Effective mass of atom and the excitation spectrum in liquid helium-4 at T = 0 K
A self-consistent approach is applied for calculations within the two-time temperature Green function formalism in the random phase approximation for superfluid ⁴He. The effective mass of the ⁴He atom is computed asm m * =1.58 . The excitation spectrum is found to be in a satisfactory agreement with...
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Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України
2003
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Цитувати: | Effective mass of atom and the excitation spectrum in liquid helium-4 at T = 0 K / A.A. Rovenchak // Физика низких температур. — 2003. — Т. 29, № 2. — С. 145-148. — Бібліогр.: 12. назв. — англ. |
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irk-123456789-1287872018-01-14T03:04:02Z Effective mass of atom and the excitation spectrum in liquid helium-4 at T = 0 K Rovenchak, A.A. Квантовые жидкости и квантовые кpисталлы A self-consistent approach is applied for calculations within the two-time temperature Green function formalism in the random phase approximation for superfluid ⁴He. The effective mass of the ⁴He atom is computed asm m * =1.58 . The excitation spectrum is found to be in a satisfactory agreement with experiment. The sound velocity is calculated as 230 m/s. The Bose-condensation temperature with the effective mass taken into consideration is estimated as 1.99 K. 2003 Article Effective mass of atom and the excitation spectrum in liquid helium-4 at T = 0 K / A.A. Rovenchak // Физика низких температур. — 2003. — Т. 29, № 2. — С. 145-148. — Бібліогр.: 12. назв. — англ. 0132-6414 PACS: 67.40.-w, 67.40.Db http://dspace.nbuv.gov.ua/handle/123456789/128787 en Физика низких температур Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України |
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Квантовые жидкости и квантовые кpисталлы Квантовые жидкости и квантовые кpисталлы |
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Квантовые жидкости и квантовые кpисталлы Квантовые жидкости и квантовые кpисталлы Rovenchak, A.A. Effective mass of atom and the excitation spectrum in liquid helium-4 at T = 0 K Физика низких температур |
description |
A self-consistent approach is applied for calculations within the two-time temperature Green function formalism in the random phase approximation for superfluid ⁴He. The effective mass of the ⁴He atom is computed asm m * =1.58 . The excitation spectrum is found to be in a satisfactory agreement with experiment. The sound velocity is calculated as 230 m/s. The Bose-condensation temperature with the effective mass taken into consideration is estimated as 1.99 K. |
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Article |
author |
Rovenchak, A.A. |
author_facet |
Rovenchak, A.A. |
author_sort |
Rovenchak, A.A. |
title |
Effective mass of atom and the excitation spectrum in liquid helium-4 at T = 0 K |
title_short |
Effective mass of atom and the excitation spectrum in liquid helium-4 at T = 0 K |
title_full |
Effective mass of atom and the excitation spectrum in liquid helium-4 at T = 0 K |
title_fullStr |
Effective mass of atom and the excitation spectrum in liquid helium-4 at T = 0 K |
title_full_unstemmed |
Effective mass of atom and the excitation spectrum in liquid helium-4 at T = 0 K |
title_sort |
effective mass of atom and the excitation spectrum in liquid helium-4 at t = 0 k |
publisher |
Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України |
publishDate |
2003 |
topic_facet |
Квантовые жидкости и квантовые кpисталлы |
url |
http://dspace.nbuv.gov.ua/handle/123456789/128787 |
citation_txt |
Effective mass of atom and the excitation spectrum in liquid helium-4 at T = 0 K / A.A. Rovenchak // Физика низких температур. — 2003. — Т. 29, № 2. — С. 145-148. — Бібліогр.: 12. назв. — англ. |
series |
Физика низких температур |
work_keys_str_mv |
AT rovenchakaa effectivemassofatomandtheexcitationspectruminliquidhelium4att0k |
first_indexed |
2025-07-09T09:53:45Z |
last_indexed |
2025-07-09T09:53:45Z |
_version_ |
1837162643744358400 |
fulltext |
Fizika Nizkikh Temperatur, 2003, v. 29, No. 2, p. 145–148
Effective mass of atom and the excitation spectrum
in liquid helium-4 at T = 0 K
A.A. Rovenchak
Department for Theoretical Physics, Ivan Franko National University of Lviv
12 Drahomanov Str., Lviv 79005, Ukraine
E-mail: andrij@ktf.franko.lviv.ua
Received April 22, 2002, revised August 20, 2002
A self-consistent approach is applied for calculations within the two-time temperature Green
function formalism in the random phase approximation for superfluid 4He. The effective mass of
the 4He atom is computed as m m* .� 158 . The excitation spectrum is found to be in a satisfactory
agreement with experiment. The sound velocity is calculated as 230 m s/ . The Bose-condensation
temperature with the effective mass taken into consideration is estimated as 1.99 K.
