Inversion symmetry, architecture and dispersity, and their effects on thermodynamics in bulk and confined regions: From randomly branched polymers to linear chains, stars and dendrimers
Theoretical evidence is presented in this review that architectural aspects can play an important role, not only in the bulk but also in confined geometries by using our recursive lattice theory, which is equally applicable to fixed architectures (regularly branched polymers, stars, dendrimers, b...
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Інститут фізики конденсованих систем НАН України
2002
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irk-123456789-1205832017-06-13T03:05:26Z Inversion symmetry, architecture and dispersity, and their effects on thermodynamics in bulk and confined regions: From randomly branched polymers to linear chains, stars and dendrimers Gujrati, P.D. Theoretical evidence is presented in this review that architectural aspects can play an important role, not only in the bulk but also in confined geometries by using our recursive lattice theory, which is equally applicable to fixed architectures (regularly branched polymers, stars, dendrimers, brushes, linear chains, etc.) and variable architectures, i.e. randomly branched structures. Linear chains possess an inversion symmetry (IS) of a magnetic system (see text), whose presence or absence determines the bulk phase diagram. Fixed architectures possess the IS and yield a standard bulk phase diagram in which there exists a theta point at which two critical lines C and C′ meet and the second virial coefficient A₂ vanishes. The critical line C appears only for infinitely large polymers, and an order parameter is identified for this criticality. The critical line C′ exists for polymers of all sizes and represents phase separation criticality. Variable architectures, which do not possess the IS, give rise to a topologically different phase diagram with no theta point in general. In confined regions next to surfaces, it is not the IS but branching and monodispersity, which becomes important in the surface regions. We show that branching plays no important role for polydisperse systems, but become important for monodisperse systems. Stars and linear chains behave differently near a surface. Використовуючи нашу теорію рекурсивної гратки, яка однаково застосовна як у випадку фіксованих архітектур (полімери із періодичним галуженням, зірки, дендримери, лінійні ланцюги і т.п.), так і для змінних архітектур, тобто структур із випадковим галуженням, у даному огляді представлено теоретичні докази того, що архітектурні аспекти можуть відігравати важливу роль не лише в об’ємі, а й в обмежених конфігураціях. Лінійні ланцюги володіють симетрією інверсії (СІ) магнітних систем (див. текст), наявність чи відсутність якої визначає об’ємні фазові діаграми. Фіксовані архітектури володіють СІ і продукують стандартну фазову діаграму із тета-точкою, в якій зустрічаються дві критичні лінії C й C′ і другий віріальний коефіцієнт A₂ рівний нулю. Критична лінія C з’являється лише у випадку полімерів безмежної довжини, і для цієї критичності означено параметр порядку. Критична лінія C′ існує для полімерів будь-якої довжини і представляє критичну поведінку розділення фаз. Змінні архітектури, що не володіють СІ, продукують топологічно інші фазові діаграми, взагалі без тета-точок. В обмежених областях близько до поверхні СІ не зберігається, натомість спостерігаються галуження і монодисперсність, що стають важливими в приповерхневій області. Ми покажемо, що галуження не відіграє важливої ролі у випадку полідисперсних систем, однак для монодисперсних систем воно є важливим. Зірки і лінійні ланцюги поводяться по-різному біля поверхні. 2002 Article Inversion symmetry, architecture and dispersity, and their effects on thermodynamics in bulk and confined regions: From randomly branched polymers to linear chains, stars and dendrimers / P.D. Gujrati // Condensed Matter Physics. — 2002. — Т. 5, № 1(29). — С. 137-172. — Бібліогр.: 61 назв. — англ. 1607-324X PACS: 82.35.Lr, 82.35.Gh, 83.80.Rs, 68.35.Md, 68.47.Mn DOI:10.5488/CMP.5.1.137 http://dspace.nbuv.gov.ua/handle/123456789/120583 en Condensed Matter Physics Інститут фізики конденсованих систем НАН України |
institution |
Digital Library of Periodicals of National Academy of Sciences of Ukraine |
collection |
DSpace DC |
language |
English |
description |
Theoretical evidence is presented in this review that architectural aspects
can play an important role, not only in the bulk but also in confined geometries
by using our recursive lattice theory, which is equally applicable to
fixed architectures (regularly branched polymers, stars, dendrimers, brushes,
linear chains, etc.) and variable architectures, i.e. randomly branched
structures. Linear chains possess an inversion symmetry (IS) of a magnetic
system (see text), whose presence or absence determines the bulk
phase diagram. Fixed architectures possess the IS and yield a standard
bulk phase diagram in which there exists a theta point at which two critical
lines C and C′ meet and the second virial coefficient A₂ vanishes.
The critical line C appears only for infinitely large polymers, and an order
parameter is identified for this criticality. The critical line C′ exists for polymers
of all sizes and represents phase separation criticality. Variable architectures,
which do not possess the IS, give rise to a topologically different
phase diagram with no theta point in general. In confined regions next to
surfaces, it is not the IS but branching and monodispersity, which becomes
important in the surface regions. We show that branching plays no important
role for polydisperse systems, but become important for monodisperse
systems. Stars and linear chains behave differently near a surface. |
format |
Article |
author |
Gujrati, P.D. |
spellingShingle |
Gujrati, P.D. Inversion symmetry, architecture and dispersity, and their effects on thermodynamics in bulk and confined regions: From randomly branched polymers to linear chains, stars and dendrimers Condensed Matter Physics |
author_facet |
Gujrati, P.D. |
author_sort |
Gujrati, P.D. |
title |
Inversion symmetry, architecture and dispersity, and their effects on thermodynamics in bulk and confined regions: From randomly branched polymers to linear chains, stars and dendrimers |
title_short |
Inversion symmetry, architecture and dispersity, and their effects on thermodynamics in bulk and confined regions: From randomly branched polymers to linear chains, stars and dendrimers |
title_full |
Inversion symmetry, architecture and dispersity, and their effects on thermodynamics in bulk and confined regions: From randomly branched polymers to linear chains, stars and dendrimers |
title_fullStr |
Inversion symmetry, architecture and dispersity, and their effects on thermodynamics in bulk and confined regions: From randomly branched polymers to linear chains, stars and dendrimers |
title_full_unstemmed |
Inversion symmetry, architecture and dispersity, and their effects on thermodynamics in bulk and confined regions: From randomly branched polymers to linear chains, stars and dendrimers |
title_sort |
inversion symmetry, architecture and dispersity, and their effects on thermodynamics in bulk and confined regions: from randomly branched polymers to linear chains, stars and dendrimers |
publisher |
Інститут фізики конденсованих систем НАН України |
publishDate |
2002 |
url |
http://dspace.nbuv.gov.ua/handle/123456789/120583 |
citation_txt |
Inversion symmetry, architecture and
dispersity, and their effects on
thermodynamics in bulk and confined
regions: From randomly branched
polymers to linear chains, stars and
dendrimers / P.D. Gujrati // Condensed Matter Physics. — 2002. — Т. 5, № 1(29). — С. 137-172. — Бібліогр.: 61 назв. — англ. |
series |
Condensed Matter Physics |
work_keys_str_mv |
AT gujratipd inversionsymmetryarchitectureanddispersityandtheireffectsonthermodynamicsinbulkandconfinedregionsfromrandomlybranchedpolymerstolinearchainsstarsanddendrimers |
first_indexed |
2025-07-08T18:10:27Z |
last_indexed |
2025-07-08T18:10:27Z |
_version_ |
1837103295118704640 |
fulltext |
Condensed Matter Physics, 2002, Vol. 5, No. 1(29), pp. 137–172
Inversion symmetry, architecture and
dispersity, and their effects on
thermodynamics in bulk and confined
regions: From randomly branched
polymers to linear chains, stars and
dendrimers
P.D.Gujrati
The University of Akron, Akron, OH 44325 USA
Received August 30, 2001, in final form September 7, 2001
Theoretical evidence is presented in this review that architectural aspects
can play an important role, not only in the bulk but also in confined ge-
ometries by using our recursive lattice theory, which is equally applicable to
fixed architectures (regularly branched polymers, stars, dendrimers, brush-
es, linear chains, etc.) and variable architectures, i.e. randomly branched
structures. Linear chains possess an inversion symmetry (IS) of a mag-
netic system (see text), whose presence or absence determines the bulk
phase diagram. Fixed architectures possess the IS and yield a standard
bulk phase diagram in which there exists a theta point at which two criti-
cal lines C and C′ meet and the second virial coefficient A2 vanishes.
The critical line C appears only for infinitely large polymers, and an order
parameter is identified for this criticality. The critical line C′ exists for poly-
mers of all sizes and represents phase separation criticality. Variable archi-
tectures, which do not possess the IS, give rise to a topologically different
phase diagram with no theta point in general. In confined regions next to
surfaces, it is not the IS but branching and monodispersity, which becomes
important in the surface regions. We show that branching plays no impor-
tant role for polydisperse systems, but become important for monodisperse
systems. Stars and linear chains behave differently near a surface.
Key words: linear polymers, regularly and randomly branched polymers,
recursive lattice, inversion symmetry, theta point, surface effects
PACS: 82.35.Lr, 82.35.Gh, 83.80.Rs, 68.35.Md, 68.47.Mn
1. Introduction
Statistical mechanics [1–6] provides a first principle calculation of thermodynam-
ic and percolation properties in the bulk and in confined geometries and changes that
c© P.D.Gujrati 137
P.D.Gujrati
occur when the components are mixed [7–55]. The components may be polymeric in
nature with fixed (fixed length linear chain, star, dendritic, comb, brush, etc) or vari-
able (polydisperse chain, random branching, random copolymer, etc) architectures.
Being a first principle calculation, a theory based on statistical mechanics contains
microscopic parameters, which are usually hard to measure directly. Hence, such a
theory allows us to predict many of these microscopic parameters like the chi param-
eter from experimental measurements, provided the theory is based on a realistic
model of the system. Current interest has been to understand whether architecture
plays an important role in determining nonuniversal properties like the effective chi
parameter and behaviour near surfaces, or universal properties like the exponents
[17,20,22,23,26,28–38,42,43]. Statistical mechanics also enables us to separate out
the entropic contribution from the energetic contribution to understand the effect of
architectural differences. For the latter, it is sufficient to investigate only athermal
systems in which energetic contributions are absent. In this case, the differences are
the manifestation of the architectural differences and can be easily investigated.
Our goal in this review is to consider the general thermodynamic consequences
due to architectural differences. In particular, we are concerned with the effects of
branching, which can be random and governed by some equilibrium polymerization
or gelation process, or regular. We are only concerned with our own lattice theory
developed over the past decade or so, in which a recursive lattice approach has been
adopted [28,33–35,37–44,46–57]. We supply relevant background for the approach,
which has been successfully applied to a variety of situations including inhomoge-
neous systems in the presence of surfaces and is thermodynamically consistent over
the entire parameter space.
