Check-Operators and Quantum Spectral Curves
We review the basic properties of effective actions of families of theories (i.e., the actions depending on additional non-perturbative moduli along with perturbative couplings), and their description in terms of operators (called check-operators), which act on the moduli space. It is this approach...
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irk-123456789-1485832019-02-19T01:29:10Z Check-Operators and Quantum Spectral Curves Mironov, A. Morozov, A. We review the basic properties of effective actions of families of theories (i.e., the actions depending on additional non-perturbative moduli along with perturbative couplings), and their description in terms of operators (called check-operators), which act on the moduli space. It is this approach that led to constructing the (quantum) spectral curves and what is now nicknamed the EO/AMM topological recursion. We explain how the non-commutative algebra of check-operators is related to the modular kernels and how symplectic (special) geometry emerges from it in the classical (Seiberg-Witten) limit, where the quantum integrable structures turn into the well studied classical integrability. As time goes, these results turn applicable to more and more theories of physical importance, supporting the old idea that many universality classes of low-energy effective theories contain matrix model representatives. 2017 Article Check-Operators and Quantum Spectral Curves / A. Mironov, // Symmetry, Integrability and Geometry: Methods and Applications. — 2017. — Т. 13. — Бібліогр.: 123 назв. — англ. 1815-0659 2010 Mathematics Subject Classification: 14H70; 81R10; 81R12; 81T13 DOI:10.3842/SIGMA.2017.047 http://dspace.nbuv.gov.ua/handle/123456789/148583 en Symmetry, Integrability and Geometry: Methods and Applications Інститут математики НАН України |
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We review the basic properties of effective actions of families of theories (i.e., the actions depending on additional non-perturbative moduli along with perturbative couplings), and their description in terms of operators (called check-operators), which act on the moduli space. It is this approach that led to constructing the (quantum) spectral curves and what is now nicknamed the EO/AMM topological recursion. We explain how the non-commutative algebra of check-operators is related to the modular kernels and how symplectic (special) geometry emerges from it in the classical (Seiberg-Witten) limit, where the quantum integrable structures turn into the well studied classical integrability. As time goes, these results turn applicable to more and more theories of physical importance, supporting the old idea that many universality classes of low-energy effective theories contain matrix model representatives. |
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Check-Operators and Quantum Spectral Curves |
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Check-Operators and Quantum Spectral Curves |
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Check-Operators and Quantum Spectral Curves / A. Mironov, // Symmetry, Integrability and Geometry: Methods and Applications. — 2017. — Т. 13. — Бібліогр.: 123 назв. — англ. |
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Symmetry, Integrability and Geometry: Methods and Applications SIGMA 13 (2017), 047, 17 pages
Check-Operators and Quantum Spectral Curves
Andrei MIRONOV †1†2†3†4 and Alexei MOROZOV †2†3†4
†1 Lebedev Physics Institute, Moscow, 119991, Russia
E-mail: mironov@lpi.ru
†2 ITEP, Moscow, 117218, Russia
E-mail: morozov@itep.ru
†3 Institute for Information Transmission Problems, Moscow, 127994, Russia
†4 National Research Nuclear University MEPhI, Moscow, 115409, Russia
Received January 29, 2017, in final form June 19, 2017; Published online June 26, 2017
https://doi.org/10.3842/SIGMA.2017.047
Abstract. We review the basic properties of effective actions of families of theories (i.e., the
actions depending on additional non-perturbative moduli along with perturbative couplings),
and their description in terms of operators (called check-operators), which act on the moduli
space. It is this approach that led to constructing the (quantum) spectral curves and what is
now nicknamed the EO/AMM topological recursion. We explain how the non-commutative
algebra of check-operators is related to the modular kernels and how symplectic (special)
geometry emerges from it in the classical (Seiberg–Witten) limit, where the quantum in-
tegrable structures turn into the well studied classical integrability. As time goes, these
results turn applicable to more and more theories of physical importance, supporting the
old idea that many universality classes of low-energy effective theories contain matrix model
representatives.