PACS: 67.40.—w, 67.40.Db
1. Introduction
The idea of the effective mass of the helium atom in
superfluid phase was suggested by Feynman in 1953
[1]. He stated that one should insert the effective mass
(slightly larger than the mass of a «pure» atom m) in
the expressions for the density matrix.
Isihara and Samulski [2] used the effective mass
m m* .� 171 in order to obtain a good agreement of the
sound branch of the excitation spectrum with the ex-
perimental data on the sound velocity.
While in both these cases the effective mass was in-
troduced phenomenologically, it appeared to be possi-
ble to obtain the value of this quantity on the basis of
experimental data for the structure factor of liquid he-
lium-4 [3], and a result of 1.70 m was calculated there
by Vakarchuk.
The main idea of the present paper is to give a way
of obtaining the 4He atom effective mass by means of a
self-consistent equation. The expressions are written
within the collective variables formalism as described
by Bogoliubov and Zubarev [4]. Two-time tempera-
ture Green’s functions [5] are utilized for the calcula-
tion of the thermodynamic averages.
We also intend to show the possibility of an essen-
tially simple approach to the problem of the
many-boson system with strong interaction, such as
liquid helium-4. The method applied does not require
much computational effort. This advantage allows for
the development of further approximations.
In addition, if one accepts the assumption that the
phenomena in liquid 4He are at least partly due to the
Bose condensation being «spoiled» by the interatomic
interaction, it turns out to be possible to estimate the
lambda transition temperature as the critical tempera-
ture of the ideal Bose gas. We show that such an ap-
proach leads to very good agreement with experiment:
if the effective mass is about 50 % larger than the pure
one, the Bose condensation temperature decreases to a
value of � 2 K.
The Green function technique also provides a possi-
bility of obtaining the excitation spectrum of the sys-
tem. As a result of the mass renormalization, the exci-
tation spectrum is found to be in better agreement
with experiment than the Bogoliubov or Feynman
spectrum, while the expressions are the same (the lat-
ter two spectra suffer from the well-known problem of
the so-called «roton» minimum overestimation if one
considers the pure mass).
A self-consistent approach was recently applied for
the calculation of the 4He excitation spectrum by
Pashitskii et al. [6]. The results of that paper are in
excellent agreement with experiment. The authors
used the «semitransparent spheres» potential for the
calculation, with some adjustable parameters.
A new interpretation of the roton region of the he-
lium excitation spectrum was given by Kruglov and
Collett [7]. They considered the so-called roton clus-
ter as a bound state of 13 atoms and solved the nonli-
near Schrödinger equation for this system surrounded
by the condensate. This approach reflects the experi-
mental data for the roton branch of the excitation
curve very well.
© A.A. Rovenchak, 2003
In our work, we utilize the potential of Ref. 8 as in-
put information for the computations. This potential
was obtained on the basis of the quantum-mechanical
equations with the static structure factor as the only
experimental datum. Since this quantity is quite easily
measured directly in the scattering experiments, we
consider this a good approach. Unfortunately, a direct
calculation of the potential for the many-body prob-
lem cannot be carried out at the present time.
