large-radius excitons / V.M. Adamyan, O.A. Smyrnov // Физика низких температур. — 2009. — Т. 35, № 5. — С. 503-509. — Бібліогр.: 21 назв. — англ. 0132-6414 PACS: 73.22.Dj, 73.22.Lp, 71.35.Cc http://dspace.nbuv.gov.ua/handle/123456789/117140 en Физика низких температур Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України |
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Низкоразмерные и неупорядоченные системы Низкоразмерные и неупорядоченные системы |
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Низкоразмерные и неупорядоченные системы Низкоразмерные и неупорядоченные системы Adamyan, V.M. Smyrnov, O.A. Linear, diatomic crystal: single-electron states and large-radius excitons Физика низких температур |
description |
The large-radius exciton spectrum in a linear crystal with two atoms in the unit cell was obtained using the single-electron eigenfunctions and the band structure, which were found by the zero-range potentials method. The ground-state exciton binding energies for the linear crystal in vacuum appeared to be larger than the corresponding energy gaps for any set of the crystal parameters. |
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Article |
author |
Adamyan, V.M. Smyrnov, O.A. |
author_facet |
Adamyan, V.M. Smyrnov, O.A. |
author_sort |
Adamyan, V.M. |
title |
Linear, diatomic crystal: single-electron states and large-radius excitons |
title_short |
Linear, diatomic crystal: single-electron states and large-radius excitons |
title_full |
Linear, diatomic crystal: single-electron states and large-radius excitons |
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Linear, diatomic crystal: single-electron states and large-radius excitons |
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Linear, diatomic crystal: single-electron states and large-radius excitons |
title_sort |
linear, diatomic crystal: single-electron states and large-radius excitons |
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Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України |
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2009 |
topic_facet |
Низкоразмерные и неупорядоченные системы |
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http://dspace.nbuv.gov.ua/handle/123456789/117140 |
citation_txt |
Linear, diatomic crystal: single-electron states and large-radius excitons / V.M. Adamyan, O.A. Smyrnov // Физика низких температур. — 2009. — Т. 35, № 5. — С. 503-509. — Бібліогр.: 21 назв. — англ. |
series |
Физика низких температур |
work_keys_str_mv |
AT adamyanvm lineardiatomiccrystalsingleelectronstatesandlargeradiusexcitons AT smyrnovoa lineardiatomiccrystalsingleelectronstatesandlargeradiusexcitons |
first_indexed |
2025-07-08T11:42:53Z |
last_indexed |
2025-07-08T11:42:53Z |
_version_ |
1837078911322685440 |
fulltext |
Fizika Nizkikh Temperatur, 2009, v. 35, No. 5, p. 503–509
Linear, diatomic crystal: single-electron states and
large-radius excitons
V.M. Adamyan and O.A. Smyrnov
Department of Theoretical Physics, Odessa I.I. Mechnikov National University
2 Dvoryanskaya Str., Odessa 65026, Ukraine
E-mail: smyrnov@onu.edu.ua
Received November 13, 2008, revised January 4, 2009
The large-radius exciton spectrum in a linear crystal with two atoms in the unit cell was obtained using
the single-electron eigenfunctions and the band structure, which were found by the zero-range potentials
method. The ground-state exciton binding energies for the linear crystal in vacuum appeared to be larger
than the corresponding energy gaps for any set of the crystal parameters.
PACS: 73.22.Dj Single particle states;
73.22.Lp Collective excitations;
71.35.Cc Intrinsic properties of excitons; optical absorption spectra.
Keywords: quasione-dimensional semiconductors, zero-range potentials method, single-walled carbon
nanotubes, exciton, exciton binding energy.