Polymers can be broadly classified according to two different criteria. From the
point of view of architectural regularity, a polymer species can be monodisperse
(M) or polydisperse (P). Polymers of a monodisperse species are identical in every
respect. This is not true for polydisperse species. However, if polymers in a poly-
disperse species are fixed, then we can treat this species as a collection of species;
therefore, we will not use the term polydisperse in such cases. Instead, we reserve the
use of polydisperse species when the polymers of this species are not fixed but are
controlled by a collection of chemical potentials, as is usually the case in equilibrium
polymerization and gelation. Other theories [8–11] consider chains of fixed polydis-
persity. Monodisperse species and polydisperse linear chains have fixed architecture,
whereas polydisperse branched polymers have variable architecture. From the point
of view of branching, polymers can be linear (L) or nonlinear or branched (B), both
of which can be monodisperse or polydisperse. Thus, there are four possible combi-
nations that can occur: ML, MB, PL, and PB. Our theory is a theory of a general
multicomponent mixture containing all four combinations.
Polydisperse and/or branched systems are very important from a technologi-
cal point of view. Hence, there is a need to investigate how a polydisperse and/or
branched species can be different from fixed and/or linear architectural species.
There is another important aspect of polydisperse systems that plays a crucial role
due to the magnetic analogy discovered by de Gennes [7,14] for linear chains. The
138
Inversion symmetry, architecture and dispersity, and their effects. . .
magnetic system is a ferromagnetic system, which possesses an inversion symmetry
H → −H where H is the magnetic field. The adimensional ferromagnetic coupling
K and H are related to the bond and endpoint activities, respectively. Thus, the
inversion symmetry (IS) plays an important role in the bulk and has been intensively
investigated by us, [15,17,20,22,25,26] not only for linear chains, but also for rings
and branched polymers.
In this review, we are mainly interested in both linear and branching architectures
in a binary incompressible mixture. Both have been studied extensively by us and we
will refer the reader to the original work. Our theory goes beyond the random-mixing
approximation (RMA). We use a recursive lattice (RL) approach in which we replace
the original lattice by a recursive lattice. A recursive lattice is a lattice which can
be built up from its smaller parts in a recursive fashion. We solve the model exactly
on the recursive lattice using the technique of recursion relations (RR’s). The fixed-
point (FP) solutions of the RR’s then describe the behaviour in the bulk of the RL.
All interactions, including excluded-volume interactions, are treated exactly. Since
the theory is exact, albeit on a recursive lattice, it must satisfy thermodynamics. The
approach has also been used to study polymers next to a surface [37,38,51,53–55]. In
most cases, we have taken the RL for simplicity to be a Bethe lattice [58] of coordina-
tion number q, see figure 1a, which has a long history for exact calculation in statis-
tical mechanics, and has proven extremely useful in gaining insight about a system
[4,5,58]. However, we have also used a Husimi cactus, see figure 1b, to study per-
colation [48,52] and to study crystallization [47,49]. Using a hierarchical lattice like
the one used in [23], we can also obtain non-critical exponents near a critical point.
Thus, the RL approach is extremely powerful. Indeed, we have shown elsewhere [56]
that calculations on RL’s are more reliable than conventional mean-field theories.
1.1. Principal idea of the recursive approach
We replace the original lattice by a recursive lattice (RL), which is built up from
its smaller parts in a recursive fashion; see figure 1. For example, the Bethe lattice is
formed of four B0 branches. Each branch is made up of smaller similar B1branches,
and so on. The two RL’s in figure 1 approximate a square lattice of coordination
number q = 4. Replacing the original lattice with a RL is the only approximation we
make. We then solve the model exactly on the RL using the technique of recursion
relations (RR’s). The fixed-point (FP) solutions of these RR’s describe the behaviour
in the bulk of the RL. The exact solution, albeit on a recursive lattice, always satisfies
thermodynamics.
To summarize, the following two important features of our approach should be
noted: i) We do not attempt to approximate thermodynamic potentials, as is the case
in almost all other theories. One can never be sure that thermodynamics is never
violated in such approximations. ii) Rather, we approximate the lattice by a RL
and solve the model exactly on this lattice. All interactions including the excluded-
volume interactions are exactly taken into account. The architectures of polymers
are never compromised [37]. The resulting theory is taken to be an approximate
theory of the original model on the original lattice.
139
P.D.Gujrati
(a) (b)
Figure 1. (a) Bethe lattice. (b) Husimi cactus.
2. Lattice model
2.1. Regular model [42]
A polymer molecule, not necessarily linear, of some species j is a collection of
monomers connected by chemical bonds, and is represented by a connected graph on
a regular lattice of coordination number q. Non-polymeric species represent solvent
species. Each monomer, which belongs to a polymer, resides on a site of the lattice
and the chemical bonds between monomers of the same species (we do not consider
copolymers in this work) are represented by the nearest neighbour bonds of the
lattice, which are said to be occupied by polymers. A polymer has at least one
chemical bond. Two monomers located on the nearest-neighbour sites need not be
chemically bonded. The excluded-volume effects are represented by the requirement
that only one monomer or a solvent molecule can occupy a lattice site. All monomers
and solvent molecules are assumed identical in size and so are the bond lengths. A
j-species molecule of fixed architecture has Mj monomers and bj bonds; this is not
true of polymers of varying architecture. The interactions are restricted to be only
between the nearest-neighbour pairs of different species, because of the geometrical
constraints imposed by the lattice [46]. It is our practice to call the j = 0 species the
reference species for reasons to be explained below. The remaining species is j = 1.
We consider a finite but very large lattice of N sites and NB bonds. On a regular
and homogeneous lattice of coordination number q, we have NB = qN/2, neglecting
surface effects. Thus, we can imagine that there are q/2 bonds, or q half-bonds at
each site. The idea of half-bonds plays an important role in our analysis. Let N ij
(i 6 j) be the number of the nearest neighbour unbonded contact pairs between
i-and j-species monomers or solvents and Pj the number of j-species molecules in
some configuration Γ on the lattice. Other quantities that are needed to specify the
140
Inversion symmetry, architecture and dispersity, and their effects. . .
system are listed below. We use X to represent the set of all independent quantities
to specify a configuration Γ. The partition function is
ZN =
∑
X
Ω(X)
∏
j
Wj(X). (2.1)
The summation is over distinct sets X on the finite lattice, the product is over all
species, and Ω(X) is the number of distinct configurations with the same set X . We
do not explicitly show N in X . The quantities Wj are determined by the set X , and
are defined below.
Polydisperse polymers (PL, PB). Consider some polydisperse species j.
Let Bj denote the total number of chemical bonds and Vjk the total number of
k-functional branches in all of the j-species molecules in Γ, with q > k > 0. For
example, Vj1 denotes the number of end points. For polymer (solvent) species, Vj0 =
0 (= Pj). Let Nmj denote the number of j-species monomers or solvents and Lj
the number of closed loops in them. In general, Nmj , Lj and Bj are defined by the
topological relations:
∑
k>0
(2− k)Vjk = 2(Pj − Lj), 2Bj =
∑
k>0
kVjk, Nmj =
∑
k>0
Vjk, N =
∑
j>0
Nmj. (2.2)
The relations for a given j also apply to polymers of fixed architecture as well. They
also apply to solvents for which Lj and Bj are zero. We have
qNmj = 2Bj + 2Njj +
∑
i 6=j
Nij . (2.3)
In view of (2.2), (2.3), not all the quantities are independent. We eliminate P j and
Vj2 in favour of Lj and Bj , respectively. We also eliminate Nmj in favour of N and
Bj.
Monodisperse polymers (ML, MB). The Pj different polymers have fixed
architecture and may contain cycles and branches. Since the size can be characterized
by either Mj or bj for monodisperse species, we use bj to characterize its size. Thus,
Bj = bjPj and Nmj = MjPj . For monodisperse polymers (solvents), we take Bj(Nmj)
as independent.
Reference species. The amount of the reference species N0 (≡ Nm0; note that
we suppress the additional subscript m for simplicity) satisfies the sum
N0 = N −
∑
j>0
Nmj, (2.4)
and cannot be controlled independently since N is kept fixed.
We eliminate Nii and Njj in favour of Nij , so that we consider only the unbonded
pairs Nij between dissimilar species and their energy of interactions εij to specify
Γ. It is merely a consequence of the geometrical relations on the lattice. The εij is
related to the van der Waals energies eij by εij = eij−(eii+ejj)/2. The total internal
energy is
E =
∑
〈ij〉
εijNij . (2.5)
141
P.D.Gujrati
The sum over 〈ij〉 is over distinct pairs of species. Let µj, µmj, µBj, µLj and µjk, k 6=
2 denote the chemical potentials for adding a molecule, a monomer, a bond, a loop
and a k-functional branch (including end-points, k = 1), respectively for the j-th
species. Let β = 1/T , the inverse temperature in the units of the Boltzmann constant
kB. The activities are
ηj = exp(βµj), Kj = exp(βµBj), Kmj = exp(βµmj), nj = exp(βµLj),
wij = exp(−βεij), Hj = exp(βµj1), w
(j)
k = exp(βµjk), (k > 3). (2.6)
Even though wij are Boltzmann weights and not activities, we collectively call all
these quantities activities. Note that not all activities are independent. We must set
the activities for a given quantity to zero, if that quantity does not exist for that
species. For example, for linear chains, all branching activities with k > 3 must
be set to zero. For tree-like polymers, which have no loops, we must set the loop
activity njto zero, and so on.
The statistical weight Wj from a j-th species in a Γ is determined by the in-
dependent quantities needed to characterize it. For polydisperse species, it is given
by
Wj(Γ) = K
Bj
j n
Lj
j H
Vj1
j (
∏
i<j
w
Nij
ij ){
∏
k>2
(w
(j)
k )Vjk}. (2.7)
For monodisperse polymeric or solvent species, it is given by
Wj(Γ) = K
Bj
j (
∏
i<j
w
Nij
ij ), (polymeric);
Wj(Γ) = η
Nmj
j (
∏
i<j
w
Nij
ij ), (monomeric). (2.8)
The independent quantities for the reference species are reduced by one due to
(2.4). To accomplish this, we set Kj = 1 (ηj = 1) for a polymeric (solvent) reference
species.
The thermodynamic limit N → ∞ is implied in the following and requires
keeping various densities (defined below) fixed. The “free energy” ωN given by
ωN = (1/N) lnZN is expected to possess the limit ω, as N → ∞, and so are the
various densities
φj,N = Kj
(
∂ωN
∂Kj
)
, φjL,N = nj
(
∂ωN
∂nj
)
, φmj,N = ηj
(
∂ωN
∂ηj
)
,
φij,N = wij
(
∂ωN
∂wij
)
, φj1,N = Hj
(
∂ωN
∂Hj
)
, φ
(j)
k,N = w
(j)
k
(
∂ωN
∂w
(j)
k
)
, k > 3.
The thermodynamic limits are denoted below without the subscript N . We in-
troduce
φ0 = N0/N = 1−
∑
j>0
φmj, φju = qφmj/2− φj, φu = q/2− φ, φ =
∑
j>0
φj.
142
Inversion symmetry, architecture and dispersity, and their effects. . .
Here φju is the density of chemically unbonded lattice bonds connected to the j-
th species monomers/solvents, φu the density of lattice bonds left uncovered by
polymers, and φ the density of all chemical bonds. It is obvious that
φjj = qφmj/2− φj −
∑
<ij>, i 6=j
φij/2, (j > 0). (2.9)
Inversion symmetry (IS). If odd functionalities have activities that depend
on H such that they change sign under the IS transformation H → −H , then it is
easily seen that Wj(Γ) remains invariant under the transformation. In that case, we
say that the j-th species possesses the IS. A solution of this species will also have
IS as a symmetry.