Key words: matrix models; check-operators; Seiberg–Witten theory; modular kernel in CFT
2010 Mathematics Subject Classification: 14H70; 81R10; 81R12; 81T13
1 Introduction
One of the main lessons that we learned from string theory is that instead of working with a par-
ticular model (string or field), one should better consider families of similar models at once. This
provides the most effective description of the problem, no matter has one to integrate over the
space of theories (as in string theory) or not (as in the ordinary quantum field theory). This ap-
proach allows one to reveal various non-trivial structures underlying the family of theories that
require involving a dynamics on the moduli space of theories. The most instructive examples of
these structures are the algebras of constraints (Ward identities), that act on the partition func-
tions of the theories [10, 25, 31, 42, 61, 76, 91] and various integrable structures, from the stan-
dard integrability [33, 47, 48, 50, 64, 66, 67, 68, 69, 82, 83] to the Whitham integrability [49, 72].
Technically, one of the most effective tools turned out to be matrix models, working out these
simple examples it was possible to develop a notion of check-operators. These operators act on
the moduli space, and it turned out to be possible to mimic the action of various operators of the
concrete theory by an action of check-operators [3, 4]. This framework allowed one later to realize
many essential structures, from the topological recursion[5, 6, 40, 116] to dualities [44], from the
wall-crossing formulas [45] to knot theory [45, 46, 51, 52, 53, 54, 55]. Moreover, it turns out that
This paper is a contribution to the Special Issue on Combinatorics of Moduli Spaces: Integrability, Cohomo-
logy, Quantisation, and Beyond. The full collection is available at http://www.emis.de/journals/SIGMA/moduli-
spaces-2016.html
mailto:mironov@lpi.ru
mailto:morozov@itep.ru
https://doi.org/10.3842/SIGMA.2017.047
http://www.emis.de/journals/SIGMA/moduli-spaces-2016.html
http://www.emis.de/journals/SIGMA/moduli-spaces-2016.html
2 A. Mironov and A. Morozov
this approach provides a simple description of some standard objects like modular kernels [44]
and of some standard procedures like quantization of Seiberg–Witten integrabilities [81], both
the standard [89, 92, 110] and Whitham [49, 72, 81] ones. As predicted [84, 85, 87, 103, 104, 105,
106], nowadays they proved important far beyond the matrix model context, where they were
originally discovered. The same will definitely happen to the new insights of general value from
matrix model theory, which we mostly restrict to in the present review. While 25 years ago one
mostly dealt with integrability, Virasoro constraints (or loop equations, or Ward identities) genus
expansions and spectral curves, today the top issues are check-operators, their action on spaces
of solutions to the loop equations, the quantum spectral curves and quantized Whitham flows.
Returning to applications, these include, first of all, topological strings. Here one considers
matrix models of a quite general form which are referred to as matrix model networks [14, 70,
98, 99, 100, 107]. These matrix model networks have many avatars: on one hand, they may
serve as a tool to study (refined) topological strings [1, 11, 12, 13, 37, 56, 57, 58, 59, 115]
and Nekrasov functions [41, 108, 109], on another hand, within the framework of quantum field
theory, they describe supersymmetric quiver gauge theories of Seiberg–Witten type, and, at last,
at the algebraic level their partition functions are associated [30, 38, 39, 60, 90, 94, 95, 96] with
the conformal blocks of Virasoro/W and Ding–Iohara–Miki algebras. Interrelations between
these subject is nothing but the AGT correspondence [2, 30, 38, 39, 60, 90, 93, 94, 95, 96, 122].
One can illustrate these relations with the best studied example of two-parametric deforma-
tions of Seiberg–Witten (SW) systems:
gauge theory integrable system spectral curve AGT dual
Nekrasov function (ε1, ε2) quantum integrable systems degenerate conformal conformal matrix
↓ ε2 → 0 + Whitham flows block equation model, KP hierarchy
quantum Seiberg–Witten system quantum many-body quantum spectral curve spectral dual
↓ ε1 → 0 integrable system, ~ = ε1 = Schrödinger (Baxter) to quantum
equation integrable system
Seiberg–Witten system classical finite-dimensional spectral curve spectral dual
integrable system (+ Whitham flows) to classical
integrable system
Below we consider only the simplest realization of check-operators and their applications
within the ordinary matrix models, not the matrix model networks. We demonstrate how to
construct check-operators, to obtain SW systems and to generate quantum spectral curves using
them. We also describe a simple application of check-operators: a derivation of the modular
kernel in two-dimensional conformal field theory.
This paper is a review of earlier results mostly described in [3, 4, 7, 8, 44]. In particular, the
check-operators (see examples in Sections 3.1 and 3.4 below) were introduced in [3, 4], where their
properties were discussed. Among the check-operators, there is the main check-operator (see
Section 3.5) with the crucial property (3.1). In a different situation, this main check-operator
was discussed in [44].