1. Introduction
The study of the quasione-dimensional semiconduc-
tors with the cylindrical symmetry became an urgent
problem as soon as investigations of semiconducting
nanotubes had been launched. One of the most important
trends of research in this field is the study of optical spec-
tra of such systems, which should include the exciton
contributions [1–9]. Evidently, the quasione-dimensional
large-radius exciton problem can be reduced to the 1D
system of two quasi-particles with the potential having
Coulomb attraction tail. Due to the parity of the interac-
tion potential the exciton states should split into the odd
and even series. In [10] we show that for the bare and
screened Coulomb interaction potentials the binding en-
ergy of even excitons in the ground state well exceeds the
energy gap (in the same work we also discuss the factors,
which prevent the collapse of single-electron states in iso-
lated semiconducting single-walled carbon nanotubes
(SWCNTs). But the electron-hole (e-h) interaction poten-
tial and so the corresponding exciton binding energies
may noticeably depend on the electron and hole charge
distributions. So it is worth to ascertain whether the effect
of seeming instability of single-electron states near the
gap is inherent to the all quasione-dimensional semicon-
ductors in vacuum or it maybe takes place only in
SWCNTs for the specific localization of electrons (holes)
at their surface and weak screening by the bound elec-
trons. That is why we consider here the simplest model of
the quasione-dimensional semiconductor with the cylin-
drical symmetry, namely the linear crystal with two atoms
in the unit cell. The electrons (holes) in this crystal are
simply localized at its axis.
The aim of this work is only a qualitative analysis of
the mentioned effect. For study of electron structure of
concerned 1D crystal we apply here the zero-range poten-
tials (ZRPs) method [11,12] (see Sec. 2). The matter is
that results on the band structure and single-electron
states, obtained by this method for SWCNTs in [13,14],
appeared to be in good accordance with the experimental
data and results of ab initio calculations related to the
band states. For certainty we use the linear crystal param-
eters (the electron bare mass, lattice parameters) taken
from works on nanotubes [13,14]. In Sec. 3 we obtain the
e-h bare interaction potential and that screened by the
crystal band electrons, and then the large-radius exciton
spectrum for the linear crystal in vacuum. All these data
are used in Sec. 4, where we present results of calcula-
tions for the crystal with different lattice periods (it also
means different band structures). As it turns out, the bind-
ing energy of even excitons in the ground state well ex-
ceeds ( � �2 5 times) the energy gap for the linear crystal
in vacuum and the screening by the crystal band electrons
is negligible. Note, that this result was obtained within
the framework of exactly solvable ZRPs model with fea-
sible parameters. Therefore, the mentioned instability ef-
© V.M. Adamyan and O.A. Smyrnov, 2009
fect may take place not only for the considered simplest
case, but, most likely, also for other quasione-dimen-
sional isolated semiconductors in vacuum.
2. Single-electron band structure and eigenfunctions
of band electrons
We have obtained the single-electron states in the lin-
ear crystal using the ZRPs method [11,12]. The main
point of this method is that the interaction of an electron
with atoms or ions of a lattice is described instead of some
periodic potentialV ( )r by the sum of Fermi pseudo-poten-
tials [11]
( / ) ( )( / )1 � � � � �
l
l l l� � �
(� l l� �| |r r , rl are the points of atoms location, � is a cer-
tain fitting parameter) or equivalently by the set of bound-
ary conditions imposed on the single-electron wave func-
tion at points rl :
lim ( )( ) ( )( )
� �
� � �
l
d
d l
l l
�
�
�
�
�
�
�
0
0r r .
The electron wave functions satisfy at that the Schr�ding-
er equation for a free particle for r r� l . Therefore we seek
them for the linear crystal in the form:
� �
��
�
��
( , )
exp ( ) exp (
n
A
n
B
n
n
n
A
n
A n
n
n
B
A B�
�
�
�
���
�
���
�
� � )
,
�n
B
(1)
where indices A and B denote two monatomic sublattices
of the diatomic lattice,
�n
A
n
A� �| |r r and �n
B
n
B� �| |r r ,
n numbers all the sublattices points, � � 2m Eb | | / �,
E � 0 is the electron energy and mb is the bare mass. For
certainty, following [13,14] we take from now on
m mb e� 0 415. and the ZRP parameter � � 2m Eb | | /ion �,
where E ion is the ionization energy of an isolated carbon
atom. By [13,14], with these � and mb ZRPs method re-
produces single-electron spectra of such quasione-dimen-
sional structures as SWCNTs within an accuracy of exist-
ing experiments. One can take infinite limits for the series
in (1) even for the finite crystal, because terms of these se-
ries decrease exponentially with increasing of n.