Surface interactions. In the presence of surfaces, we need to multiply Wj by
W j to account for surface interactions of various species. It is given by
W j = wj
Nmj , (2.10)
where wj = exp(−βεj), εj denoting the interaction energy of the j-th species
monomer or solvent molecule (j > 0) with the surface and Nmj their number on the
surface. We will use φmj to denote Nmj/N , N → ∞. No interactions are needed for
the reference species, since its amount is fixed by the sum rule (2.4).
2.2. Thermodynamics
The physics of the model including (2.10) is easy to deduce qualitatively. We
make a few comments [34,42]. The entropy S(X) = (1/N) lnΩ, N → ∞, depends
on all independent densities {ρi} and ω is related to S by the Legendre transform
ω({κi}) = S +
∑
i
ρi lnκi +
∑
j
φmj lnwj, (2.11)
where the first sum is over all independent densities and the second sum is over all
species that interact with the surface, and κi is the activity corresponding to ρi. The
transform ensures that ω is a function of q and the activities, and represents the
adimensional osmotic pressure across a membrane permeable to the reference species
[43]. (For voids as the reference species, ω represents the adimensional pressure
and becomes βPv0, where P is the pressure and v0 is the lattice cell volume). In
equilibrium, we must have
(∂ω/∂ρ)ρ = 0, (∂S/∂ρ)ρ = − lnκ, (2.12)
where ρ is one of the densities, ρ the remaining densities, and κ stands for the
activity corresponding to ρ. Using (2.12), we can write down the fundamental ther-
modynamic relations as follows:
dS =
∑
(∂S/∂ρi)ρidρi = −
∑
lnκidρi,
dω =
∑
(∂ω/∂κi)κi
dκi =
∑
ρid lnκi. (2.13)
143
P.D.Gujrati
The sum is over all independent densities or activities. The reduced (Helmholtz) free
energy ω̃ = −βF̃ is ω̃ = S − β
∑
〈ij〉 φijεij = S − βE = −βF̃ .
The above transform from S to ω̃ implies that the contact density φ ij must be
treated as a function of β and the remaining densities. This contact density in the
FH theory of an incompressible binary mixture is fixed and independent of β, which
is due to the crude RMA. This will not be true of a real system [42]. Indeed, we
have shown that the RMA is justified in the following limit called the RMA limit:
q → ∞, wij → 1, such that (−q lnwij) = χij = fixed. (2.14)
Despite this unphysical limit, the description provided by a RMA theory is very
useful and, in many cases, qualitatively correct. However, there are also powerful
exceptions [56] that should not be overlooked. Thus, our theory provides a useful
alternative.
At a coexistence of various phases, the free energy must be identical in all phases.
Hence, the change ∆ω in the free energy ω between two coexisting phases must be
identically zero. Using the fact that activities must be identical in both phases, we
obtain
∆ω =
∑
∆ρd lnκ = 0, (2.15)
where the sum is over all independent pairs (ρ, κ) and where ∆ρ denotes the dis-
continuity in ρ between the two coexisting phases. Consider keeping all activities
fixed except the two, which we denote by κ1 and κ2 as we cross the coexistence
(hyper-) surface. Then we have ∆ρ1d lnκ1 + ∆ρ2d lnκ2 = 0. Thus, the coexistence
curve slope is given by
(κ1/κ2)(∂κ2/∂κ1) = −∆ρ1/∆ρ2. (2.16)
3. Recursive lattice approach
3.1. Recursive lattices
The previous model proposed can be solved exactly on a RL. The simplest RL
is a Bethe lattice. It is divided into generations indexed by m, m = 0 denoting the
central or origin bond (figure 2a) and increasing sequentially as we move outwards.
The topology of the Bethe lattice does not allow closed loops, no matter what n
is. This is not true on lattices such as the Husimi cactus in figure 1b. On such a
lattice, tree polymers are obtained as n → 0. However, different monomers of a
tree polymer will interact due to the loop connectivity of the lattice. Such intra-
molecular interactions are impossible on a Bethe lattice. For homopolymers, this is
not a serious limitation, as we need to only consider interactions between different
species, as discussed above. (For copolymers, this will be a serious limitation and
we need to consider a lattice like a Husimi cactus to account for intra-polymer
interactions). To include cycles as part of polymers, we must consider a RL, which
contains cycles.
144
Inversion symmetry, architecture and dispersity, and their effects. . .
(a) (b)
Figure 2. (a) Bulk tree T . (b) Final tree TM.
3.2. Recursive approximation
The RL is merely an intermediate step towards a viable theory of the mod-
el. Because of the artificial nature of a recursive lattice, the theory derived would
have certain limitations, due to (i) finite number of unique paths between any two
sites, and (ii) the crowding effect on a large lattice, as we move away from the
center. The first limitation amounts to having only a limited correlation between
monomers/solvents on two sites on the regular lattice, the latter allowing for in-
finitely many paths connecting any two sites. Thus, our theory is not suitable for
predicting critical exponents near a critical point where correlations become impor-
tant. However, the qualitative predictions must be reasonable and reliable, whereas
conventional mean-field calculations can be qualitatively wrong in many cases [56].
Crowding is not serious since we study the immediate vicinity of the origin for bulk
investigations, where the recursion relations (RR’s) approach their fixed-point (FP)
solutions, and where no crowding occurs. For surface investigations, we deal with
finite lattices, and the crowding is again not serious.
The choice of the RL is dictated by the model being investigated. For flexible
homopolymers, a Bethe lattice has been used. In percolation, where loop formation
is important, a Husimi cactus has been used [48,52]. The same is true of semi-
flexible chains, for which a square Husimi cactus has been used, which has the same
coordination number q = 4, as a tetrahedral lattice [47,49]. In all cases, the choice
of the RL is such that it appears locally similar to the original lattice.
It should be remarked that a RL has no topology defined on it; hence, there is no
notion of a distance on it. Recently, we have introduced such a concept, according to
which a generation difference of b on a Bethe lattice represents on a regular lattice
145
P.D.Gujrati
the end-to-end distance
√
b in the units of the lattice bond of a linear polymer of
length b [51].
3.3. Tree modification near surfaces [37]
The bulk approach is modified to incorporate surface effects. Consider a finite
lattice with two infinite surfaces, one on each side and a central lattice bond, see
figure 2a, halfway between the two surfaces. Its connection with the surface is re-
placed by the possible connections of the central bond m=0 on a Cayley tree (a
finite Bethe lattice) T of the same coordination number. The end bonds of this
tree, to be called the main tree, are connectors represented by thick bonds, some of
which are also shown in figure 2a, and have the generation index m = I. To account
for correlations among surface sites, we also introduce an infinite Bethe lattice of
coordination number r ′ ≡ q − 2 to represent the infinite surface, each site of which
is connected to r′ surface bonds. We then modify this Bethe lattice by appending a
connector bond at each site; this raises its coordination number to r ≡ q − 1. We
denote this surface lattice by T . We now consider an infinite number of replicas
of T and T and connect them together using connector bonds to obtain the final
modified structure shown in figure 2b, which we denote by TM. A connector always
connects a replica of T with a replica of T and vice versa, so that no closed loops
are ever formed. There are finite (infinite) connectors in each T (T ).
The tree TM in figure 2b is infinitely large. Hence, any T can be taken to be
at its center due to homogeneity among various T ’s, even though there may be
inhomogeneity within each T due to surface effects. The surface trees T ’s are merely
a mathematical device to account for correlations due to surfaces and are used as
“initial conditions” for the RR’s. Again, because of the homogeneity among various
T ’s connected with the central T , we focus on any one T , and select a T ; the two
are connected by a connector bond. Each T can be divided into two parts Cm (not
containing the central bond) and C ′
m (containing the central bond) by cutting the
m-th lattice bond. Evidently, C0 = C′
0.
3.4. Limitations
Our RL calculation is exact, is applicable to any model and is non-perturbative.
The only limitation of our approach is the use of a RL to solve the regular model.
A careful distinction must be made between the model and its approximate theory.
The latter requires certain approximations whose nature would determine the form
of the theory. Our theory is given by the solution on a RL, which, as said above,
allows for only weak correlation and, therefore, is not suitable for calculating critical
exponents, for example. However, our theory has enabled us to confirm many of the
interesting properties of polymer systems including phase separation, critical points,
loop formation in tree polymer gel, theta states, compressibility effects, immiscibility
loop, Kauzmann paradox, ideal glass transition, etc [42–44,46,49,50]. In addition, the
thermodynamics based on the use of the recursive lattice is superior to that obtained
from the use of the conventional mean-field theories like the Flory-Huggins theory.
146
Inversion symmetry, architecture and dispersity, and their effects. . .
We have shown [56] in many varied contexts, including spin glasses, linear and
branched polymers, gauge theories, etc. that the predictions from RL calculations
are more reliable than the conventional mean-field calculations. Furthermore, in
some cases, we get an additional benefit. On a RL, we are able to elucidate the
nature of loops in the post-gel regime [44,48,52] or the nature of the crystal in the
Flory model of melting [47,49].
4. Recursion relations (polydisperse) [33,37,42]
4.1. General RR’s for solution
The solvent is the reference species (j = 0) with the polymeric species as j = 1.
However, we suppress the index j below. The method for solving the problem on
a Bethe lattice is standard. We convert the Bethe lattice into its dual cactus by
connecting the midpoints of each of the q bonds at each site of the lattice to yield
a q-sided polygon, which encloses the above-mentioned site of the Bethe lattice. For
the q = 4 Bethe lattice in figure 1a, the dual cactus is the square Husimi cactus
in figure 1b. Two q-sided polygons meet at each vertex of the cactus. The cactus
itself is divided into generations labelled by m, m = 0 denoting its origin. The index
m increases as we move outwards; see figure 1b. A polygon between the m- and
(m + 1)-th layers of the cactus is called an m-th polygon. A bond (of the Bethe
lattice) passing through the m-th layer of the cactus is called an m-bond. Each
polygon surrounds a site of the original Bethe lattice and the number of polygons
in the dual cactus is the number N of sites on the original Bethe lattice. The m-th
polygon may contain a solvent molecule, or a k-functional site. Let the state of an
m-bond be denoted by 0 if it is occupied by a polymer and l if it is unoccupied on
the original Bethe lattice. Consider the branch Cm, which we call the m-branch. Let
Zm ≡ Zm(0) and Zm(1) ≡ Xm + Ym denote the partial partition functions (PPF’s)
for the branch Cm, which are the contributions to the partition function (PF) from
this branch, given that the m-bond is occupied and unoccupied by a polymer bond,
respectively. Here Xm denotes the contribution of the m-branch such that the m-th
polygon contains a solvent molecule. In this case, all the q lattice bonds coming
out of the site, at which a solvent molecule is located on the Bethe lattice, must be
unoccupied. The remainder Ym is the contribution when there is a monomer inside
the m-th polygon, but the m-bond is absent. We introduce the combinations
Um+1 ≡ wXm+1 + Ym+1, Vm+1 ≡ Xm+1 + wYm+1. (4.1)
Consider a solvent molecule in the m-th polygon. The neighbouring (m + 1)-th
polygon can contain either a solvent molecule or a monomer so that its contribution,
including their interaction with the solvent molecule inside the m-th polygon, is
Vm+1. Similarly, when a monomer is present inside the m-th polygon and is not
connected with a neighbouring (m + 1)-th polygon, then the contribution of this
(m+1)-th polygon is Um+1. The recursion relations (RR’s) among various quantities
147
P.D.Gujrati
at the m- and (m+ 1)-th layers are:
Xm = V r
m+1, Ym =
∑′
rkwkK
k/2U r−k
m+1Z
k
m+1,
Zm =
∑
rkwk+lK
(k+1)/2U r−k
m+1Z
k
m+1, (m 6= I) (4.2)
with wk denoting w
(1)
k , w0 = w2 = 1, and the prime over the summation denotes k >
1; otherwise, the sum is over k > 0. Also, rk is the shorthand notation for (rk). The
proof is trivial and can be found in [37]. We also use k primes on r to denote r− k.
