Photoconductivity mechanism in structures with Ge-nanoclusters grown on Si(100) surface
Interband optical transitions in the epitaxial Si/Ge heterostructures with Ge nanoislands grown on Si(100) surface were investigated using photocurrent spectroscopy. The mechanism of photoconductivity was discussed. It was shown that electron transitions from the ground state of the valence band...
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Інститут фізики напівпровідників імені В.Є. Лашкарьова НАН України
2014
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Цитувати: | Photoconductivity mechanism in structures with Ge-nanoclusters grown on Si(100) surface / Ye.Ye. Melnichuk, Yu.V. Hyrka, S.V. Kondratenko, Yu.N. Kozyrev, V.S. Lysenko // Semiconductor Physics Quantum Electronics & Optoelectronics. — 2014. — Т. 17, № 4. — С. 331-335. — Бібліогр.: 10 назв. — англ. |
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irk-123456789-1184122017-05-31T03:03:14Z Photoconductivity mechanism in structures with Ge-nanoclusters grown on Si(100) surface Melnichuk, Ye.Ye. Hyrka, Yu.V. Kondratenko, S.V. Kozyrev, Yu.N. Lysenko, V.S. Interband optical transitions in the epitaxial Si/Ge heterostructures with Ge nanoislands grown on Si(100) surface were investigated using photocurrent spectroscopy. The mechanism of photoconductivity was discussed. It was shown that electron transitions from the ground state of the valence band in a quantum dot to the conduction band of Si surrounding make the main contribution into monopolar photoconductivity below the fundamental absorption edge of crystalline Si. Photoexcited holes were found to be localized in Ge nanoislands inducing the lateral conductivity changes in the near-surface depletion layer of p-Si substrate due to the field-effect. 2014 Article Photoconductivity mechanism in structures with Ge-nanoclusters grown on Si(100) surface / Ye.Ye. Melnichuk, Yu.V. Hyrka, S.V. Kondratenko, Yu.N. Kozyrev, V.S. Lysenko // Semiconductor Physics Quantum Electronics & Optoelectronics. — 2014. — Т. 17, № 4. — С. 331-335. — Бібліогр.: 10 назв. — англ. 1560-8034 PACS 72.40.+w, 73.63.Kv, 78.67.Bf http://dspace.nbuv.gov.ua/handle/123456789/118412 en Semiconductor Physics Quantum Electronics & Optoelectronics Інститут фізики напівпровідників імені В.Є. Лашкарьова НАН України |
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English |
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Interband optical transitions in the epitaxial Si/Ge heterostructures with Ge
nanoislands grown on Si(100) surface were investigated using photocurrent
spectroscopy. The mechanism of photoconductivity was discussed. It was shown that
electron transitions from the ground state of the valence band in a quantum dot to the
conduction band of Si surrounding make the main contribution into monopolar
photoconductivity below the fundamental absorption edge of crystalline Si. Photoexcited
holes were found to be localized in Ge nanoislands inducing the lateral conductivity
changes in the near-surface depletion layer of p-Si substrate due to the field-effect. |
format |
Article |
author |
Melnichuk, Ye.Ye. Hyrka, Yu.V. Kondratenko, S.V. Kozyrev, Yu.N. Lysenko, V.S. |
spellingShingle |
Melnichuk, Ye.Ye. Hyrka, Yu.V. Kondratenko, S.V. Kozyrev, Yu.N. Lysenko, V.S. Photoconductivity mechanism in structures with Ge-nanoclusters grown on Si(100) surface Semiconductor Physics Quantum Electronics & Optoelectronics |
author_facet |
Melnichuk, Ye.Ye. Hyrka, Yu.V. Kondratenko, S.V. Kozyrev, Yu.N. Lysenko, V.S. |
author_sort |
Melnichuk, Ye.Ye. |
title |
Photoconductivity mechanism in structures with Ge-nanoclusters grown on Si(100) surface |
title_short |
Photoconductivity mechanism in structures with Ge-nanoclusters grown on Si(100) surface |
title_full |
Photoconductivity mechanism in structures with Ge-nanoclusters grown on Si(100) surface |
title_fullStr |
Photoconductivity mechanism in structures with Ge-nanoclusters grown on Si(100) surface |
title_full_unstemmed |
Photoconductivity mechanism in structures with Ge-nanoclusters grown on Si(100) surface |
title_sort |