According to the ZRPs method the wave functions (1)
should satisfy the following boundary conditions at the
all sublattices points:
lim ( )( ) ( ( )
� �
� � � �
l
i
d
d l
i l
i
l
i
�
�
�
��
�
�
�
��
�
0
0r r , (2)
here i A B� { , } according to each sublattice.
Further we suppose that the linear crystal lies along the
z-axis, thus r en
A
znd� and r en
B
znd a� �( ) , where e z is
the z-axis unit vector, a is the distance between atoms in
the unit cell of the crystal and d a� 2 is the distance be-
tween the neighbour atoms in each sublattice. Note, that
d a� 2 corresponds to the metallic monatomic crystal and
for the case d a� 2 the smallest distance between atoms in
the crystal is d a a� � .
Substituting (1) to (2) and applying the Bloch theorem
(A A iqdnn � exp ( ), B B iqdnn � exp ( ), q is the electron
quasi-momentum) we get two equations for amplitudes
A B, :
AQ BQ
AQ BQ
1 2
2 1
0
0
� �
� �
�
�
,
,*
(3)
where
� �Q q
d
d qd1
1
2( , ) ln [ cos ] ,� � �� � �cosh (4)
Q q
nd a iqnd
nd a
n
2( , )
exp ( | | )
| |
.�
�
�
� � �
�
���
�
� (5)
Setting d ja� :
Q q
a
a
x d iq
x a
j
j
2
2
1
1
( , )
exp [ ]
exp [ ( )]
exp [ ]
exp
�
�
�
�
�
�
�
� �
�
�
[ ( )]d iq x
dx
j� �
�
�
�
�
�
�
�
� �
0
1
(6)
for each real j � 2.
From (3) we get two equations, which define the band
structure of the crystal:
Q q Q q1 1 2 1 0( , ) | ( , )|� �� � , (7)
Q q Q q1 2 2 2 0( , ) | ( , )|� �� � . (8)
Equation (7) defines the conduction band and equation
(8) defines the valence band (see Sec. 4, Fig. 1). So the
electron and hole effective masses can be simply obtained
from (7) and (8), respectively.
Further, using the Hilbert identity for Green's function
of the 3D Helmholtz equation, we obtain the normalized
wave functions (1):
� �
�, ( )
( , ) exp ( | | )
| |
q
z
zn
A q
L
nd iqnd
nd
r
r e
r e
�
� � �
�
�
���
�
�
�
�
�
�
�
� � � �
� �
���
�
Q
Q
nd a iqnd
nd a
z
zn
1
2
exp ( | ( ) | )
| ( ) |
� r e
r e�
�
�
�
�
,
(9)
where L is the crystal length and A q( , )� is the normaliza-
tion factor:
504 Fizika Nizkikh Temperatur, 2009, v. 35, No. 5
V.M. Adamyan and O.A. Smyrnov
A q
d d qd
d y
( , )
cos
–
,
/
�
�
!
�
�
�
�
"
�
�
��
�
�
��
1
2
1 2
cosh
sinh
and
� �y
Q
Q
iqd a d a� � � �1
2
exp [ ]sinh sinh [ ] .� �
3. Exciton spectrum and eigenfunctions. Bare and
screened e–h interaction
Using the same arguments as in the 3D case one can
show (see, for example [10]), that the wave equation for
the Fourier transform # of envelope function in the wave
packet from products of the electron and hole Bloch func-
tions, which represents a two-particle state of large-ra-
dius rest exciton in a (quasi)one-dimensional semicon-
ductor with period d, is reduced to the following 1D
Schr�dinger equation:
� # � # � # � � �� � � �
�
2
2$
' ' ( ) ( ) ( ) ( ), , ,z V z z z E E zg� � exc
(10)
where $ is the e–h reduced effective mass and V z( ) is the
e–h interaction potential:
V z
e
x x y y z z z
EE dd
( )
(( ) ( ) ( ) ) /
� �
� � � � � �
%
2
1 2
2
1 2
2
1 2
2 1 2
33
% � % � �| ( )| | ( )| , (; , / ; , /u u d d E E zc d v d
d
� ! � !r r r r1
2
2
2
1 2 3 2 0 d ).