The paper is organized as follows. The calculation
procedure is given in Sec. 2. The Hamiltonian is writ-
ten and the equations of motion for the Green func-
tions are solved in the random phase approximation
(RPA), providing a self-consistent equation for the ef-
fective mass extraction. The numerical results are ad-
duced and discussed in Sec. 3.
2. Calculation procedure
The Hamiltonian of the Bose system in the collec-
tive variables representation reads [4]:
� [ ] [ ]H � � � ��
�
�
�
�
�� � �
� �
� � � �
k k
N
Vk k k k k k
k
2
1
0
�
�
� � ���1
2
2
0
0
0N m
�
q
k q
k
k q k qkq
� � , (1)
where the operator �
k k� � � �/ . Here �k is the ener-
gy spectrum of a free particle, �k k / m� �2 2 2 , N is the
total number of particles in the system, and V is the
system volume, and �k is the Fourier transform of the
interatomic potential in the thermodynamic limit,
N/V �� � const. The item with one summation over
the wave vector k in Eq. (1) corresponds to the
random phase approximation, and the second one is
the correction. Let us assume that our system is
described by exactly RPA Hamiltonian � (*)H , i.e.,
� (*) * [ ] [ ] ,H � � � ��
�
�
�
�
� � �
� �
� � � �
k k k k k k k
k
N
V k2
1
0 (2)
where �k
* *� �2 2 2k / m and m* is the effective mass of
the 4He atom. It is the only quantity suitable for the
«effective» role, since we wish to preserve the inter-
atomic potential as the initial information.
Such a definition of the effective mass means that
we partly transfer the interaction and the higher-order
correction onto the kinetic term in the energy. This
approach correlates with that of Feynman [1]. As was
also shown by Vakarchuk [9], the mass renormali-
zation obtained in a similar fashion leads to the ex-
pression obtained for the effective mass of 3He impu-
rity in 4He but with the «pure» mass of the 3He atom
replaced by that of 4He atom.
We define m* by demanding that the effective
Hamiltonian (2) leads to the same ground-state en-
ergy as the initial Hamiltonian (1), � (*) �H H� :
�
� � �k
* (*) (*)[ ]k k k k
k
� �
� ��
�
��
0
� � �
�
��
N
V2
1�
k k k[ ](*)
� ��
�
�
�� �
� �
� � �k[ ]k k k k
k 0
� � �
�
��
N
V k2
1�
[ ]k k
�
�
� � ���1
2
2
0
0
0N m
�
q
k q
k
k q k qkq
� � ,
(3)
where the superscript (*) near the angle brackets is
introduced for convenience.
One can find the operator product average by uti-
lizing two-time temperature Green functions defined
as follows [5]:
A t B t i t t A t B t( ) ( ) ( ) [ ( ), ( )]� � � � �� , (4)
with the operators given in the Heisenberg represen-
tation, � is the Heaviside step function.
AB GBA� �� ( )A ��
�
� � �
�
��
��
��
�
i
d
G i G iBA BA
�
�
� �
�
�
� � � �
� �
�
( ) ( )
e 1 0
, (5)
where GBA stands for B A and the operator �A
is introduced for convenience. We set the time argu-
ments in the operators A(t), B t( )� to coincide:
t t� � � 0. This will provide the static properties of the
system under consideration. In the above expression,
� is the inverse temperature, � � 1/T.
Now we proceed to the equations of motion for
the Green functions G
( )k k k� � ,G
�( )k �
� �
�k k , etc. It is easy to obtain the following set
of equations in the RPA:
( ) ( ( )�� � �
�
� �k kG Gk) k2 ,
( ) (�� � �
� �k G k) ��
�
kG (k) +
1
2
,
( ) ( ( )�� � �
�
� ��� � �k kG Gk) k2
1
2
,
( ) (�� � ��� �k G k) ��
�kG (k) . (6)
146 Fizika Nizkikh Temperatur, 2003, v. 29, No. 2
A.A. Rovenchak
Here� is equilibrium density.