For investigating bulk properties, these RR’s are sufficient We study their be-
haviour at the origin. For investigating systems in confined geometries, we need the
PPF’s for the branch C′
m containing the origin, which we denote by a prime. Their
RR’s are given by
X ′
m = V r′
m V ′
m−1, Y ′
m =
∑
r′kZ
k
mU
r′−k
m
[
wkK
k/2U ′
m−1 + wk+1K
(k+1)/2Z ′
m−1
]
,
Z ′
m =
∑
r′kZ
k
mU
r′−k
m
[
wk+1K
(k+1)/2U ′
m−1 + wk+2K
(k+2)/2Z ′
m−1
]
, m 6 I. (4.3)
We have introduced new quantities U ′
m = wX ′
m + Y ′
m, V ′
m = X ′
m + wY ′
m. The total
partition function can be calculated in terms of the PPF’s at any level:
Z ≡ Zm ≡ ZmZ
′
m + UmY
′
m +XmV
′
m. (4.4)
Each site on the surface tree T is connected to r′ surface bonds and a connector
bond. We choose some surface bond as the central bond and calculate the PPF’s
(denoted by an overbar) at successive generation on its dual tree (K = wK, wk =
wk/w
(k−2)/2):
Xm = V r′′
m+1V
′
I , Y m =
∑
r′kZ
k
m+1U
r′′−k
m+1
[
wkK
k/2U ′
I + wk+1K
(k+1)/2Z ′
I
]
,
Zm =
∑
r′kZk
mU
r′′−k
m
[
wk+1K
(k+1)/2U ′
I + wk+2K
(k+2)/2Z ′
I
]
. (4.5)
To obtain the RR for m = I, we need to include contributions from T and the
surface interaction ε of the A species. This is easily done by multiplying surface
PPF’s (corresponding to m + 1) in (4.2) by w, replacing r by r ′, and using barred
activities K = wK and wk. We have
XI = V r′
0 , YI =
∑′
r
r′kwkK
k/2U r′−k
0 Zk
0, ZI =
∑
r
r′kwk+lK
(k+1)/2U r′−k
0 Zk
0 ,
(4.6)
where the subscript on the summation sign indicates the sum runs over 0 < k < r;
the prime in addition indicates as before that the sum starts from k = 1, and
r′k = (r
′
k ).
Densities.Calculating various local densities at each level is straightforward. We
write down the PPF of a particular event in them-th polygon, such as the occurrence
of a k-functional branch. The k-functional density is obtained by dividing by Z:
φk,m = wkK
k/2 [rk−1Z
′
mZ
k−1
m+1Um+1 + rkZ
k
m+1U
′
m]
(
U
(j)
m+1
)r−k
/Z , (4.7)
valid for any k > 1 [38b].
148
Inversion symmetry, architecture and dispersity, and their effects. . .
4.2. Fixed-point (FP) solution
We focus on an infinite cactus to study the bulk behaviour. The PPF’s grow
exponentially fast with iteration, but their ratios remain finite under iteration and
approach a fixed-point (FP) solution as we approach the origin. An l-cycle solution
is the one which repeats itself after every l levels. In most cases, the FP solution
of interest is a 1-cycle solution, which repeats itself at each successive level. The
1-cycle FP solutions are obtained by introducing two ratios, x0 and x:
Xm = Bmx0, Ym = Bm(1− x0), Zm = Bmx. (4.8)
Introducing u = wx0 + 1− x0, v = x0 + w(1− x0), y0 = v/u, y = x
√
K/u, we find
x0 = yr0 /Q1 , y = KQ0 /uQ1 , y0 = (yr0 + wQ′
1)/(wy
r
0 +Q′
1), (4.9)
where we have introduced useful polynomials
B0 = Br
1Q1u
r, Q0 =
∑
(
r
k
)
wk+1y
k, Q1 = yr0 +
∑′
rkwky
k, Q′
1 = Q1 − yr0.
(4.10)
It is easily seen that
(w − y0)Q
′
1 = yr0(wy0 − 1), Q1 = yr0(1 + y0)(1− w)/(y0 − w),
KQ0/(1− w2) = yyr0/(y0 − w). (4.11)
Since y0 and Q′
1 are non-negative (note 0 < x0 < 1), we conclude immediately that
y0 must lie in the following domain: y0 ∈ {min(w, 1/w), max(w, 1/w)}.
Partition Function. The partition function Z is
Z = B2
0Q2, Q2 = µ+ x2, µ = vx+ u(1− x0). (4.12)
4.3. Bulk thermodynamics
Our evaluation of S is unique and is based on integrating [33,34,42] the complete
set of “entropy equations of state” in (2.12), one for each density. To perform such
integration, we express each activity in terms of densities; see below.
Densities. We use (4.7) at the FP to calculate the densities. Consider the two
polygons at the origin (m = 0). If each polygon contains a solvent or a monomer,
we obtain a solvent-solvent (s) or a monomer-monomer (p) pair at the origin. If the
polygons contain a solvent molecule and a monomer, we obtain a solvent-monomer
(c) pair. At the FP, thus
x2
0/Q2 = 2φs/q, (1− x0)
2/Q2 = 2φp/q, 2wx0(1− x0)/Q2 = 2φc/q,
w = φc/2
√
φpφs, x0/(1− x0) =
√
φs/φp ,
vx0/Q2 = 2φ0u/q, u(1− x0)/Q2 = 2φmu/q, vx0/u(1− x0) = φ0u/φmu. (4.13)
149
P.D.Gujrati
The determination of other densities is also straightforward [42] and we quote the
results:
φk =
(
q
k
)
uwky
k/Q1Q2, (k > 1), φ0 = uyq0/Q1Q2, φ = qx2/2Q2. (4.14)
Equations of state. We now express various activities in terms of independent
densities. Trivial algebra eventually gives us K, w1 = H , w3, w4, . . . :
lnK = − ln r + lnφ2 − lnφ+ (r′/2) lnφp
− r′ lnφmu − (q/2) lnφs + r lnφ0u , (4.15)
lnwk = − lnGk + lnφk
− (1/2)[k lnφ2 − (k − 2){r lnφ0 + (q/2) ln(4φ2
muφs/qφp), }], (4.16)
where the constants Gk are given by
Gk =
(
q
k
)/(
q
2
)k/2
. (4.17)
The equation (4.16) is valid for k 6= 0. The set of equations (4.15)–(4.16), along with
the w-equation in (4.13) comprises the complete set of equations of state.
We can partition various chemical potentials µB, µ1, µk, k > 3 into an athermal
part and an interaction part, the latter depending on φs, φp and φc. The athermal
part is obtained by replacing φs, φp and φc respectively by their values φ0
s, φ
0
p, and
φ0
c , when w=1:
φ0
p = φ2
mu/φu, φ0
s = φ2
0u/φu, φ0
c = 2φmuφ0u/φu. (4.18)
The remainder yields the interaction part. We have
βµB, int = [r′ ln(φp/φ
0
p)− q ln(φs/φ
0
s)]/2,
βµk, int = (k − 2)q [ln(φs/φ
0
s)− ln(φp/φ
0
p)]/4. (4.19)
Entropy.We now integrate the equations of state to obtain the entropy S, which
can also be broken into athermal and interaction parts. The constant of integration
S0 is determined by the condition that S = 0 in the absence of any polymer. The
two parts of S per site in the thermodynamic limit are given by
Sath = φ ln rφ+
∑
φk ln(Gk/φk) + φu ln(2φu/q), (4.20)
Sint = φp ln(φ
0
p/φp) + φs ln(φ
0
s/φs) + φc ln(φ
0
c/φc), (4.21)
where Sath is the entropy of the system in the athermal state and Sint 6 0 is the
reduction in the entropy due to interaction [33].
Adimensional free energy. The two parts of the adimensional free energy ω
are
ωath = − lnφ0 + (q/2) ln(2φu/q), ωint = (q/2) ln(φ0
s/φs). (4.22)
Notice that ωath depends only on quantities related to the reference species and on
φu.
150
Inversion symmetry, architecture and dispersity, and their effects. . .
4.4. Special architectures
Linear chains. The number density is φn = φ1/2 and all other branching densi-
ties are zero. Obviously, Sint does not depend explicitly on branching densities. We
have
Sath = φn ln 2q+φ2 ln r+φ lnφ+φu ln(2φu/q)−φ0 lnφ0−φ1 lnφ1−φ2 lnφ2 . (4.23)
The degree of polymerization (DP) M = φm/φn = 2 + φ2/φn. In contrast, the
athermal entropy of a monodisperse solution of DP M , see (5.10), is very different:
S
(mono)
ath = φn ln(q/2) + φ2 ln r + φu ln(2φu/q)− φ0 lnφ0 − φn lnφn, (4.24)
In the limit φn → 0, i.e., H → 0, M → ∞, and there is basically a single chain
in the system. Therefore, φ2 = φ and the two entropies become identical. In the
limit H → ∞, when we only have dimers, φn = φ and φ2 = 0, and they become
identical again. For other cases, the polydisperse entropy in (4.23) always exceeds the
monodisperse entropy in (4.24), as it must be on the ground that the polydisperse
system is more random. Indeed, the entropy for any multi-component system of
chains must lie between the two limits, provided various densities are identical. For
a single polymer chain (H → 0), the entropy is
Sath = φ ln r + φu ln(2φu/q)− φ0 lnφ0, (4.25)
where we used φ1 = 0, φ2 = φ = φm. For φ → 0,
Sath = φ ln r − r′
(
φ2/2 + (q + 2)φ3/6q + . . .
)
/q. (4.26)
The second virial coefficient A2 is the coefficient of φ2 in ω for a single chain. A
simple algebra yields
A2 = r′
2
(wθ − w) /2q, w =
(
1− w2
)
/w2, wθ = 1/r′, (4.27)
which vanishes at the theta point w = wθ =
√
r′/r, where M → ∞, and φ → 0.
Thus, the chain is a fractal object at the theta point where the chi parameter
becomes χθ = −q lnwθ = (q/2) ln(r′/r′′) and is different from the F-H χθ = 1/2,
and A2 is not proportional to χθ − χ except in the RMA limit. For w > wθ, the
theta point turns into a line C of critical points, along which the radius of gyration
exponent ν = 1/2. For finite DP, which corresponds to non-zero H , the theta point
turns into a line C ′ of critical points of phase separation between a polymer-rich and
a solvent-rich phase. The phase diagram for the system is shown in figure 3a [42a].