photoconductivity mechanism in structures with ge-nanoclusters grown on si(100) surface |
publisher |
Інститут фізики напівпровідників імені В.Є. Лашкарьова НАН України |
publishDate |
2014 |
url |
http://dspace.nbuv.gov.ua/handle/123456789/118412 |
citation_txt |
Photoconductivity mechanism in structures
with Ge-nanoclusters grown on Si(100) surface / Ye.Ye. Melnichuk, Yu.V. Hyrka, S.V. Kondratenko, Yu.N. Kozyrev, V.S. Lysenko // Semiconductor Physics Quantum Electronics & Optoelectronics. — 2014. — Т. 17, № 4. — С. 331-335. — Бібліогр.: 10 назв. — англ. |
series |
Semiconductor Physics Quantum Electronics & Optoelectronics |
work_keys_str_mv |
AT melnichukyeye photoconductivitymechanisminstructureswithgenanoclustersgrownonsi100surface AT hyrkayuv photoconductivitymechanisminstructureswithgenanoclustersgrownonsi100surface AT kondratenkosv photoconductivitymechanisminstructureswithgenanoclustersgrownonsi100surface AT kozyrevyun photoconductivitymechanisminstructureswithgenanoclustersgrownonsi100surface AT lysenkovs photoconductivitymechanisminstructureswithgenanoclustersgrownonsi100surface |
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2025-07-08T13:55:49Z |
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2025-07-08T13:55:49Z |
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Semiconductor Physics, Quantum Electronics & Optoelectronics, 2014. V. 17, N 4. P. 331-335.
© 2014, V. Lashkaryov Institute of Semiconductor Physics, National Academy of Sciences of Ukraine
331
PACS 72.40.+w, 73.63.Kv, 78.67.Bf
Photoconductivity mechanism in structures
with Ge-nanoclusters grown on Si(100) surface
Ye.Ye. Melnichuk1, Yu.V. Hyrka1, S.V. Kondratenko1, Yu.N. Kozyrev2, V.S. Lysenko3
1Taras Shevchenko National University of Kyiv, 64/13, Volodymyrska str., 01601 Kyiv, Ukraine
2O. Chuiko Institute of Surface Chemistry, 17, Generala Naumova str., 03164 Kyiv, Ukraine
3V. Lashkaryov Institute of Semiconductor Physics, NAS of Ukraine, 03028 Kyiv, Ukraine
Abstract. Interband optical transitions in the epitaxial Si/Ge heterostructures with Ge
nanoislands grown on Si(100) surface were investigated using photocurrent
spectroscopy. The mechanism of photoconductivity was discussed. It was shown that
electron transitions from the ground state of the valence band in a quantum dot to the
conduction band of Si surrounding make the main contribution into monopolar
photoconductivity below the fundamental absorption edge of crystalline Si. Photoexcited
holes were found to be localized in Ge nanoislands inducing the lateral conductivity
changes in the near-surface depletion layer of p-Si substrate due to the field-effect.
Keywords: Ge-nanocluster, photoconductivity, surface potential, quantum dots.
Manuscript received 19.02.14; revised version received 29.05.14; accepted for
publication 29.10.14; published online 10.11.14.
1. Introduction
Germanium nanoclusters grown on/in silicon have been
successfully applied in new optoelectronic, and memory
devices. Due to spatial confinement of charge carrier’s
motion in one, two or three directions, respectively, such
nanostructures have unique fundamental properties and
technological applications [1, 2]. Of particular interest is
attracted by nanoelectronic devices and systems grown
using epitaxy methods – vapor-phase, molecular-beam
and liquid-phase – in which the formation and spatial
arrangement of nanoscale elements was carried out using
the effects of self-organization.
In the heterosystem Si/Ge with nanoislands
distributed across the surface of inherent non-uniform
field of mechanical stresses. Interfaces and their
quantum-size classes, wetting layer (WL) heterogeneity
leads to spatial heterogeneity of local electro-physical
Semiconductor Physics, Quantum Electronics & Optoelectronics, 2014. V. 17, N 4. P. 331-335.
© 2014, V. Lashkaryov Institute of Semiconductor Physics, National Academy of Sciences of Ukraine
332
properties of Ge nanoclusters and induced spatial
variation of the electrostatic potential. These features,
expectedly, will have an impact on the transport of
charge carriers along the epitaxial layers.