Here u c v q, ; , ( )� r are the Bloch amplitudes of the Bloch
wave functions � �c v q c v qiqz u, ; , , ; ,( ) exp ( ) ( )r r� of the
conduction and valence band electrons of the linear crys-
tal, respectively. Using the actual localization of the
Bloch amplitudes at the crystal axis, after several Fourier
transformations and simplifications we adduce the e-h in-
teraction potential to the following form:
V z
e r
r d
J k J kr r
k
k
r
d
r r1 2
4 2
1
2
2
2
1 1 2 1
4
0
1
, ( )
( ) ( / )
(|
� � %
% �
�
z d z z
k
r
d z
k
r
d z
| | | | | ) exp | |
exp |
� � �
�
�
�� � � �
&
'
(
)
*
+ �
� � �
2
1
1
| exp | | ,
&
'
(
)
*
+ � �
&
'
(
)
*
+
�
�
��2
1
k
r
z dk (11)
where J is the Bessel function of the first kind and r1 (r2)
is the radius of the electron (hole) wave functions trans-
verse localization
r r u z dz dD
E
c v q
L
D D1 2 2
2
0
2
2
22
2
, , ; ,| ( , )|�
�
�
�
�
�
�
�
�
�
� � r r
1 2/
,
where r2D is the transverse component of the radius-vec-
tor, q d� ! / and � �� � !� 1 2, / d correspond to the conduc-
tion and valence bands edges at the energy gap (according
to (7) and (8), respectively). Equation (10) with the poten-
tial given by (11) defines the spectrum of large-radius
exciton in the linear, diatomic crystal if the screening ef-
fect by the crystal electrons is ignored. Actually, the
screening of the potential (11) by the band electrons is in-
significant.
Indeed, following the Lindhard method (so-called
RPA), to obtain the e–h interaction potential ,( )r ,
screened by the electrons of linear lattice, let us consider
the Poisson equation:
� -, ! � �( ) ( ( ) ( ))r r r� �4 ext ind (12)
where r is the radius-vector, �ext ( )r is the density of extra-
neous charge and � ind ( )r is the charge density induced by
the extraneous charge.
By (12) the screened e–h interaction potential may be
written as:
, ! � �( ) ( ( ' ) ( ' )) ( , ' ) ' ,r r r r r r� � 4
3
ext ind
E
G d (13)
where G( , ' ) / ( | ' | )r r r r� �1 4! is Green's function of the
3D Poisson equation.
Let E q0( ) and � �, ,( ) exp ( ) ( )q qiqz u0 0
r r� be the band
energies and corresponding Bloch wave functions of the
crystal electrons and E q( ), �, ( )q r be those in the pres-
ence of the extraneous charge. Then
� � �
ind ( ) [ ( ( ))| ( )| ( ( ))| ( )| ], ,r r r� � �e f E q f E qq q
q
2 0 0 2� ,
(14)
where f is the Fermi–Dirac function. Using the trans-
verse localization of the Bloch wave functions near the
crystal axis, we get in the linear in , approximation:
� �
ind ( ' , ' ) ( ,
; , ', '
; , 'z e
E
u zD
g q qq q
v q
E
L
Dr r2
2
0
2
1
2
2
� � � )
* ( , ) ( ) exp [ ( ' )]
*
; ,
; ,
%
% � %
%
u z d z iz q q dz
u
c q D D
v
�
�
,
1
2
2 2r r
q D c q Dz u z iz q q' ; ,( ' , ' ) ( ' , ' ) exp [ ' ( ' )] ,r r2 21� �
(15)
where E E q E qg q q c v; , ' ( ) ( ' )� � . Here and further ,( )z is
the e–h interaction potential averaged in E2 over the re-
gion of the Bloch wave functions transverse localization
and over the lattice period d along the crystal axis.