Hamilton walk. In the Hamilton walk limit, a single chain covers the entire
lattice (φ1 → 0 φ → 1). In this limit, Sath = ln r − (r′/2) ln(q/r′). Near q → ∞,
Sath = ln (q/e) + 1/6q2 + . . . . (4.28)
Dimers. For dimers, φ = φn = φ1/2. Thus, Sath = φ ln (q/2) + φu ln (2φu) −
φ0 lnφ0. For φ1 → 1, i.e. φ = 1/2 (complete coverage),
Sath = (1/2) ln
(
rr
/
qr
′
)
. (4.29)
151
P.D.Gujrati
(a) (b)
Figure 3. (a) Schematic phase diagram for PL and ML in the w − K − 1/
√
M
space. (b) Schematic phase diagram for PL, ML and MB polymer solution with
IS (upper graph) and PB without IS (lower graph) in the H−K space for w = 1.
Regular branched polymers.We begin with a polydisperse solution of regular
branched (φ2 = 0) polymers of a given functionality k (no loops), such that all other
functionalities (except end-points) are absent. From (2.2),
2φn = φ1 − (k − 2)φk, 2φ = kφk + φ1.
Now,
Sath = φ1 ln
√
2q + φk lnGkr
k/2 + φ lnφ+ φu ln(2φu/q)
− φ0 lnφ0 − φ1 lnφ1 − φk lnφk . (4.30)
For a single polymer, covering a finite fraction of the lattice, we must set φ1 → 0,
because (2.2) is no longer valid for a macroscopic polymer in the interior of a Bethe
lattice [28]. Then, terms containing φ1 in (4.30) disappear. For φ0 → 0, φk = 1,
φ = k/2. Thus,
Sath = lnGkr
k/2 + (k/2) ln(k/2) + φu ln (2φu/q) (4.31)
with φu = (q − k)/2. For k = q, Sath = 0 as it should be.
τ -arm stars. For a polydisperse solution of stars with τ arms, we have φτ = φ1/τ
so that,
φ2 = φ− φ1, φ0 = 1− φ1 − φ2 − φτ = 1− φ− φτ .
Now,
Sath = φ ln(r/φ) + φu ln(2φu/q) + φ1 ln(G1/φ1) + φτ ln(Gτ/φτ)
− φ0 lnφ0 − φ2 lnφ2 . (4.32)
152
Inversion symmetry, architecture and dispersity, and their effects. . .
The regular branched polymers and the stars above are of variable architectures.
The determination of the free energy ω is trivial using (4.12). There is an alter-
nate way to calculate it by using the results of [56]:
ω = (1/2) ln
(
Q2
1u
2r /Q2
rF
)
. (4.33)
The extension to the case when the solvent species is a polymeric species is
easily carried out. If the species is polydisperse, then we need to replace Xm by two
PPF’s analogous to Ym and Zm above with similar RR’s. We also need to replace
Xm+1 in Um and Vm in (4.1) by the new Ym+1 of the new species. If the species is
monodisperse, we need a similar modification using the RR’s of the monodisperse
species (section 5).
5. Recursion relations (monodisperse) [33,37,42]
We consider polymers in a solution with fixed architectures. Here, we will consider
a general dendrimer which contains a core C where τ = t + 1 identical branches
meet, and at any point, except the core and the endpoints, there are σ = s + 1
branches that meet.
5.1. General dendrimer [33,42]
We solve our model on a Bethe lattice of coordination number q, which must
be at least as big as the larger of τ and σ. The dual cactus consists of q-sided
polygons. The solvent is the reference species. We take the core to be just like any
other monomer. The method is easily generalized to treat the core C as a different
species. Each dendrimer has D different generations. The core is labelled as the
zeroth generation and the generation label increases as we move out to the surface
of the dendrimer, labelled by the generation number D. An example of a dendrimer
(t = 3, s = 2, D = 3) is shown in figure 4. Each monomer at the surface of the
dendrimer is called a free-end and is denoted by f (figure 4).
The general dendrimer described above contains various architectures: (a) For
σ = t, we obtain regular dendrimers of a given functionality σ. (b) For σ = 2, we
obtain a τ -arm star, each arm of which contains D bonds and b = τD. (c) For τ = 2,
our stars reduce to linear chains, containing b = 2D bonds. However, the method
of our calculation is easily extended to any complicated but fixed architecture. The
number of monomers in the solution is
Nm = Vτ + Vσ + V1 = P (1 + τbD) , (5.1)
where P is the dendrimer number and we have introduced bk =
(
sk − 1
)/
(s− 1) as
the number of bonds in a branch of a dendrimer of k = 1, 2, . . ., D generations.
Here, Vτ , Vσ and V1 denote the number of τ -functional cores, σ-functional interior
sites and free- ends in all dendrimers. The total number of bonds in a dendrimer
of D generations is b = τbD. The number density is φn = φ/b, and the monomer
153
P.D.Gujrati
Figure 4. A generalized dendrimer with t = 3, s = 2, D = 3.
density (M = b+ 1) is φm = Mφn, and φτ , φσ and φ1 denote the densities of cores,
σ-functional branches and free ends (or endpoints).
The required PPF’s are defined as follows. If the core C of a dendrimer passing
through the polygon lies k generations above the m-th layer, we denote the corre-
sponding PPF by Zm,k,c. If k = 1, then C is inside the m-th polygon. If k = D,
then the free-end f lies in the (m− 1)-th polygon just below. If the free-end f lies
k generations above the m-th level, we denote the PPF by Zm,k,f . Because of the
geometry of the tree, all free-ends of the particular dendrimer must be at the same
generation number. For k = 1, the free-end is in the m-th polygon; for k = D, the
core is just below in the (m − 1)-th polygon. The PPF for the branch Cm when
a solvent is present inside the polygon is Xm. The PPF for Cm when a monomer
is present inside, but the m-th bond is not occupied, is Ym. Using Um, Vm of the
previous section, we can write down the RR’s as follows:
Xm = V r
m+1,
Zm,1,f =
√
KU r
m+1,
Zm,k,f =
(r
s
)
Zs
m+1,k−1,fU
r−s
m+1K
σ/2, k > 2,
Zm,1,c =
(r
t
)
Zt
m+1,D,fU
r−t
m+1K
τ/2,
Zm,k,c = s
(r
s
)
Zσ−2
m+1,D−k+1,fZm+1,k−1,cU
r−s
m+1K
σ/2, k > 2,
Ym = rU r′
m+1Zm+1,D,c
√
K + σ
(r
σ
)
U r−σ
m+1
∑
k
Zσ−1
m+1,k,fZm+1,D−k,cK
σ/2
+
(r
τ
)
U r−τ
m+1Z
τ
m+1,D,fK
τ/2. (5.2)
154
Inversion symmetry, architecture and dispersity, and their effects. . .
The range of k in the summation in (5.2) is 16 k 6 D − 1 [42b]. Each half-bond in
the m-th polygon contributes
√
K.
5.2. FP solution
In order to describe the uniform bulk state, we consider the fixed-point (FP)
solutions of the RR’s, by setting Zm,k,ν = Bmxk,ν , ν = f or C at the FP solution,
with Bm identified with Zm = Xm+Ym, as in (4.8). We introduce x0, y0, u and ν as in
section 4.2, architectural constants α = α̃/u, β = β̃/ut, α̃ = (rs)
1/S , β̃ =
(r
t
)
, and the
variables yk,ν = α
√
Kxk,ν , (ν = f or C) for k = 1, 2, . . ., D. For k=1, we introduce
the short-form notation y = y1,f = α
√
Kx1,f . We find that yk,f = yysk−1,f = ybk ,
so that yD,f = ybD . Similarly, y1,c = βy(yD,f/α)
t and yk,C = βsk−1yb̄k/at, where
b̄k = b − sbD−k denotes the number of bonds that lie above (and including) the
m-th bond when the core is at a distance k above the m-th level. This ensures that
b̄D = τbD = b, the total number of bonds in the dendrimer. Using Q1 and the last
relation in (4.10), we find that
Q′
1 = βλyb/uατ = β̃λyb/α̃
τ , λ = q/τ + r′bD = (q + r′b)/τ. (5.3)
The power of y in yk,f is nothing but the number of bonds in the dendrimer that lie
above the m-th level (including the m-bond). In particular, each bond contributes
a factor of y so that yD,f counts the number bD of bonds in one of the τ branches
meeting at the core. Similarly, yD,C contains a factor yb from all the b bonds in the
dendrimer. The same is true for Q′
1. The quantity λτ = qM−2b denotes the number
of unbonded bonds attached to each polymer.
The partition function Z at the origin is given by
Z = X2
0 + 2X0Y0w + Y 2
0 + 2
D
∑
k=1
Z0,k,fZ0,D−k+1,c = B2
0Q2, (5.4)
where Q2 is introduced in (4.12) in terms of
x2 = 2
D
∑
k=1
Z0,k,fZ0,D−k+1,c/B
2
0 = 2βbDy
b+1/Kατ+1. (5.5)
There is obviously a similarity between the monodisperse case and the polydisperse
case.
5.3. Thermodynamics
Because of the formal similarity with the polydisperse case considered above, the
densities are given by (4.14) except that we must use Q0, Q
′
1, Q1 and Q2 for the
present case. The equation of state is also easily derived from which the entropy can
be calculated. We have
lnK = − ln (q/2) + (1/b) lnGφn + qn ln
(
√
φp/φmu
)
+ qm ln
(
φ0u/
√
φs
)
−m lnφ0,
(5.6)
155
P.D.Gujrati
where
G =
(r
s
)(τ−b)/s
/ (
q
τ
)
(5.7)
is a constant, characteristic of the architecture, m and n are defined by m = 1+1/b
and n = m − 2/q, and φm = mφ and φmu = (q/2)nφ are the monomer density
and the density of unbonded bonds attached to a monomer, respectively. A simple
integration then yields S = Sath + Sint, where Sint is the same as in (4.21) and
Sath = φτ ln
(
q
τ
)
+ φσ ln
(r
s
)
− φn lnφn − φ0 lnφ0 + φu ln (2φu/q) , (5.8)
where φτ is the core density and φσ the σ-functional density. Obviously, φτ = φn,
the number density and φσ = (b− τ)φn/s. The free energy is given in (4.22).
5.4. General fixed architecture
The first two terms in (5.8) represent the entropy associated with the confor-
mation of a single polymer on a tree of coordination number q. The combinatorics
represent the number of choices at the core and at a σ-functional site. The number
of possible conformations of a dendrimer is f = (qτ ) [(
r
s)]
vσ = 1/G, where Vσ is the
number of σ-functional sites in the dendrimer and φσ = φτVσ. The total number
of conformations for all polymers then yields the first two terms. It is evident that
the nature of the architecture appears only in these two terms. Thus, (5.8) remains
valid for any prescribed architecture, provided the first two terms are replaced by
φn ln f :
Sath = φn ln f − φn lnφn − φ0 lnφ0 + φu ln(2φu/q), (5.9)
where f is the number of possible conformations per site of a single polymer of any
fixed architecture on an otherwise empty Bethe lattice. One can easily write down
the value of f for such objects. We call f the embedding constant of the polymer.
5.5. Special architectures [42b]
Linear polymers. This is the simplest architecture to study. We set τ = σ = 2.