2 Multiple solutions to the Virasoro constraints
2.1 Simplest example: the Hermitean matrix integral
Thus, we start with the simplest example of the Hermitean matrix model
Z =
∫
dM exp[TrV (M)], (2.1)
where we parameterize
V (M) =
∑
k=0
tkM
k
Check-Operators and Quantum Spectral Curves 3
so that there is a natural grading [tk] = k and dM is the Haar measure of integration over N×N
Hermitean matrices normalized to the volume of the unitary group U(N). tk are here coefficients
in the potential V (M) which can be treated either as a formal series or as a polynomial of large
enough degree (in the sense of the projective limit).
This integral satisfies an infinite set of Virasoro constraints (= loop equations) [10, 25, 31,
42, 61, 76, 91]:
LnZ = 0, n ≥ −1, (2.2)
Ln =
∑
tk
∂
∂tk+n
+
∑
a+b=n
∂2
∂ta∂tb
,
∂Z
∂t0
= NZ.
These operators Ln form a Borel subalgebra of the Virasoro algebra.
2.2 Solutions as formal series
The matrix model partition function is defined in (2.1) by a formal integral, which is still to be
defined. Instead of this, we define it as any solution to the constraints (2.2). We also need to fix
a class of functions where we look for these solutions. Let us consider power series solutions in
all tk, i.e., we treat the integral (2.1) perturbatively with respect to the potential V (M). Then,
there are no solutions to (2.2) at all! This is because the moments 〈Mk〉 all diverge. One has
to regularize them.
The simplest way to do this is to consider the Gaussian integral, i.e., make the substitution
t2 → t2 − α. Then,
Z =
∫
dM exp
[
−αTrM2 + TrV (M)
]
= c0 + c1t1 + c
(1)
2 t21 + c
(2)
2 t2 + · · ·
=
∑
n
∑
∆: |∆|=n
c∆
n t∆,
where c’s are some coefficients of grading n, which are constructed from the moments∫
dM exp
[
−αTrM2
]
Mk,
and ∆ is the Young diagram with lengths δ1 ≥ δ2 ≥ · · · ≥ δk, t∆ =
k∏
i=1
tδi . Note that
ci ∼ α−i/2,
which is evident by dimensional argument.
Parameter α is the simplest example of a non-perturbative modulus. It is treated differently
from the perturbative couplings tk, but not independent of them. It can appear in denominators
of the coefficients, still ∂Z(α|t)
∂α = −∂Z(α|t)
∂t2
.
2.3 More general (Dijkgraaf–Vafa) case
Let us now consider a more general Dijkgraaf–Vafa (DV) case, when a few first coefficients tk
are shifted tk −→ Tk + tk so that the partition function (2.1) becomes [27, 28, 29]
ZDV =
∫
dM exp[TrW (M) + TrV (M)], (2.3)
4 A. Mironov and A. Morozov
where W (M) =
∑p TkM
k, and the integral is treated as a power series in tk’s, but as a function
of Tk’s. One also has to make the shift tk −→ Tk + tk in the Virasoro constraints.
Then, the coefficients are constructed from∫
dM exp[TrW (M)]Mk,
i.e., combinations of Tk’s appear in denominators. One understands these integrals as integrals
over properly chosen contours at fixed W (M). This means that the matrices may not be literally
Hermitean, since their eigenvalues are not obligatory real.
2.4 How many solutions?
Now one can enumerate the solutions to (2.2) with p first tk’s shifted [7, 8]. One can state that
solutions are parameterized by an arbitrary function of p − 2 variables Tk. The two variables
are fixed by the only linear constraints
L0Z = 0, L−1Z = 0,
and all other constraints do not impose more restrictions, but serve as recurrence relations that
allow one to evaluate all coefficients c. Thus, for p = 2 (the Gaussian case) there is a unique
solution.
2.5 Technical tools: loop equations
One can rewrite the constraints (2.2) by introducing a generating functions of the connected
correlators (resolvents) in the model (2.3):
ρ(1)(z) =
〈
Tr
1
z −M
〉
=
∞∑
k=0
1
zk+1
〈
TrMk
〉
=
1
ZDV
∇̂zZDV = ∇̂zF ,
ρ(2)(z1, z2) =
〈
Tr
1
z1 −M
Tr
1
z2 −M
〉
c
= ∇̂z1∇̂z2F ,
. . . ,
where
∇̂z =
∞∑
k=0
1
zk+1
∂
∂tk
, ZDV = expF .