Heterojunctions Si/Ge are referred to the second
type, in which there is a limitation of motion of holes in
Ge nanoclusters. That’s why Ge nanoclusters can be
considered as a long-term trap for holes, charge which a
due to downward band bending in the underlying Si.
Semiconductor heterostructures and especially
semiconductor heterostructures with low-dimensional
objects, including quantum wells, quantum wires and
quantum dots, currently comprise the object of intensive
study [1, 3]. Knowledge of the electronic spectrum,
transport, recombination, and photogeneration in self-
organized nanostructures is essential for creation of
novel electronic and photonic devices.
Low-dimensional Ge/Si heterostructures have
attracted considerable research interest in recent years,
due to their significant potential to impact new electronic
devices that are compatible with the available silicon
technology. Optoelectronic devices based on SiGe dots
grown on a Si substrate have been already proposed
[4, 5]. The low-dimensional silicon-germanium alloys
have a wide range of applications, including quantum
dot IR photodetectors, memory cells and spintronic
devices. Widespread application of this system is
arrangement of SiGe quantum dots in the space-charge
region of heterojunctions, Schottky diodes, p-n junctions
or metal-oxide-semiconductor structures.
2. Experimental
The molecular beam epitaxy (MBE) technique (“Katun’-
B” set-up, produced in Novosibirsk, Russia) was used to
prepare multilayer Ge-Si(100) nanocluster arrays with
islands of various sizes and surface density. The (100)
oriented wafers of n-Si with 7.5 and 20 Ohmcm
resistivity and diameter of 76 mm were used as
substrates. In order to prepare multilayer quantum dot
systems with regular nanoisland distribution over the
substrate surface, we have proposed to use a system of
Si1-xGex intermediate layers with a sub-critical thickness
[5]. The Ge mole fraction x was gradually increased
from layer-to-layer grown at gradually decreasing
substrate temperature started from Ts = 500 ºC. The
growth process, in particular the moment of the 2D3D
transition in the Stranski-Krastanov growth regime, was
controlled via RHEED (reflection high energy electron
diffraction). To study the surface morphology, atomic
force microscopy (AFM) measurements were carried out
using an Ntegra AFM from NT-MDT with a closed loop
scanner. Standard Si cantilevers with tips having a half
opening angle of 10° were employed as probes. The
growth of each Si intermediate layer was continued until
a high-contrast Si(100)21 RHEED pattern typical of
clean Si was produced. Thus, the multilayer Ge-Si(100)
nanocluster arrays were grown at the temperature Ts =
500 ºC.
The Stranski-Krastanow growth of Ge nanoislands
on Si(001) surface is an intermediary process
characterized by both 2D WL and 3D island formation.
Transition from the layer-by-layer epitaxy to nanoisland
structure growth occurs at a critical layer thickness
which is highly dependent on surface energies and lattice
parameters. Germanium nanoclusters grown on/in
silicon or silicon dioxide have been successfully applied
in new nanoelectronic, optoelectronic and memory
devices due to quantum confinement effect and
possibility of integration within Si-based technology.
Micro-Raman scattering spectra of the investigated
structures were recorded at room temperature using
automated Raman diffraction spectrometer T-64000
Horiba Jobin-Yvon equipped with CCD detector. The
line 488 nm of Ar-Kr laser of 3 mW was used for
excitation. Raman spectra were measured for the
geometry z(x,y) - x, where axes x, y, z correspond to
[100], [010] and [001] crystallographic directions,
correspondingly. Ohmic Au–Si contacts of rectangular
shape and dimensions of 41 mm were welded into
epitaxial layers at 370 °С for lateral photoconductivity
measurements. The distance between contacts on the
sample surface was 5 mm. Current-voltage
characteristics of the structures studied were found to be
linear in the range from –10 V to +10 V at temperatures
between 50 and 290 K. Lateral photoconductivity
spectra were measured at excitation energies ranging
from 0.48 up to 1.7 eV under illumination with a 250-W
halogen lamp. The corresponding direct photocurrent
signal was registered using a standard amplification
technique. Spectral dependences were normalized to the
constant number of exciting quanta using a non-selective
pyroelectric detector.