Linear, diatomic crystal: single-electron states and large-radius excitons
Fizika Nizkikh Temperatur, 2009, v. 35, No. 5 505
Due to the periodicity of the Bloch amplitudes � ind
may be written as:
� ,
�
ind ( ' )
( , ' ; )
( ' )
*
; , ', '
;
r � � � %
%
�e N
L
C q q d
E
q q
u
g q qq q
v
2
2 , ' ; ,( ' ) ( ' ) exp [ ' ( ' )] ,q c qu iz q qr r�1
� (16)
where
C q q d u z u z d
E
d
c q D v q D D( , ' ; ) * ( , ) ( , ); , ; , '�
2
1 2
0
2 2 2� �r r r dz
and N is the number of unit cells in the crystal.
Further, after several transformations we obtain from
(13) and (16) the one-dimensional Fourier transform of
the potential ,:
,
,
.
.
!
( )
( )
( )
,
( )
| ( , ; )|
; ,
k
k
k
k
e N C q q k d
Eg q q k
�
� �
�
�
0
2 2
2
2
1
2
�
!
!
/
/
~
( )
sin( / )
d
d
dqK k
kd
kd
0
2 2
(17)
where , 0 is the Fourier transform of the averaged electro-
static potential induced by �ext and
~
( )K k0 is the modified
Bessel function of the second kind averaged over r2D and
r' 2D in the region of the Bloch wave functions transverse
localization in E2, namely
~
( )
( )
(| | | ' | ) 'K k
r r
K k d d
EE
D D D
rr
0
1 2
2 0 2 2 2
1
2
2
2
1
� � !
r r r r 2
2 20 0 2
D
r
D iE r ri
,
( ) ( ) .� / / % / /0 !
In the long-wave limit we get:
| ( , ; )| | ( ; )| ,
( ; ) *
; ,
C q q k d U q d k
U q d u
k
c q
E
d
� 1
�
0
2 2 2
0
1
2
� ( , ) ( , ) .; ,z
q
u z d dzD v q D Dr r r2 2 22
�
� �
(18)
Using of the Schr�dinger equation for the orthogonal
Bloch wave functions �, ( )q r yields
U q d
i
E m
z
zg q q b
c q
E
d
D v q
( ; )
( , )
; ,
; ,
*
; ,
�
�
�
� �
2
0
21
2
2
� �r ( , ) .z d dzD Dr r2 2
(19)
Hence, in the long-wave limit the screened quasione-
dimensional electrostatic potential induced by a charge
e0, distributed with the density:
�
!
ext ( , ) ( [ / ] [ / ])
( [ ] [
z
e
R d
z d z d
r r
D
D
r2
0
2
2
2 2� � � � %
% �
2 2
2 2 2
0
0
0
0
0
1
D R R
x x
x x
x x
� �
� �
�
�
�
�
]), ,
[ ]
, ,
, ,
2
in accordance with (17) and (19), is given by the expres-
sion
,
!
( )
( ) sin ( )
~
( ) cos ( )
z
e r
d
/k kd/ r K k/r kz/r
�
8 1 20 1
2
2 2
1 0 1 1
1 21 1 0 1
0
�
�
g kr /d kd/ r K k/r
dk
d ( ) sin ( )
~
( )
(20)
with
g
e
r m E z
d
b g q qd
d
c q�
�
�
�
�
�
�
�
�
�
�
3
3
3 3
�
�
2
1
2
3
1
1!
!
!
�
; ,/
/
; ,
3
33
3
3 3
3
3 �v q dq; , .