Then, the generating function for the constraints (2.2)
[T (z)ZDV]− = 0, T (z) ≡
+∞∑
n=−∞
Ln
zn+2
can be rewritten in the form of loop equation
ρ(1)(z)2 + ∇̂zρ(1)(z) +W ′(z)ρ(1)(z) +
[
W ′(z)ρ(1)(z)
]
+︸ ︷︷ ︸
polynomial of degree p−2
+
[
V ′(z)ρ(1)(z)
]
−︸ ︷︷ ︸
=0 as tk→0
= 0. (2.4)
Here the indices “+” and “−” denote the non-negative power and negative power parts of the
expression accordingly.
Check-Operators and Quantum Spectral Curves 5
3 Check-operators
3.1 Check-operator: acting on the space of solutions
At all tk = 0, the last term in (2.4) vanishes, while the forth one
fp−2(z) =
[
W ′(z)ρ(1)(z)
]
+
can be realized by the action of an operator Řz in variables Tk which are moduli of solutions
fp−2(z) ≡ ŘzF , Řz = −
∑
a,b
(a+ b+ 2)Ta+b+2 z
a ∂
∂Tb
.
This is the first example of a check-operator [7, 8].
This operator is crucially important to make the loop equations closed: z-dependence of ρ
depends on the action of Řz. At the same time, it affects the equation only “a little”: the
corresponding piece is a polynomial of finite degree in z, while the function ρ(1)(z) is essentially
non-polynomial (in fact, one would better consider ρ(1)(z)dz as a 1-differential [5, 6, 40, 116],
however, we do not discuss this kind of subtleties in the short review).
3.2 Classical spectral curve
Now let us define the classical spectral curve that describes the family of solutions to the matrix
model1. To this end, one has to make the genus expansion by rescaling the variables
(tk, Tk)→
(
1
g
tk,
1
g
Tk
)
, Z = exp
(
1
g2
F
)
,
and considering the free energy expansion
F =
∑
k
g2kFk.
The leading term (planar limit) of this genus expansion (which corresponds to neglecting the
second term in (2.4)) in the resolvent is
ρ
(1)
0 (z) =
−W ′(z) + y(z)
2
at all tk = 0, where
y(z)2 ≡W ′(z)2 − 4fp−2(z)
determines the classical spectral curve. Generically, it is a hyperelliptic Riemann surface of
genus p − 2. Note that this resolvent is defined as the generating function of correlators that
are not just power series but functions of Tk’s.
Thus, the role of the check operator Řz is exactly to provide the spectral curve. Loop
equations then build ρ(z) from this curve by a specially devised canonical procedure, known as
the AMM/EO topological recursion [5, 6, 40, 116]. Remarkably, as we demonstrate below, these
same check operators describe not only the classical spectral curve, but also its quantization.
1We remind here again that by the matrix model we mean the set of constraints (2.2).
6 A. Mironov and A. Morozov
3.3 Examples
Let us consider a couple of simplest examples.
• Gaussian case: p = 2, f0(z) = const, y2 = z2 − const. This leads to the notorious
semi-circle distribution [36], and the Riemann surface has genus 0, it is just sphere.
• Cubic polynomial W3 case: p = 3, f1(z) is a linear function, the spectral curve is a torus,
the space of solutions is described by a function of one variable.
Let us discuss a meaning of this last example [88]. In this case p = 3, and, in accordance
with general theory, the solutions to the Virasoro constraints (2.2) are fixed by a choice of an
arbitrary function of one variable. What does this mean in terms of matrix integral?
For the eigenvalue matrix models it reduces to an N -fold integral over eigenvalues xi of M .
Each of them,
∫
dx eW3(x), depends on the choice of integration contours. For this cubic ex-
ponential, there are two independent contours (corresponding to two Airy functions), and any
contour is an arbitrary linear combination of these two. Thus, the partition function is expanded
into basic partition function with N eigenvalues in the integrand parted into two groups (two
possible contours) consisting of N1 and N2 eigenvalues, N1+N2 = N . This describes the two-cut
(torus) solution, and there is only one independent variable, say, the fraction N1/N2. This is
why the solutions are parameterized by an arbitrary function of one variable. Increasing the
degree of W we get more and more independent integration contours and thus more and more
moduli in the space of solutions.