3. Results
Fig. 1a shows AFM image of the top layer of a typical
sample with one layer of nanoislands as large scatters
significant in size. The figure shows that the surface
contains nanoislands with the basic sizes about 98 nm
and a height of about 15 nm. The average surface
density of nanoislands is ~1010 cm–2. Composition and
values of elastic strains in investigated Ge/Si
heterostructures were estimated using Raman
spectroscopy. Typical Raman spectrum of Ge/Si
heterostructure containing 5 layers of Ge quantum dots
is given in Fig. 1b. It contains phonon bands
corresponding to Ge-Ge, Si-Ge and Si-Si vibrations,
which is typical for SiGe heterostructures with
nanoislands, which makes it possible to estimate content
and strain values for Ge nanoislands [9]. Thus, Ge mole
fraction and elastic strains in Ge nanoislands were found
to be x = 0.91±0.02 and, εxx = –0.01, correspondingly.
Semiconductor Physics, Quantum Electronics & Optoelectronics, 2014. V. 17, N 4. P. 331-335.
© 2014, V. Lashkaryov Institute of Semiconductor Physics, National Academy of Sciences of Ukraine
333
a)
300 350 400 450 500 550
Ge-Ge
= 301.8 cm-1
Si-Ge
= 397.7 cm-1
x = 0.91
xx
= -0.010
c-Si
Ge/Si
In
te
n
si
ty
, a
rb
. u
n
.
v (cm-1) b)
Fig. 1. The AFM image of the surface of Ge nanoislands
grown using MBE at 500 ºC on the surface of the substrate p-
Si (001) (a) and Raman spectra (b) Si/Ge heterostructure with
nanoislands Si1–xGex on the substrate p-Si (001) (sample
302.03.11).
The Si1–xGex/Si heterostructures are refered to the
second type, in which the potential well for holes is in the
valence band of Si1–xGex (Fig. 2a). The energy diagram of
the heterojunction is primarily determined by the values of
the band gap and electron affinity of the contacting
materials. In unstrained Si1–xGex alloys the bandgap
decreases monotonically with increasing of Ge content.
Fig. 2b shows the results of numerical calculations of the
energy spectra of holes in Si1–xGex quantum wells with the
width 2 nm for a different Ge content. The analysis shows
that the energy position of localized states with respect to
the top of Si valence band increases nonlinearly with x
due to the dependence of the hole effective mass from the
strain values in this system. A deep potential well in the
valence band favors to accumulation of holes in Ge
nanoislands in the wide temperature range. In other
words, the Ge nanoislands can be considered as a giant
traps for holes. The positive charge of trapped holes
induces downward band bending in the underlying p-Si
substrate. Moreover, the band bending expected to be
larger in the region beneath of nanoisland base.
Analyzing the energy diagrams of Si1–xGex/Si
heterojunction, we can conclude that the photosensitivity
range of these structures is determined by the position of
the Fermi level in the heterostructure, i.e. the
concentration dopant in Si substrates and epitaxial films
(Fig. 2a). Interband optical transitions are realized in the
presence of electrons in quantum-sized states of the
valence band nanoislands. For intraband transitions in
the valence band, the Fermi level must be below at least
the ground state of nanoislands. Development of
efficient optoelectronic devices requires information on
energy, oscillator strengths, and selection rules for
interband and intraband transitions. Fluorescence
measurements do not reflect all transitions possible in
heterogeneous in size and composition of deformations
in heterostructures. Opportunities of absorption
spectroscopy are severely limited by the fact that the
passage of radiation through nanoscale quantum dot
layer is absorbed only by its small part (~10–4 – 10–5). As
a result, the direct measurement of the absorption spectra
of quantum dots is rather difficult task, which requires a
very sensitive technique and long-time measurements.
One of the methods that makes it possible to study the
absorption spectra in nanoscale semiconductor structures
is an in-plane photocurrent spectroscopy. The value of
photoconductivity is proportional to the number of
photogenerated charge carriers and, consequently, the
absorption coefficient. Photocurrent spectroscopy is a
direct, sensitive and relatively simple method of
studying the shape of optical absorption spectra and
energy and interband transitions possible in
heterostructures with nanoscale objects.
a)
0,3 0,6 0,9
0,1
1
a2
a
(e
V
)
Ge content (arb.un.)
Si/Si
1-x
Ge
x
/Si
d = 2 nm
a1
b)
Fig. 2. Energy diagram of Si/Ge heterostructures with Ge
nanoislands (a). The activation energies for localized holes
of Si1–xGex quantum wells with the width 2 nm and different
content of Ge (b).