2
2
(21)
According to equation (9) the dimensionless screening
parameter gd may be also written as:
g
e
dr
m
A q A q
q
d b
c v�
�
�
��
�
�
�� �
16
1
2 2
1
2
2
2
2
1
2�
( , ) ( , )
( ( )
� �
� � ( ))
( , ) ( , )
( , ) ( , )
/
q
Q q Q q
Q* q Q q
d
5
0
1 1 1 2
2 1 2 2
1
!
� �
� �
%
% �
�
�
�
�
�
�
�
�
3
3
3
3 � %
%
Q q d
Q q
Q* q
Q*
1
1 1
2 1
2
1
2
1
2
�
�
�
�
� �
�
�
( , )
( , )
( , )
�( , )
( , )
( , )
( , ) .� �
�
�
� �
�
�
q d
Q q
Q q
Q q d dq1 2
2 2
2
2
1
2
(22)
Note, that �1 and �2 are the implicit functions of q defined
by (7) and (8), respectively.
It appears, that gd calculated according to (22) for d
varying in the interval [ . , ]21 3a a are about 10 6� .
4. Discussion. Stabilization of single-electron states
Using Eqs. (7) and (8) we obtained the band structure
(see Fig. 1) and the electrons and holes effective masses
for the linear crystal of dimers for different values of the
ratio j d a� / of its period d and the distance a between at-
oms in dimers. Besides, using wave equation (10) and po-
tentials (11) and (20) we found the large-radius exciton
energy spectrum in the crystal for the bare e–h interaction
and e–h interaction screened by the bound electrons of the
crystal. We present here results for the crystal with
j 456789:;. Contrary to the single-band metallic crystal
with j � 2, the crystals with j � 2 are semiconductors with
band gaps varying from zero to the difference between the
electron levels in an isolated dimer. Particularly, the crys-
506 Fizika Nizkikh Temperatur, 2009, v. 35, No. 5
V.M. Adamyan and O.A. Smyrnov
tals with j � 2 001. and realistic values of a and � (as in
nanotubes and some 1D polymer chains) are narrow-gap
semiconductors, in which excitons may possess binding
energies about �10 meV, but the crystals with j � 2 1. are
already wide-gap ( �1eV) semiconductors with strongly
bound e–h pairs, and the crystals with j � 3 are almost flat
band semiconductors, but their electrons and holes at the
energy gaps (q d� ! / ) still have the finite effective
masses (these electrons and holes form the excitons in the
crystals). For certainty, the distance a we have chosen
equal to the graphite in-plane parameter 0 142. nm. The
ZRP interaction parameter � � �11 01 1. nm corresponds
to the ionization energy of an isolated carbon atom
( .E ion eV�11 255 ).
As one can see from table 1 the obtained from (22)
dimensionless screening parameter gd �� 1 for the all
considered values of j. So, it turns out that the screening
of the e–h interaction potential by the band electrons in
the linear, diatomic crystal may be ignored. This result
could be expected since the considered model of linear
crystal is close to that of the electron gas confined to a cy-
lindrical well. In the latter case, for which the separation
of the angular variables takes place, the states with differ-
ent quantum numbers m of the angular momentum play
the role of electron bands. Accordingly, the matrix ele-
ment | | / | |< � � = c vz from (21) for the direct transitions
between bands with different m appears to be identically
equal to zero. This is why only the binding energies of
excitons with unscreened interaction potential are listed
in table 1.
To obtain estimates of the main linear crystal charac-
teristics we considered several limiting cases. In the case
of d a�� (or j �� 1) and a � const equations (7) and (8) can
be reduced to � � �� � �1 2 1 2 0, ,exp [ ] /� a a , thus bands be-
come flat (�1 2, do not depend on q) and the band gap tends
to the finite value ( / )( )�
2
2
2
1
22mb � �� (for a � = 0.142 nm
it is about 6.3 eV), hence the reduced effective mass and
exciton binding energy tend to infinity, while the exciton
r a d i u s r eexc � �
2 2/ $ t e n d s t o z e r o . T h e r e f o r e ,
the large-radius exciton theory is actually appropriate
( )r aexc �� for excitons in the linear, diatomic crystal only
when its period d runs the interval ( , . )2 2 4a a (e.g., rexc is
� 9a for j � 21. and � 2a for j � 2 4. ). If d � const, but
a
0, the conduction band moves to the region of posi-
tive energies and at some critical value of a disappears,
while the valence band shifts correspondingly to the re-
gion of deep negative energies.