3.4 Summary of general properties
Now we can formulate the general properties of solutions to the Virasoro constraints (2.2) at
fixed p and their moduli space [3, 4].
i) Any solution is unambiguously labeled by an arbitrary function of p− 2 T -variables. This
function can be associated with the free energy at all tk = 0. We call it the bare free energy
F (0)(T ).
ii) Solutions to the Virasoro constraints (or loop equations) are constructed from F (0)(T ) by
an evolution operator Û(T, t) that does not depend on F (0)(T ):
Z(T, t) = Û(T, t)eF
(0)(T ).
iii) The evolution operator Û(T, t) is understood here as a power series in tk with the coeffi-
cients which can be completely expressed in terms of the unique operator Ř(x) with its
non-local “function” y̌
y̌ ≡
√
W ′(x)2 − 4Ř(x), Ř(x) ≡ −
∑
a,b=0
(a+ b+ 2)Ta+b+2x
a ∂
∂Tb
,
its derivatives and W ′(x). Here y̌ is defined as a power series at large x, see [3, 4] for the
details.
3.5 Main check-operator
These general properties have an immediate consequence: they allow one to introduce the notion
of the main check-operator [3, 4]. Indeed, one can construct the resolvent from the free energy
Check-Operators and Quantum Spectral Curves 7
not only by the standard loop operator ∇̂z(t) acting on tk’s, but also by a check-operator acting
on the moduli Tk:
ρ(1)(z) = ∇̂z(t)F = ∇̌z(T )F .
This check operator is called main, and it is for construction of this operator from the spectral
curve “bundle” over the moduli space, that the AMM/EO recursion procedure was later devised
[5, 6, 40, 116]. It follows from the previous subsection that the main check-operator ∇̌z is
expressed through y, its derivatives and W ′(x). It is important to notice that [∇̂z1 , ∇̂z2 ] = 0,
but [∇̌z1 , ∇̌z2 ] 6= 0. Hence, these operators are of different level of complexity, but the check-
operator acts on a much smaller space. Unfortunately, many properties of the check-operator
have not been well-studied yet, though some of them are already known.
3.6 Main property
It turns out that the main check-operator possesses a very crucial property [3, 4]:[∮
Ai
dz∇̌z,
∮
Bj
dz∇̌z
]
= δij , (3.1)
where Ai and Bi are the A- and B-cycles over the classical spectral curve y2 = W ′2(x) −
4Ř(x)F (0) and the statement has been checked at the vicinity of large x, i.e., it requires a kind
of analytic continuation to the whole spectral curve.
4 Seiberg–Witten (SW) like solutions and integrable properties
4.1 DV/SW system
The main check-operator property (3.1) immediately leads to the SW structure of the matrix
models [22, 23, 24, 27, 28, 29]. Indeed, choose the basis of functions parameterizing the space
of solutions to the Virasoro constraints (2.2) to be eigenfunctions of the A-periods of the main
check-operator:
∮
Ai
dz∇̌zZa = aiZa, i.e.,
∮
Ai
dz∇̌zFa =
∮
Ai
dzρ(1)(z) = ai, then∮
Bi
ρ(1)(z)dz =
∂Fa
∂ai
.
In the matrix model terms, the filling numbers Ni’s that we discussed in Section 3.3 are asso-
ciated with
ai =
∮
Ai
ρ(1)(z)dz.
Let us stress again that we consider all the objects being formal series w.r.t. variables tk’s, but
functions of Tk’s, Ni’s, ai’s.
4.2 Integrable properties
As usual, the matrix models have clear integrable properties:
• Z(N |t) (2.1) is a τ -function of the Toda chain (as a formal series) with N playing role of
the discrete time [47, 64, 66, 67, 68, 69], while, in the DV case, it is a sum of Za (introduced
in the previous subsection) which is this τ -function [97].
8 A. Mironov and A. Morozov
• ZDV(Tk, Ni) determines the SW system; hence, it satisfies the Whitham hierarchy [49, 72]
in the planar limit, and Tk are Whitham flows [22, 23, 24].