Next, let us consider the triple product average
ABC . One can obtain it utilizing either the Green
function G C ABC AB; � or G BC ABC A; � . We
suggest the first possibility to fulfill
ABC G C ABC AB� ��
;A . (7)
In other words, we neglect the functions of the type
G BC ABC A; � for the sake of simplicity (when
applying this to Eq. (6) it means that only the RPA
term of the Hamiltonian (1) is taken into conside-
ration when constructing the equations of motion).
Having performed a similar procedure with the func-
tion G�
� �
�; ( , )k k , k k kk1 2 3 1 2 3
� , we obtain in
the RPA the following set of equations:
( ) ( , , );�� �
� � � � �� �k G
2 2 1 2 1k k k k
�� � � � ��� �
�
�k G g
2 2 1 2 1; ( , , ) ( )k k k k ,
( ) ( , , );�� �
� � � � ��k G
2 2 1 2 1k k k k
� � � � ��2
2 2 1 2 1� ��
�k G g; ( , , ) ( )k k k k , (8)
where the quadruple Green functions were decoupled
in such a way as to provide the inhomogeneous set of
equations:
AB CD BD A C CA B D� � �
� �AD B C CB A D . (9)
The inhomogeneous terms in Eq. (8) read:
g
m
D Gk
�
�( ) [ ( )� � �
�2
1 2 1 22
2
1
k k k k
� ���k k kk +k1 2 11 2
S G| | ( )
+ k k + k k + k2 1 2 1 21
( ) ( )�� ��D Gk
� � �� �k k k kk k2 1 2 11 2
( ) ( )]| |D G
� ,
g
m
D Gk� � � �
�
�( ) [ ( ) ( )
�2
1 1 2 1 21
k k + k k + k
� �� � ��k k + k kk k1 1 2 11 2
( ) ( )]| |D G .
(10)
The notations for the averages of pair products are
listed below:
�
� �
� � �k k S
Tk
k
k k1
2
coth ,
�
�
� �
� � �� � �
�
�
��
�
�
� �k k D
T
Sk
k
k k
k
1
2
1
2
1
1
2
1coth ( ),
� �
�
�
� � �
�� � �
�
� �
�
k k D
T
Sk
k
k
k k k
k
k
1
4 2 2
2
coth .
(11)
The quantity �k is defined as follows:
�
�
�k
k
k
/
� �
��
�
��
�
�
1 2
1 2
. (12)
Now, if we turn back to correlation (3), the mean-
ing of the asterisk as a superscript becomes clear: one
should substitute m with m* in the left hand side of
this equation.
In the ground state (T = 0 K), hyperbolic cotan-
gents in Eq. (11) equal to unity. Therefore, a self-con-
sistent equation for the extraction of m* becomes as
follows:
! " ! "� � � � � �
� �1
4
1
1
4
1
0
2
0
2
N N
k
k
k
k
k
�
�
�
�
*
*
k
�
�
�
��
�
�
#
�
��1
22
2 2
00
0
N m q p
�
qk k
k q
kq
� � �
#
� �
�
�
�
�
�
�
�
�
�
$
%
&
&
�kp
�
�
�
� � � �
� �
� � � �
k
k
p
k k q q
q p
q q p p2
�
�
�
�
�
�
�
�
�
�
�
�qp
�
�
�
� � � �
�
� � � �
q
q
p
k k q q
k
q q p p2
�
�
�
�
�
�
�
�
�
�
#
1 1
� � � � � � � �k k q q q q p p
#
� �
�
�
�
��
�
�
�
�
�
'
(
)
)
kq kp qp
� �
� �
�
�
�
�
k q
k q
k
k
q
q2 2
, (13)
where p k q� � . We also consider the specific energy
instead of the total one by introducing the factor of
1/N. One should notice that for the non-interacting
system, when �k � 0, the above equation is satisfied
trivially (� �k k� �* 1 in this case). In particular, the
triple product average
k q k q� � �� � in (3) equals to
zero providing a well-known expression for the ideal
Bose-gas (IBG) energy:
E
TIBG
k k k
Tk
� �
$
%&
'
()
�
�
� �� � �
�2 2
1
10 0k k
coth
/e
.