Table 1 shows that the ground-state exciton binding
energies for the linear, diatomic crystals with any value of
the ratio j are greater than the corresponding energy gaps.
Note, that according to the same calculations, but with the
bare mass m mb e� , the ground-state exciton binding en-
ergy for the linear crystal in vacuum appears significantly
greater than the energy gap. We should note also, that the
ground-state binding energies of excitons in the linear
crystal with different periods d in vacuum, calculated us-
ing the 1D analogue of the Ohno potential [15] instead
of potential (11), remain greater than the corresponding
energy gaps. Particularly, for d a� 2 3. calculations with
the 1D unscreened Ohno potential with the energy
parameter U taken from [16] (U �11 3. eV) and [17]
(U �16 eV) give the ground-state exciton binding ener-
gies �0;even � 5 90. eV and �0 763; .even eV� , respectively,
while Eg � 3 31. eV (see table 1). Thus, all calculations
Linear, diatomic crystal: single-electron states and large-radius excitons
Fizika Nizkikh Temperatur, 2009, v. 35, No. 5 507
Table 1. Band gaps Eg and reduced effective masses $ according to (7), (8); radii of the electrons and holes transverse localization r1 and r2,
respectively; screening parameter gd according to (22) and the exciton binding energies � of the even and odd series for the linear, diatomic
crystal according to equation (10) with potential (11) for different values of the ratio j d a� / .
j Eg , eV $ ( )me r
1
, nm r
2
, nm gd ( )10 6�
�0; ,even eV �1; ,odd eV �0;even /Eg
2.1 1.4422 0.041 0.070 0.0611 0.7235 –6.90 –0.5939 4.7845
2.3 3.3146 0.125 0.080 0.0569 2.4716 –8.9992 –2.0631 2.715
2.5 4.403 0.2199 0.088 0.0549 2.7036 –9.5352 –3.4812 2.1656
3 5.6281 0.5665 0.0994 0.0551 1.1206 –9.6588 –5.8421 1.7162
–4
–6
–8
–10
–12
–14
–16
0 0.2 0.4 0.6 0.8 1.0
q
E
,
eV
Fig. 1. The band structure of the linear crystal with parame-
ters: j � 2 1. (dashed line), j � 2 5. (dot-dashed line) and j � 3
(solid line); q in units of ! / d. The upper and lower bands cor-
respond to equation (7) and (8), respectively.
made on the base of solvable zero-range potentials model
indicate the instability of the single-electron states in the
vicinity of the energy gap with respect to the formation of
excitons. This might be a shortage of this model, but it is
worth mentioning that results obtained on one-particle
states in real 1D systems, like SWCNTs [13,14], within its
framework agree with existing experimental data in limits
of accuracy of the latter.
The stability of single-electron states of 1D semicon-
ductors with respect to the exciton formation in vacuum
can be explained by bringing multi-particle contributions
into the picture. With the advent of some number of
excitons in the quasione-dimensional crystal the addi-
tional screening appears, which is caused by a rather great
polarizability of excitons in the longitudinal electric
field. This collective contribution of born excitons into
the crystal permittivity returns the lowest exciton binding
energy �0;even into the energy gap and so blocks further
spontaneous transitions to the exciton states. To show this
let us consider the model of linear crystal immersed into
the gas of excitons with dielectric constant .exc confined
to the region of linear crystal carriers transverse localiza-
tion, namely: cylinder with radius r1 and axis coinciding
with that of linear crystal (from now on, for estimates, we
assume that electron and hole have the same transverse
localization radius). In this case it is easy to show that the
e–h interaction potential is given by:
,
! .