• In the planar limit, ZDV(Tk, Ni) as a function of Tk and Ni also satisfies [22, 23] the
WDVV equations [32, 35, 121], which is typical for τ -functions of Whitham hierarchies,
and for the SW systems [78, 79, 80, 86].
• The Dijkgraaf–Vafa partition function ZDV(Tk, Ni) as the SW system is also associated
with a many-body integrable system, classical [33, 48, 50, 82, 83] in the planar limit or
quantum [81, 89, 92, 110], maybe even with the Whitham flows quantized [81] (see table
in the Introduction). This quantization is realized by the check-operators.
5 Quantum spectral curves
The integrability of our matrix model allows one to define immediately the quantum spectral
curve as an operator which cancels the Baker–Akhiezer function of the integrable system [47,
64, 66, 67, 68, 69, 71, 114]. Indeed, in our Toda chain case, the latter is defined through the
τ -function (the matrix model partition function) as (in this subsection V denotes the potential
with shifted coefficients, i.e., is a sum of W + V in (2.3), and all the statements are treated in
terms of formal series in V )
ΨBA(z) = eV (z)/2Ψ(z),
where
Ψ(z) =
Z
(
tk − 1
kzk
)
Z(t)
=
1
Z(t)
zNe
∫ z dξ∇̂ξZ(t) = 〈det(z −M)〉. (5.1)
Here 〈· · · 〉 means the matrix model average. Since the Baker–Akhiezer function is proportional
to the matrix model average of the determinant, one of the lessons is that this average also
satisfies the quantum spectral curve equation.
From the Virasoro constraints (2.2), the quantum spectral curve looks like[
∂2
z + V ′(z)∂z + Řz
]
Ψ(z) = 0 (5.2)
and, then, the equation for the Baker–Akhiezer function is[
∂2
z −
1
2
V ′′(z) +
1
4
V ′(z)2 − 1
2
[ŘzV (z)] + Řz
]
ΨBA(z) = 0.
In the classical (planar) limit, ∂ log Ψ(z) = ρ
(1)
0 (z) and equation (5.2) turns into the classical
spectral curve (planar loop equation):
ρ
(1)
0 (z)2 + V ′(z)ρ
(1)
0 (z) + ŘzF = 0.
Note that, in integrable terms, Řz contains the derivatives w.r.t. the Whitham times.
6 Quantum curves from degenerate conformal blocks
In the previous sections, we demonstrated what is the check-operator technique in the simplest
example of matrix models. In the next two sections we illustrate it in a more involved example of
two-dimensional conformal field theories [9, 21, 26, 102, 123]. The conformal block in this theory
is also described by a matrix model, however, being a function, not just a formal series has more
tricky global behaviour. This is one of the avatars of the AGT correspondence [2, 93, 122], which
implies that the conformal block can be described as a β-ensemble of the Dotsenko–Fateev type
[30, 34, 38, 39, 60, 90, 94, 95, 96].
Check-Operators and Quantum Spectral Curves 9
6.1 AGT and degenerate conformal blocks: quantum spectral curve
Conformal block. The n-point conformal block G(xk,∆; ∆i, c) [9, 21, 26, 102, 123] depends
on the external conformal dimensions ∆i, on the internal dimension ∆, on the central charge c
and on n−3 double ratios xk of points. These variables are most conveniently parameterized (in
particular, from the point of view of the AGT correspondence) as ∆ = (Q− α)α, c = 1 + 6Q2,
Q = b− 1/b, the primary fields can be written in terms of the free field φ(z) as Vα(z) = :eiαφ(z):
and : . . . : denotes the normal ordering.
Degenerate conformal block and the spectral curve. Let us suppose that one of
the fields in the conformal block is degenerate at a level L, which means it is simultaneously
a primary field and a level L descendant. Then, the corresponding conformal block satisfies an
equation of order L [9, 21, 26, 102, 123]. For instance, (b2L2
−1−L−2)V1/2b(z) is a primary field,
i.e., V1/2b(z) is degenerate at the second level. Then, the equation for the 5-point block with the
degenerate field at z:[
b2z(z − 1)∂2
z + (2z − 1)∂z −
q(q−1)
z−q
∂q+ rational function of q︸ ︷︷ ︸
check-operator
]
G5(z|0, q, 1,∞) = 0, (6.1)
where q is the double ratio of four other points and we placed three points at 0, 1 and ∞. This
is the quantum spectral curve, while q is a counterpart of Tk.