3. Numerical results and discussion
We use the previously obtained results [8] for the
Fourier transform �k of the interatomic potential. The
value of the equilibrium density is � � �0 02185 3. Å .
The mass of the helium-4 atom is m = 4.0026 a.m.u.
We pass from the summation over the wave vector to
integration in the usual way: � � �k kV d /( )2 3� .
Effective mass of atom and the excitation spectrum in liquid helium-4 at T = 0 K
Fizika Nizkikh Temperatur, 2003, v. 29, No. 2 147
The value of the upper cutoff for the integration over
the wave vector is 16.0 Å �1.
The solution of Eq. (13) at the above-listed condi-
tions is
m* = 1.58 m. (14)
One can also obtain the excitations spectrum using
Green’s functions. The solutions of set (6) are propor-
tional to 1 2 2 2 2/ k k( – )� � � � providing the spectrum
Ek k k� * � � , which is a very well known result [4]. If
one inserts the effective mass into the definitions of �k
and � k, the obtained curve fits the experimental one
in a quite satisfactory manner (see Fig. 1).
The phonon branch is reflected quite well, provi-
ding a sound velocity of approximately 230 m/s ver-
sus the experimental one 238 m/s at T = 0.8 K [11] or
240 m/s at T = 0.1 K [12]. The so-called «roton» mi-
nimum also has a value close to the experimental one.
In addition, the value obtained for the effective
mass shifts the temperature of the Bose condensation
from Tc = 3.14 K for the pure mass to Tc = 1.99 K,
versus the experimental temperature of the lambda
transition T+ = 2.17 K. We consider the results dis-
cussed above to be quite good for such a rough approx-
imation as random phases.
Acknowledgements
The author is grateful to Prof. I. Vakarchuk for
valuable discussions on the problem considered in this
work.
1. R.P. Feynman, Phys. Rev. 91, 1291 (1953).
2. A. Isihara and T. Samulski, Phys. Rev. B16, 1969
(1977)}.
3. I. O. Vakarchuk, Visn. Lviv. Univer. Ser. Fiz. 26, 29
(1993) (in Ukrainian).
4. N.N. Bogoliubov and D.N. Zubarev, Zhurn. Eksp.
Teor. Fiz. 28, 129 (1955); [Sov Phys.-JETP 1, 83
(1955)].
5. D.N. Zubarev, Neravnovesnaia Statisticheskaia Ter-
modinamika, Nauka, Moscow (1971) (in Russian); D.N.
Zubarev, Nonequilibrium Statistical Thermodynamics,
Consultants Bureau, New York (1974).
6. E.A. Pashitskii, S.I. Vilchinskyy, and S.V. Mashke-
vich, Fiz. Nizk. Temp. 28, 115 (2002) [Low Temp.
Phys. 28, 79 (2002)].
7. V.I. Kruglov and M.J. Collett, Phys. Rev. Lett. 87,
185302 (2001).
8. I.O. Vakarchuk, V.V. Babin, and A.A. Rovenchak,
J. Phys. Stud. (Lviv) 4, 16 (2000).
9. I.O. Vakarchuk, J. Phys. Stud. (Lviv) 1, 25 (1996);
1, 156 (1997) (in Ukrainian).
10. R.A. Cowley and A.D.B. Woods, Can. J. Phys. 49,
177 (1971).
11. V.D. Arp, R.D. McCarty, and D.G. Friend, Natl.
Inst. Stand. Technol. (U.S.) Tech. Note 1334 (1998)
(revised).
12. R.D. McCarty, Natl. Bur. Stand. (U.S.) Tech. Note
1029 (1980).
148 Fizika Nizkikh Temperatur, 2003, v. 29, No. 2
A.A. Rovenchak
Fig. 1. Excitations spectrum of liquid helium-4. Filled
circles — experimental data [10]; Solid line — calculated
energy.
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