( )
sin ( / ) cos ( / )
z
e r
d
kd r kz r
k
� %
% �
�
16 2
1
2
2
1
2
2
1 1
4
0 exc
K k I k
k K k I k K k I k
dk1 1
0 1 1 0
( ) ( )
( ( ) ( ) ( ) ( ))
,
.exc �
�
�
��
�
�
�� (23)
where I i and K i are the modified Bessel functions of the
order i of the first and second kind, respectively. Further,
like in [18], we use the known elementary relation be-
tween the permittivity of exciton gas and its polarizability
� in the direction of linear crystal
. !� �exc � � �
< =
��1 4 2 2 0
2
0
,
| | | |
,e n k
kk
> >r
� �
where n is the bulk concentration of excitons, >0 and �0
are the exciton eigenfunction and binding energy, which
correspond to the ground state, and >k and �k are those,
which correspond to the all excited states of exciton.
Thus, the upper and lower limits for � are:
2 2
2
2
0 1
0 1
2
2
0 1
0
2e n e n
k
k
� � � ��
< = / /
�
< = �
�
�| | | | | | | |> > > >r r�
e n2
0 1
0
2
0
� ��
< =| | | | ,> >r
where >1 and �1 correspond to the lowest excited exciton
state. Hence, one can obtain the upper and lower limits for n:
.
!
exc even odd� �
#
3
3
33
3
3
33
��
� �
1
4 2
0 1
2
2
0
2� �; ;
| ( )|
e
z z dz
1
0 1
2 0 1
1
4 2
/
/
� �
# #
3
3��
�
n
n
e
z z z dz
,
( ) ( )
; ;.
!
exc even odd� �
33
3
3
33
�2
, (24)
where each # is the component of Fourier transform of the
corresponding exciton envelope function, it depends only
on the distance z between the electron and hole. At that,
#0 is the even solution of (10) with potential (23), which
corresponds to the exciton ground state and satisfies the
boundary condition # �' ( )0 0, and #1 is the odd solution of
the same equation, which corresponds to the lowest ex-
cited exciton state and satisfies the boundary condition
# �( )0 0.
Varying .exc in (23) substituted into the wave equation
(10) one can match �0;even to the forbidden band width.
Further, �1;odd can be obtained from the same equation
with the fixed .exc and with the corresponding boundary
condition. All these magnitudes allow to calculate from
(24) the rough upper and lower limits for the critical con-
centration of born excitons nc , which is sufficient to re-
turn �0;even into the energy gap. Further, knowing nc we
can calculate the shift of the forbidden band edges, which
move apart due to the transformation of some single-elec-
tron states into excitons. This results in the enhancement
of energy gap
�
!
$
E
n
g
c
�
( ~ )�
2
2
(25)
like in [19] and [20]. Here ~n n rc c� ! 1
2 is the linear critical
concentration of excitons, and r1 is the radius of electron
wave functions transverse localization at the linear crys-
tal axis.
In accordance with (24) the described model yields
~nc � �180 1$m ( � 3% of the atoms number in the crystal)
and � �400 1$m ( � 7%) for the linear crystal with j � 2 1.
and j � 2 3. , respectively, while by (25) the corresponding
�Eg are � 300 meV and � 500 meV in the same order.
Here, however, we should mention that for SWCNTs both
the measured in [19,20] and estimated in the same manner
[18] values of �E Eg g/ appeared to be two–four times
less.
Note, finally, that the instability of the single-electron
states weakens or disappears for linear crystals immersed
into dielectric media. As it was shown in [9] by the exam-
ple of the poly-para-phenylenevinylene 1D chain or in
[16,17,21] by the example of SWCNTs the environmental
effect may substantially decrease the excitons binding en-
ergies. Indeed, for the linear crystal in media even with
508 Fizika Nizkikh Temperatur, 2009, v. 35, No. 5
V.M. Adamyan and O.A. Smyrnov
permittivity about . � 2–3 (e.g., like in [16] or [17]) the
ground-state exciton binding energy becomes smaller
than the energy gap.
This work was supported by the Ministry of Education
and Science of Ukraine, Grant#0106U001673.
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