Comment on Toda quantum spectral curve. In the limit when all ∆i → ∞, this
equation is reduced to the non-stationary Schrödinger SU(2) periodic Toda chain equation(
∂2
z − 2Λ2 cosh z +
1
4
∂
∂Λ
)
GToda
5 = 0,
where Λ is the limit of a properly rescaled variable q. This is the quantum spectral curve for
the SU(2) periodic Toda chain, while log Λ is known to play the role of the first Whitham time
in the Seiberg–Witten theory.
6.2 Conformal matrix model
Now let us note that the quantum spectral curve (6.1) is the curve for a matrix model, namely
for the conformal matrix model [15, 16, 17, 30, 38, 39, 60, 65, 77, 90, 94, 95, 96, 101]:
G4(0, q, 1,∞) = q2α1α2(1− q)2α2α3
∫ ∏
i
dui∆
2b2(u)u2bα1
i (1− ui)2bα3(q − ui)2bα2 , (6.2)
where ∆(u) is the Van-der-Monde determinant and the integrals over ui’s part into groups: there
are two integration contours, [0, q] and [0, 1]. Then, α, α4 are related to the number of these
contours:
• there are N1 contours [0, q] with
bN1 = α− α1 − α2,
• there are N2 contours [0, 1] with
bN2 = Q− α− α3 − α4.
N1 and N2 are associated with the Dijkgraaf–Vafa Ni (see Section 3.3). Since the β-ensemb-
le (6.2) can be presented in the form
G4 =
〈
Vα1(0)Vα2(q)Vα3(1)Vα4(∞)
(∫ q
0
Vb(u)du
)N1
(∫ 1
0
Vb(u)du
)N2
〉
CFT
,
10 A. Mironov and A. Morozov
where 〈· · · 〉CFT denotes averaging in the free field theory and
∫
Vb(u)du is a screening charge, it
is nothing but the four-point conformal block [30, 38, 39, 60, 90, 94, 95, 96]. At the same time,
the degenerate five-point conformal block G5 = 〈V1/2b(z) · · · 〉CFT. Since 〈V1/2b(z)Vb(u)〉CFT =
z − u, one immediately obtains G5 = 〈det(z − ui)〉. From (5.1) one knows that the matrix
model average of the determinant satisfies the equation for the quantum spectral curve. Hence,
the equation (6.1) for G5 is exactly the quantum spectral curve for the Dotsenko–Fateev (or
conformal) matrix model (6.2).
7 Modular kernels in conformal field theory
Now we are ready to use the developed technique to derive the modular kernel in conformal
theory.
7.1 Modular kernel for 4-point conformal block
The modular kernel is defined for the modular transformation S : x→ 1− x by the formula
G4(x, a; ai, b) =
∫
da′K(a, a′; ai, b)G4(1− x, a′; ai, b),
and we use the notation ai = αi −Q/2.
Explicit expression for modular kernel. The explicit expression for the four-point con-
formal block was obtained by a tedious work in [117, 118] and has the form
K(a, a′; ai, b) = 4 sinh(2πa′/b) sinh(2πba′)
Sb(u1)Sb(u2)
Sb(v1)Sb(v2)
∫
dx
4∏
i=1
Sb(x− ξi)
Sb(x− ζi)
,
where Sb(x) is the double sine function [62, 63, 73, 74, 75, 119], ui, vi, ξi, ζi are linear functions
of ai, b, a and a′, and the choice of integration contours is quite tricky [117, 118].
Representation of G(x, a; ai, b) as a β-ensemble with β = b2. One can also calculate
the modular kernel from the matrix model representation of the conformal block (6.2) pertur-
batively in the genus expansion term by term [43, 111], the result being quite surprising: the
modular kernel in all orders of the expansion is the Fourier kernel:
K(a, a′; ai, b) = e2πiaa′ .
This results seems to contradict to the result of [117, 118], and we now explain the reason for the
difference and derive the result of [117, 118] in a simple way in a simpler case of the one-point
conformal block on torus.
7.2 1-point toric conformal block
We consider the one-point toric conformal block, which has the following series expansion
G(τ, a;µ) = 1 + q
(
∆ext(1−∆ext)
2∆
+ 1
)
+O
(
q2
)
with ∆ext = µ(Q− µ), and q = exp iπτ , τ being the torus modular parameter. In terms of the
AGT dual gauge theory, µ is the adjoint hypermultiplet mass. The modular transformation of
the conformal block now is given by the modular transformation of torus:
G(τ, a;µ) =
∫
da′K(a, a′;µ)G
(
−τ−1, a′;µ
)
.