Semiconductor Physics, Quantum Electronics & Optoelectronics, 2014. V. 17, N 4. P. 331-335.
© 2014, V. Lashkaryov Institute of Semiconductor Physics, National Academy of Sciences of Ukraine
334
Excitation of non-equilibrium charge carriers in
Si/Ge heterostructures with Ge nanoislands causes
conductivity changes in the space charge region of p-Si
transport channel. Photoconductivity spectra (Fig. 3a)
measured at excitation and steady temperatures 50-80-
120 K contained two components. At hν > εg, Si (1.16 eV
at 50 K), the main contribution to the photoconductivity
gives electron-hole pairs photoexcited in the substrate p-Si
due to interband transitions (see transition C in Fig. 2a).
In the spectral region where Si is transparent,
photoconductivity originates from interband electronic
transitions involving localized states of nanoislands Si1–
xGex. The monopolar photoconductivity was observed in
this case. Interband electronic transitions between
localized states of the valence band of SiGe nanoislands
and delocalized states of the conduction band of silicon
surrounding can be observed in low-dimensional Si-Ge
heterostructures. The spectral range of interband
transitions is determined by the Ge content of QDs,
strain values, and confinement energy for holes in the
valence band [10]. Transitions A and B (Fig. 2a) are
possible, if the ground state is partially filled by
electrons. These transitions cause the appearance of non-
equilibrium electrons in the Si spacer layers and WLs,
which are transport channel, while photoexcited holes
are localized in Ge.
The excess of holes in Ge nanoislands induces
conductivity changes in the near-surface depletion layer of
p-Si substrate due to the field-effect. Thus, we have not
yet considered the influence of the band bending at the
Si/Ge and Si/SiO2 interfaces (i.e., the fixed surface charge
density Qs and the bulk doping level) on transport of
photoinduced charge carriers. To understand this, here we
consider an boron doped p-type Si(100) substrate with Na
= 1015 сm–3. The surface positive charge produces electric
field within the space charge region and a corresponding
downward band bending at the silicon surface, following
from Poisson equation. Fig. 4 shows dependence of the
charge in the space charge region (SCR) Qsc as a function
of surface potential ψs calculated for different
concentrations of acceptors for silicon (Si) p-type with
parameters: Na = 5·1015 сm–3 and T = 290 K. Surface
potential measurements give band bending values about
300 meV, i.e. we have deal with a depletion region in the
near-surface region of Si substrate.
Change the value of capacity in the SCR is
V
Cl
d
dQ
s
sc
2
6 cm
1057.2
ψ
. The change in the quantum
dot charge per hole will change the surface potential by
0.63 mV, which significantly affect the value of surface
conductivity due to the field effect.
4. Conclusions
In general, the mechanism of photoconductivity in the
Ge/Si heterosystems, which are referred to the second
type heterostructures, depends on the energy of exciting
illumination quantum. The lateral photoconductivity
observed within the range 0.63 – 1.0 еV below the
fundamental absorption edge of c-Si was caused by
interband transitions from the ground state of Ge
nanoislands to the conduction band of silicon
surrounding. Photoexcited holes were found to be
localized in Ge nanoislands, while photoelectrons are
supposed to be free in the conduction band of Si giving
contribution to the monopolar photoconductivity. The
positive charge of trapped holes induces conductivity
changes in the near-surface depletion layer of p-Si
substrate due to the field-effect.
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0,6 0,8 1,0 1,2 1,4 1,6
0
2
4
6
8
120 K
80 K
P
ho
to
cu
rr
en
t(
А
)
hv (еV)
U = 170 mV
50 K
a)
b)
Fig. 3. Photoconductivity spectra of Si/Ge heterostructure
with nanoislands Si1–-xGex on the substrate p-Si (001).
-0,4 -0,2 0,0 0,2 0,4 0,6 0,8 1,0 1,2
1E-9
1E-8
1E-7
1E-6
1E-5
1E-4
1E-3
Q
sc
, C
l/c
m
2
s
, V
Fig. 4. Dependence of charge in the SCR on the surface
potential ψs, calculated for p-type silicon.
Semiconductor Physics, Quantum Electronics & Optoelectronics, 2014. V. 17, N 4. P. 331-335.
© 2014, V. Lashkaryov Institute of Semiconductor Physics, National Academy of Sciences of Ukraine
335
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