For the moment, let us consider b > 2. Later on, we study b = 0 and 1. For linear
polymers, φσ = φ2 − φn since the core density must be subtracted from φ2 to yield
φσ. Thus,
Sath = φnq/2r + φ ln r − φn lnφn − φ0 lnφ0 + φu ln (2φu/q) , f = qrb−1/2, (5.10)
where we have introduced φ = φ2+φn. Although (5.10) is derived for a linear chain
of even number of bonds since b = 2bD, the result is valid even for chains with odd
bonds, see section 5.4. It is also valid for dimers (f = q/2) and monomers (f = 1,
and φu = q/2).
Stars. To describe τ -arm stars, each arm of length b/τ , we must set σ = 2. We
find
Sath = φn ln
[(
q
t
) /
r2
]
+ φ ln r + φu ln(2φu/q)− φn lnφn − φ0 lnφ0, (5.11)
156
Inversion symmetry, architecture and dispersity, and their effects. . .
where we have used φσ = φ2 − φn = φ− 2φn.
Regular dendrimers. We set τ = σ and sD = sD−1. Evidently,
φσ = τ(sD − 1)φn/(s− 1) = (b− τsD)φn,
true even for τ 6= σ. Thus,
Sath = φn ln
(
q
τ
)
/rτsD + φ ln r + φu ln(2φu/q)− φn lnφn − φ0 lnφ0. (5.12)
We note that the argument of the first ln term in Sath decreases rapidly as the
architecture becomes more and more compact. Thus, the entropy decreases, as it
must. It is easily seen that the second virial coefficient is the same as in (4.27).
6. Architectural influence on phase diagram [42]
Different architectures have been investigated earlier by us. First consider the
athermal limit. If loops are allowed with an activity n, but no branching, then
following de Gennes [7,14] we can map the polydisperse loop problem on a magnetic
model. This shows that the corresponding polymerization transition at C, see upper
figure 3b, belongs to the O(n) model [14]. For non-zero magnetic field H , this critical
transition disappears. For n = 0, we only have linear chains, which belong to the
O(0) universality class, as first shown by de Gennes [7]. As H → ∞, chains become
dimers [14]. No (first-order) transition occurs for any H 6= 0. As soon as branches
are allowed, then the generic phase diagram looks like that in the lower figure 3b, in
which there is a line AC of first order transitions, surrounded by a line of percolation
transitions in the H −K plane [17,22,25]. The situation changes when interactions
are present and we need to consider phase separation transitions that are separate
from transitions along AC. For small enough w, we expect phase separation to occur.
Indeed, at w = 0, phase separation occurs as soon as we have any polymer in the
system: we either have a pure solvent phase or a pure polymer phase, except at a
coexistence, regardless of whether we have fixed or variable architectures. We now
consider w 6 1. We consider polydisperse and monodisperse solutions separately in
the following.
6.1. Polydisperse solutions
We consider a polydisperse system in the K − H − w phase space with other
activities, if present, held fixed. There is a line of first-order transitions in the w = 0
plane, stating at H = 0 at K0(0) and continuing to H → ∞. (The latter limit
corresponds to having dimers in the system for all finite values of wk, k > 3.) This
first-order line turns into a surface of first-order transitions as w increases. On the
other hand, no phase separation is possible for w > 1, where polymers and the
solvent are miscible. Thus, the phase separation surface terminates in a line C ′ of
critical points; see figure 3a.
For w = 1, the model has been studied extensively, as said above; see figure 3b.
There is a line of first-order transitions in the K−H plane starting at H = 0 which
157
P.D.Gujrati
terminates at a critical point C at a non-zero H . We expect this line to turn into
a surface of first-order transitions bounded by another line of critical points. Since
there is only one line of phase transitions in the w = 0 plane as argued above, the
two surfaces must necessarily join together at or before w = 0. The way they join
depends on the choice of various other parameters. Here we consider two simple
cases: linear chains and “even-functional” branched polymers (see below) for which
the phase diagram is shown in figure 3a. The critical lines C and C ′ meet at the
θ-point, which, therefore, is a tricritical point, as first pointed out by de Gennes [7].
As shown in (4.27), A2 vanishes at the θ-point.
The above is a generic phase diagram for a system exhibiting a tricritical be-
haviour. A classic example of such a system is the He3-He4 mixture [59] in which C
denotes the line of λ-(superfluid) transitions and FC ′ represents phase separations.
In the context of this system, w denotes a temperature-like variable, K denotes
the activity controlling the amount of He4 and H denotes a field conjugate to the
superfluid order parameter.
6.1.1. Linear chains
H = 0. The critical value of Kc along C is given by rKC = w−r′. At the theta
point, w = wθ, Kc,θ = (1/r)(r/r′)r
′/2. There are no polymers in the system for
K < KC . For K > KC , φ > 0, even though φ1 = 0 since H = 0, see (4.14).
Therefore, the average DPM = φm/φn is infinite making the chain along C a critical
or a fractal object. The radius of gyration is related to M in the limit M → ∞ by
the radius of gyration exponent ν. For w > wθ, the chain is in a good solvent and ν
has the same value everywhere along C in a given dimension d. In d = 3, ν ∼= 0.6.
The criticality along C belongs to the O(0) universality class [7] for which the upper
critical dimension du,C = 4. (The theta point belongs to a different universality class,
[42] as discussed below.) We have identified [17,42a] x = Z0(0)/B0, see (4.8) as the
order parameter for the critical line C, along which the critical exponents take their
customary classical mean-field or Landau exponents [1]:
α = 0, β = 1/2, γ = 1, ν = 1/2, η = 0. (6.1)
For H > 0, φn is non-zero; hence, M is finite and we find that ω = φn + O(φ2)
near φ = 0. Since ω ∼ |∆K|2 in the critical region near C, we observe that
M ∼ 1/|∆K|. (6.2)
In other words, |∆K| is similar to the inverse molecular weight [7,17]. This has an
important consequence. The correlation length, which is the radius of gyration R in
the present case, scales as |∆K|−ν . Hence, R ∼ Mν , identifying ν with the radius of
gyration exponent ν. All these results are valid along C.
Theta point. We can now appreciate the significance of the theta point. It is
the point where the continuous transition curve C turns into a line of first-order
transitions, and is traditionally called a tricritical point in the field of phase tran-
sitions and was identified as such by de Gennes [7,42] when discussing a θ-state
158
Inversion symmetry, architecture and dispersity, and their effects. . .
of the solution of linear chains. We extend this result below to branched polymers,
albeit of special functionalities. This is an important extension, as it points out that
branching need not change the universality class.
At the θ-point, the χ parameter defined by χ = βqε = −βq lnw is given by
χθ = (q/2) ln (r/r′) (6.3)
and differs from χθ = 1/2 in the F-H theory [3]. For q = 3, 4, 5, 6, . . ., χθ =
1.04, 0.811, 0.719, 0.669, . . . and approaches 1/2 as q → ∞. The most striking
consequence of our theory is that χ = χθ determines the location of vanishing second
virial coefficient for all q; see (4.27). This is in conformity with the suggestion of de
Gennes [7]. The theta state is different from the critical state along C [42a]. It should
be emphasized that our θ-point occurs only in the limit M → ∞. The vanishing of
A2 is not sufficient. The upper critical dimension du,T = 3 coincides with the real
space dimension d = 3, and the exponents are
αT = 1/2, βT = 1/4, γT = 1, νT = 1/2, ηT = 0, (6.4)
valid at a tricritical point [1]. They are different from the exponents in (6.1) along C.
Our mean-field tricritical theory is valid (barring any weak logarithmic corrections)
for describing the theta state in d = 3. However, it must be emphasized that the
θ-state is not identical to the random chain state [42]. For example, the exponent
α = 0 for the latter, whereas α = 1/2 near the θ-state. Even though νθ = 1/2 in
d = 3, this should not imply that a chain in the θ-state is identical to random walks
in every respect. Using the magnetic analogy [7], the number of configurations NM
of a polymer chain of M monomers in which the endpoint has come back next to
the starting point scales as NM ∼ M−(2−α). Thus,
Γ = NM,θ/NM,R ∼ M1/2 (6.5)
and diverges as M → ∞ where NM,θ and NM,R denote the values of NM in the
θ-state (αT = 1/2) and the random-walk state (α = 0), respectively. Therefore,
the conformations of a chain in the θ-state are very different from those in the
random-walk state which is contrary to the conventional wisdom [42]. Furthermore,
φ ∼
√
∆K near the theta state, whereas φ ∼ ∆K for a random chain. The exponent
ν = νθ = 1/2 in the theta state only in d = 3, and not in d = 2. Therefore, chains
in the theta point are not random walks.
H > 0. No analytical analysis is possible but the qualitative phase diagram can
be easily inferred. We first note that the curve C in figure 3a disappears as soon
as H > 0 and the line F of first-order transitions below the theta point turns
into a surface FC ′ as H increases, which is bounded by a line of critical points C ′
originating at the θ-point and terminating at a critical point for dimers (H → ∞).
We have shown in figure 6 in [42a] the dramatic effect of polydispersity on phase
separation. The phase separation across FC ′ is similar to the first-order phase tran-
sition in an Ising model. Hence, the critical line C ′ belongs to the universality class
of the Ising model for which the upper critical dimension du,C′ = 4. This universal-
ity class is different from the universality class along C, the former corresponding
159
P.D.Gujrati
to the n = 1 O(n) universality class, the latter corresponding to the n = 0 O(n)
universality class. In d = 3, the correlation length exponent ν ∼= 0.63 for the Ising
universality class. This correlation length describes the monomer-solvent correlation
length and is not related to the radius of gyration correlation length relevant across
C. The Ising correlation length diverges along C ′, even though polymers are finite
in size (M < ∞).
6.1.2. Branched polymers
There is a class of branched polymer systems which we have termed even-
functional branched polymers [17] in which an odd k-functionality has an activity
Hk and all even functionalities have unit activity, such that no odd functionalities
survive as H → 0. In the generalized version introduced in [42a], the even-functional
branched polymers include all cases in which all odd-functional branching activities
change sign under H → −H and
w2k+1 → 0, as H → 0. (6.6)
Only even-functional activities remain non-zero. For such polymers, there is an inver-
sion symmetry H → −H about H = 0. This is identical to the inversion symmetry
of the n = 0 limit of the magnetic model, which describes linear chains [7,14,17].
Because of this deep connection with linear chains, their complete phase diagrams
are identical. We have the same value wθ as before. Their radius of gyration has the
same linear chain radius of gyration exponent ν. Similarly, the exponent ν θ in the
θ-state is also identical to that for linear chains. Hence, the special branching does
not change the universality class. This is a remarkable result whose validity goes
beyond our mean-field theory.
The situation with PB polymers with no inversion symmetry (6.6) is very dif-
ferent [42a]. Because of the lack of symmetry, the polymerization transition is no
longer located at H = 0. For w = 1, the phase diagram is shown in the lower fig-
ure 3b [28,33]. There is a percolation transition curve BB ′ near the critical point
C. As a function of w, BB ′ may or may not surround C. In figures 5a,b, we show
the coexistence curve (q = 6) for PL chains (H = 0.01, M = 60, wC
∼= 0.875) and
PB polymers (H = 0.01, w3 = w4 = 1, wC
∼= 1.01) and no higher functionalities, re-
spectively. We note a dramatic difference in the coexistence due to branching. Since
there is a first-order transition in the athermal state (w = 1), it should be expected
that wC
∼= 1.01 here is larger than one.
6.2. Monodisperse solutions
Investigating the phase diagram for a monodisperse system (fixed architecture) is
considerably simple. We observe that any fixed architecture polymer can be treated
as a certain higher order correlation function in the O(n) magnetic model as n → 0;
the latter is needed to account for excluded volume. The order of the correlation
function is the number of endpoints in the polymer. Therefore, the criticality in this
160
Inversion symmetry, architecture and dispersity, and their effects. . .
0.88
0.92
0.96
1
1.04
0 0.2 0.4 0.6 0.8
φ
w
0.80
0.82
0.84
0.86
0.88
0 0.2 0.4 0.6 0.8
φ
w
(a) (b)
Figure 5. Coexistence curves for (a) PL chains and (b) PB polymers.
polymer belongs to the O(n) universality class as n → 0. Hence, the phase diagram
is identical to that in figure 3a [42b].
It is found that y can produce a singularity only as b → ∞, just the way it
happened for polydisperse chains. At the criticality, we have
α̃KC = w1−r, y0C = 1/w, yC = 1, for w > wθ ≡
√
r′/r. (6.7)
Here, KC , y0C , and yC represent the critical values of K, y0 and y, respectively
along C, figure 3a. The first-order transitions describing phase separation come
from multiple solutions of (5.3). These transitions exist for w 6 w c(b) for any b,
where
wc =
√
M
(
√
r(1 +Mr′)− 1
)
/(1 +Mr). (6.8)
The line C ′ given by wc(b) meets C at the θ-point at which α̃KC,θ = 1/wθ
r′ =
(r/r′)r
′/2. At this point, the second virial coefficient A2 vanishes. Near C, ω ∼=
φ/b + O(φ2) for small φ. Since ω must also scale as (∆K)2 in the critical region,
we have b ∼ 1/∆K near C. The symmetry breaking field H of the polydisperse
case enabled us to identify x as the order parameter, which was also consistent
with x being the order parameter as shown in [17] for linear chains in the athermal
state. In the present case, the singularity along C disappears as soon as b becomes
finite. Since a symmetry breaking field gives rise to a gap exponent ∆ = 3/2 in
a mean-field calculation, the correct identification for the symmetry-breaking field
must be with 1/b
√
b, i.e., 1/M
√
M . This is then consistent with treating x as the
order parameter for criticality along C since x ∼ (∆K)1/2. Notice that x is defined
by (5.5) and is related to the square root of the last term in Z, see (5.4). With
this identification, we obtain the mean-field exponents [42b] in (6.1) and the upper
critical dimension du,C = 4 near C as expected. The correlation length near C is the
radius of gyration R of the polymer. Since R ∼ |∆K|−ν , we have R ∼ Mν , with ν
= 1/2, thus, identifying the radius of gyration exponent with ν. This is true for any
fixed architecture.
Below the θ-point, the critical singularity of C is preempted by a line of first-order
transitions K0(w) < Kc(w), and wC = wθ − 1/r
√
M − r′′/r
√
rr′M + . . . . At w = 0,
161
P.D.Gujrati
K0 = K0(0) is given by K0/Kc,θ = (q/r)r
′/2 > 1, which is same as for PL polymers.
Also the exponents for C ′ and C are the same as above for the polydisperse case.
7. Branching in confined geometries
We finally study the interplay between branching and confinement in a semi-
infinite bulk. We take q = 6 and the lattice spacing to be unity. The accuracy level
A = 10−6, so that the successive differences in PPF ratios must become less than A
to approach the bulk FP effectively. The required number of generations determines
the range or the surface thickness R, also known as the surface correlation length
ξ, over which the surface effects are felt, and increases as A decreases.
0.50
0.60
0.70
0.80
0.90
1.00
0 5 10 15
Distance from Surface, z
M
on
om
er
D
en
si
ty
(a)
0.007
0.008
0.009
0.01
0.011
0 5 10 15
Distance from Surface, z
E
nd
-p
oi
nt
D
en
si
ty
(b)
0.02
0.03
0.04
0.05
0.06
0.07
0 5 10 15
Distance from Surface, z
T
ri
-f
un
ct
io
na
l D
en
si
ty (c)
0
0.005
0.01
0.015
0.02
0.025
0.03
0 5 10 15
Distance from Surface, z
T
et
ra
-f
un
ct
io
na
l D
en
si
ty (d)
Figure 6. Various density profiles for branched polymers for φmb = 0.8 and var-
ious surface interactions (βε = −1.0,�; βε = −0.5,�; βε = 0,N, βε = 0.5,�).
(a) monomer density; (b) endpoint density; (c) trifunctional density; (d) tetra-
functional density [38].
7.1. Variable architectures [38]
Since we do not wish to mask the effects of architectural differences by energetics,
we start with random branching in an athermal solution investigated in [38], where
we have also studied PL chains. We reproduce the results in figure 6 for PB polymers;
PL chains show similar behaviour. We consider two attractive surfaces, and a neutral
and a repulsive surface [βε = (−1.0,�), (−0.5,�), (0,N) and (0.5,�)]. The bulk
162
Inversion symmetry, architecture and dispersity, and their effects. . .
monomer density φmb is 0.8. (We use an additional subscript b to refer to the bulk
value.) Consider the neutral surface (0,N). The monomer density (figure 6a) is
suppressed at the surface, since the smaller species (solvent molecule) prefers to
be at the surface, but the endpoint density (figure 6b) is enhanced. However, higher
(k = 3, 4) functionalities (figures 6c,d) are suppressed at the surface.
Indeed, for random branching, the higher the functionality, the lower its surface
value compared to its bulk value, even though the endpoint density is above its
bulk value, as the following heuristic argument shows [38]. An athermal system
maximizes its entropy regardless of whether it is in a confined geometry or not.
Since the branching is random, the system maximizes its entropy by adjusting the
locations of branches in an almost random fashion. As a consequence, their locations
become as uncorrelated as possible under the given constraints. This is evident from
the structure of the entropy, which contains φk lnφk for each functional branch; see
(4.20)–(4.21). This is not the case for the entropy in (5.8) for fixed architectures.
Thus, to a good approximation, we can treat the branches as almost uncorrelated
(quasi-random) in the following heuristic argument for the variable architecture case.
The argument would not work for the fixed architecture case.
The loss of entropy when a k-branch (k 6= q) is at the surface compared to its
bulk entropy contribution is ∆Sk = ln(1 − k/q) for k < q [38]. If we now go be-
yond the above approximation, we realize that between k- and (q − k)-functional
branches, the higher functional branch looses more entropy at the surface due to
extra connectivity than the lower functional branch. Thus, low functionalities are
dominant at the surface. Repulsion (�) between the surface and the polymer en-
hances the suppression, as is evident from figure 6. Attraction (�, �), on the other
hand, can offset the suppression to the point that there may be enhancement for
low functionalities as for tri-functional branches in figure 6c.
The enhancement of endgroups at the surface depends strongly on the bulk
density and can be changed by decreasing the bulk density [38]. There exists a
threshold bulk density φmt, such that for φmb < φmt, the endgroup density at the
surface is below its bulk value. The situation is reversed for φmb > φmt. This is true of
both linear and branched polymers. In figure 7, we show the monomer density profiles
for linear (figure 7a) and branched (figure 7b) polymers at low bulk densities. There
does not seem to be any noticeable difference in the two density profiles. Thus, at
least for the variable architecture case, the branching and, therefore, the architecture
does not seem to have much effect on the density profile in a confined geometry.
The irregular oscillations in figure 6 are a consequence of non-randomness in our
theory and reflect packing constraints, and have a range ξ ′, which is of the order of
a few lattice spacings in the solution (this is why we show the profiles as a function
of generation distance z and not the end-to-end distance in figures 6 and 7). They
are present only at higher bulk densities. In general, the packing correlation length
ξ′ is an increasing function of φmb. The oscillations are almost unnoticeable past
this correlation length. They are absent at low bulk densities [38], because of the
lack of packing constraints. If there are voids present to represent free volume, then
the amplitudes of these oscillations are enhanced, but the range of the oscillations
163
P.D.Gujrati
0
0.2
0.4
0.6
0.8
0 10 20 30 40 50
Distance from Surface, z
M
on
om
er
D
en
si
ty
0
0.2
0.4
0.6
0.8
0 5 10 15 20
0
0.2
0.4
0.6
0.8
0 5 10 15 20
Distance from Surface, z
M
on
om
er
d
en
si
ty
(a) (b)
Figure 7. Segment density profiles (a) for linear chains (M = 100) for different
surface interactions for φmb = 0.15 and 0.35 (inset), (b) for branched polymers;
φmb = 0.35 and various surface interactions; see legend in figure 6 [38].
is decreased [53]. The oscillations are also seen in Monte Carlo simulations [60], but
are lost in mean-field theories [61]. The surface correlation length ξ increases as the
bulk density decreases, as is clear from figure 7 [38].
For a blend of PL chains [51], the packing correlation length ξ ′ becomes much
larger, exceeding the end-to-end distance of the smaller species by almost a factor
of 20. Thus, the size of the reference species plays an important role in determining
the effects of packing constraints. The smaller species is enriched near the surface
for neutral surfaces.
7.2. Fixed vs variable architectures
The heuristic argument does not work for regular branching. Indeed, the conclu-
sions are very different; see figure 10 below. We first consider athermal solutions of
linear chains [54] (figure 8) and of stars (figure 9) near a neutral surface [55]; in both
solutions, each polymer has 55 monomers. Each star has a core and three arms, each
containing 18 monomers. The complete analyses in [54] and [55] include interactions
in the bulk and at the surface. We show endpoint and monomer density profiles for
three different bulk densities [φmb = (0.1, •), (0.35,▽), and (0.8,�)] as a function of
the end-to-end distance (in the units of the lattice spacing) R = RL =
√
54 in the
case of the linear chains and R = R
(a)
S =
√
18 for each arm in the case of the star
solution (RL =
√
3R
(a)
S ).
We notice a profound difference between PB and PL polymer solutions and the
present MB (star) and ML chain solutions. The fixed (F) architecture induces a
new set of oscillations of range ξF away from the surface in the form of sinusoidal
wave packets in density profiles, and ξF is equal to RL and R
(a)
S for the chains and
stars, respectively. These oscillations are absent in the polydisperse case; see fig-
ures 6 and 7. The sinusoidal regularity is destroyed near the surface, even though
the size is still the same. Indeed, it is exactly RL and R
(a)
S , respectively, in the first
few packets, where we also observe irregular oscillations due to packing constraints,
164
Inversion symmetry, architecture and dispersity, and their effects. . .
(a) (b)
Figure 8. The density profiles for an athermal monodisperse chain solution (M =
55) next to a neutral surface for bulk density = 0.1 (•), 0.35 (▽) and 0.8 (�) [54].
� � � � � ��
����
����
����
����
����
����
����
�
� �
�
������
������
����
�
����
�
)(a
SR
� � � � � ��
����
����
����
����
����
����
)(a
SR
M
on
om
er
D
en
si
ty
E
nd
po
in
t D
en
si
ty
(a) (b)
Figure 9. The density profiles for an athermal monodisperse star solution (M =
55) next to a neutral surface for bulk density = 0.1 (•), 0.35 (△) and 0.8 (�)
[55].
which persist for the first few layers within each packet; see blowups in insets. After
about a distance of 2RL or 5R
(a)
S , the irregular oscillations are almost unnoticeable,
but sinusoidal oscillations emerge, which persist over a distance or range R ∼= 8RL,
or 12R
(a)
S determined by the accuracy level A. The range for stars or chains is larger
than that for PB polymers or PL chains in figures 6 and 7. Thus, fixed architec-
tures present a different behaviour next to a surface than variable architecture. The
freedom to adjust the architecture allows the system to heal faster when next to a
surface. This results in the absence of oscillation packets of the size ξF. This is a
very important difference between fixed and variable architectures.
We also note from figures 8b and 9b that the endpoint density for chains and
stars are not enhanced at the surface for the densities we have considered; compare
with figure 6b for branched polymers and also for chains considered in [38]. Thus, the
fixed architectural constraint also affects the endpoint profile. At higher densities,
we have seen endpoint enhancement at the surface.
165
P.D.Gujrati
7.3. Architectural differences for monodisperse polymers
We compare density profiles of linear and star solutions to see how important the
differences in the fixed architecture are. Even though the two polymers have identical
number of monomers, the oscillation packets have different sizes ξF = RL or R
(a)
S .
The other difference is the behaviour of the profile itself in the first packet. Consider
the endpoint density. For linear chains, it is almost monotonic increasing (apart
from the first few layers over the range ξ ′ where packing constraints are relevant),
whereas it is almost monotonic decreasing or almost constant for stars. In addition,
the star endpoint density jumps almost discontinuously past its first packet and then
continues to increase in the next packet over a distance R
(a)
S . This is true of the larger
two densities. At the bulk density of 0.1, both show the increasing tendency, even
though there is a sharp break in the slope of the star density profile at R
(a)
S , which
is absent from the linear chain case. In addition, the number of packets is larger for
stars than for linear chains. The range R is about 25ξF for stars and about 4ξF for
linear chains for all three densities reported here.
We now consider the monomer density profile which also exhibits similar features
and is suppressed at the surface as expected. In addition, we observe an interesting
phenomenon in that there are internal oscillations in the linear chain profile within
each packet near the surface that are similar to the star profile over two of its packets.
This suggests that RL is not the only length scale for linear chains, which one would
expect from scaling. Thus, softer particles like chains develop internal structures
within the envelope of their monomer density profiles. We also note that the relative
amplitudes of oscillations for monomer density are much smaller than for endpoints
and become smaller as the bulk density increases.
In figure 10a, we show the density profile for the star core, which shows that
it is suppressed at the surface compared to the bulk value at lower bulk densities,
but rises immediately as we move into the bulk and remains higher than its bulk
value over the first ξF = R
(a)
S distance. It then drops rapidly for the higher two
densities (�, ▽) and rises gradually over the next R
(a)
S . It then follows a gradual
drop and regular oscillations begin to develop at a distance of about 5R
(a)
S , as said
above. At the lowest density (•), the core density near the surface increases gradually
with no irregular oscillations due to packing constraint and the regular oscillations
emerge immediately after 2R
(a)
S . In figure 10b, we show the core (central monomer)
density of linear chain (star with two equal arms, each containing 27 monomers) in
an athermal chain solution near a neutral surface. Note that there is an offset in the
density for clarity.
7.4. Star-chain blend
To further understand the effect of architectural difference, we consider an ather-
mal blend of identical size (equal number of monomers M) stars and linear chains
at 50–50 composition next to a neutral surface. In the absence of any architectural
difference, we expect the density profiles to be identical, and there would be no seg-
regation of one species over the other near the surface. Any discrepancy has to be
166
Inversion symmetry, architecture and dispersity, and their effects. . .
� � � � � ��
����
����
����
����
����
φ����
φ����
� � �!"�
φ����
� � �#��
)(a
SR
$
%
� � � �
�����
����&
�����
����&
�����
����&
φ����
φ����
� � ��'
φ����
� � ��(
C
or
e
D
en
si
ty
C
or
e
D
en
si
ty
(a) (b)
Figure 10. (a) The core density profile for the stars in the blend. (b) The core
density profile for linear chains in the blend [55].
attributed to the architectural difference. We consider two different cases with the
number of arms τ = 3 and 4. We show the density profiles for linear chains and stars
[M = 55, τ = 3 (R
(a)
S =
√
18) in figure 11a and for M = 49, τ = 4 (R
(a)
S =
√
12)
in figure 11b]. The endpoint density for chains is enhanced at the surface and the
enhancement increases as τ increases, but the reverse is true for stars. The surface
endpoint density of stars is almost the same as its bulk value for 3-arm stars but
is appreciably depleted for 4-arm stars, thus showing the effect of higher branching.
The density remains lower than the bulk value over the first R
(a)
S , and then jumps
to higher values over the next R
(a)
S distance. This difference in the density profiles
is caused by the architectural difference, as said above. Both densities show regu-
lar (fixed architecture) and irregular (packing) oscillations as we move away from
the surface. For stars, the irregular oscillation packets do not extend beyond 3R
(a)
S .
After a few such oscillation packets, there appear regular oscillation packets, whose
maximum amplitude decays as we move away from the surface. The range ξF of
the regular packets is close to 4.6R
(a)
S and is different from the range for irregular
packets. The oscillations persist for almost R = 120R
(a)
S , which is determined by
our accuracy level A = 10−6 and represents the thickness of the surface region. The
surface region now has increased to about R = 200R
(a)
S , and the size of the regular
oscillation packet is about ξF = 6.3R
(a)
S .
8. Conclusions
We have considered the relationship of the inversion symmetry, first introduced
by us [20,42], and the architecture variety in polymer solutions and blends, and their
impact on universal and non-universal properties in the bulk and in restricted ge-
ometries. We consider a wide variety of architectures. We have restricted our review
to binary incompressible mixtures on a lattice of finite coordination number q. The
inversion symmetry occurs when the polymers are infinitely large, and the behaviour
167
P.D.Gujrati
) * + , - . / 0 1
2
3
4
5
6
73
8
9
:
3
;
78
<
)=)*/
)=)+)
)=)+-
)=)+1
)=),+
)(a
SR
) + - / 1
)=->
)=.)
)=.*
? @ A B C D E F G
H
I
J
K
L
MI
N
O
P
I
Q
MN
R
?S?A
?S?B
?S?C
?S?D
)(a
SR
? A C E
?SCE
?SCG
?SD?
?SDA
(a) (b)
Figure 11. Endpoint density profiles for linear chains and stars in the 50–50 blend
in (a) τ = 3 and (b) τ = 4. The upper (lower) curve is for stars (linear chain).
Monomer density profiles for stars as a function of R
(a)
S are in the inset; the chain
density is the complement [55].
of infinite polymer dictates the entire bulk phase diagram. Therefore, it is the inver-
sion symmetry and not branching or architectural differences that determines the
universal properties and the topology of the phase diagram. In particular, the exis-
tence of a theta state is due to the inversion symmetry. In its absence, the theta state
does not occur in the system. Whether the system is monodisperse or polydisperse
also does not affect the phase diagram topology. The theta state is different from
the random walk state in some subtle aspects as described in this review, which is
not usually appreciated by workers in the field. The theta state is a tricritical point,
provided we allow the inversion symmetry to enlarge the phase space to include neg-
ative H , which plays the role of the endpoint activity for polymers but represents
the magnetic field of a fictitious ferromagnetic system as proposed by de Gennes
[7] and later extended by us to other systems [14,15,17,20,22]. We have presented a
review of our recursive lattice approach to study polymer problems without the use
of the unphysical magnetic system, which is usually restricted in its application to
an athermal polymer system. The results presented here are based on the use of a
Bethe lattice to describe polymers. We review the limitations and strengths of our
approach, which is equally applicable to homogeneous (bulk) and inhomogeneous
(confined geometries) systems. We also describe the extension of the tree lattice to
incorporate the presence of surfaces.
For finite polymers, there is no inversion symmetry. Thus, when we study poly-
mers in confined regions, i.e. in the presence of a surface, their behaviour is mostly
oblivious to the inversion symmetry and is governed by whether we have polydis-
perse or monodisperse polymers, and also whether we have linear chains or branched
polymers including stars and dendrimers. We have only presented results for (i) PL
and PB polymers solutions, (ii) ML and MB (star) polymers solutions and (iii) star-
linear 50–50 blend to investigate these effects near a surface. In particular, we find
that smaller species segregate to the neutral surface, as expected. In the blend, we
168
Inversion symmetry, architecture and dispersity, and their effects. . .
find the enrichment of the neutral surface by chains, which has been suggested ear-
lier for small structural differences [30,31,36]. However, our results are inconsistent
with the known results [31b,36] on the behaviour of endgroups and surface enrich-
ment in the above blend. The major difference is the presence of fixed architectural
oscillations in our results. We observe the endpoint density to be enhanced for linear
chains; star endpoint density is suppressed and the suppression is higher for stars
with higher number of arms. The observed chain enhancement next to the surface
region over a short distance [31b] is different from our observation. It should be
noted that our results are for incompressible blends, but the system in [31b] has
10% free volume. We are currently investigating the effects of free volume [53].
I would like to thank Andrea Corsi for his help with figures, and Richard Batman
and Matthew Yi for results in figures 8–11.
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P.D.Gujrati
Симетрія інверсії, архітектура й дисперсність, та їх
ефект на термодинаміку в об’ємі і в обмежених
областях: від полімерів із випадковим галуженням
до лінійних ланцюгів, зірок і дендримерів
П.Д.Гуджраті
Університет м. Акрон, Акрон, OH 44325 США
Отримано 30 серпня 2001 р., в остаточному вигляді –
7 вересня 2001 р.
Використовуючи нашу теорію рекурсивної гратки, яка однаково за-
стосовна як у випадку фіксованих архітектур (полімери із періодич-
ним галуженням, зірки, дендримери, лінійні ланцюги і т.п.), так і для
змінних архітектур, тобто структур із випадковим галуженням, у да-
ному огляді представлено теоретичні докази того, що архітектурні
аспекти можуть відігравати важливу роль не лише в об’ємі, а й в об-
межених конфігураціях. Лінійні ланцюги володіють симетрією інвер-
сії (СІ) магнітних систем (див. текст), наявність чи відсутність якої ви-
значає об’ємні фазові діаграми. Фіксовані архітектури володіють СІ і
продукують стандартну фазову діаграму із тета-точкою, в якій зустрі-
чаються дві критичні лінії C й C′ і другий віріальний коефіцієнт A2
рівний нулю. Критична лінія C з’являється лише у випадку полімерів
безмежної довжини, і для цієї критичності означено параметр поряд-
ку. Критична лінія C′ існує для полімерів будь-якої довжини і пред-
ставляє критичну поведінку розділення фаз. Змінні архітектури, що
не володіють СІ, продукують топологічно інші фазові діаграми, вза-
галі без тета-точок. В обмежених областях близько до поверхні СІ не
зберігається, натомість спостерігаються галуження і монодисперс-
ність, що стають важливими в приповерхневій області. Ми покаже-
мо, що галуження не відіграє важливої ролі у випадку полідисперсних
систем, однак для монодисперсних систем воно є важливим. Зірки і
лінійні ланцюги поводяться по-різному біля поверхні.
Ключові слова: лінійні полімери, полімери з періодичним і
випадковим галуженням, рекурсивна гратка, симетрія інверсії,
тета-точка, приповерхневі ефекти
PACS: 82.35.Lr, 82.35.Gh, 83.80.Rs, 68.35.Md, 68.47.Mn
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