Check-Operators and Quantum Spectral Curves 11
Explicit expression for modular kernel. This time the explicit expression for the mod-
ular kernel due to [120] is
K(a, a′;µ) ∼
∫
dξ
Sb(ξ + µ/2− a′)Sb(ξ + µ/2 + a′)
Sb(ξ +Q− µ/2− a′)Sb(ξ +Q− µ/2 + a′)
e4πiaξ. (7.1)
Modular kernel from β-ensemble. One can again get the modular kernel from the β-
ensemble realization of the conformal block [43, 111]. In this case, the essential point is that
the conformal block differs from the partition function of the β-ensemble by a normalization
factor [44]
G(τ, a;µ) =
1
N(a)
Z(τ, a;µ), N(a) =
Γb(2a+ µ)Γb(2a+Q− µ)
Γb(2a),Γb(2a+Q)
where Γb(x) is the Barnes double gamma function [18, 19, 20, 62, 63]. The partition function
turns out again to be transformed in the genus expansion by the pure Fourier transform
Z(τ, a;µ) =
∫
da′e2πiaa′Z(−τ−1, a′;µ),
i.e., the modular kernel appeared to be purely exponential. We now see why this is not quite
the case and explain how to correct the calculation.
7.3 An archetypical example
An archetypical example of duality is provided by the pair of operators constructed from the
coordinate and momentum, Â = eiP̂ and B̂ = eiQ̂, with the commutation relation
ÂB̂ = ei~B̂Â. (7.2)
Then, their eigenfunctions are related by the Fourier transform in the eigenvalue space:
ÂZa(Q) = eiaZa(Q), B̂Z̃a′(Q) = eia
′
Z̃a′(Q)
(7.2)
=⇒ Za(Q) =
∫
e
iaa′
~ Z̃a′(Q)da′,
which can be easily checked by the direct calculation of the eigenfunctions:
Za(Q) = e
iaQ
~ , Z̃a′(Q) = δ(Q− a′).
Check-operators. One, however, does not need to calculate the eigenfunctions in order to
determine what is the transformation kernel. Instead, one can substitute the two operators by
their representatives in the eigenvalue space, which reproduce the right commutation relations:
Ǎ = eia, B̌ = e~
∂
∂a .
Then the transformation kernel M(a, a′) = e
iaa′
~ is simply obtained from the equation
Ǎ(a)M(a, a′) = B̌(a′)M(a, a′). (7.3)
7.4 Conformal block as an eigenfunction
The conformal block turns out to be an eigenfunction of some operator LA:
LAG = λG, LBG = Λ(∂λ)G,
12 A. Mironov and A. Morozov
which is constructed, similarly to the previous subsection, from the canonical pair of opera-
tors [44]. Taking into account the matrix model (β-ensemble) representation of the conformal
block, it is natural that this pair is given by periods of the main check-operator, (3.1). Hence,
Claim.
Lγ = eb
∮
γ dz∇̌z .
Since [LA,LB] = 1, one obtains that K(a, a′;µ) is the Fourier exponential. This is what was
obtained perturbatively [43, 111], and it was a pretty tedious calculation!
Subtlety. Now one has to ask why (7.1) is not the exponential. The answer is hidden in the
analytic properties of the partition function: the conformal theory is invariant with respect to
the reflection a→ −a, but there are two different main check-operators∮
A
dz ∇̌(+)
z Z(+)
a = aZ(+)
a ,
∮
A
dz ∇̌(−)
z Z(−)
a = −aZ(−)
a ,
and two different branches of the β-ensemble partition function, i.e., G is globally defined
but Z(a) is not! There are two branches at a > 0 and a < 0. Thus, one should naturally
act with a sum of two exponentials of the two main check-operators and take into account the
normalization factor N(a) that recalculate the action of ∇̌z from the partition function to the
conformal block:
Lγ =
[
1
N(a)
eb
∮
γ dz∇̌+
z N(a) +
1
N(−a)
e−b
∮
γ dz∇̌−z N(−a)
]
.
7.5 Modular kernel for the torus conformal block
Now we are ready to calculate the exact modular kernel [44]. First of all, one can realize the
periods of check-operators in the space of eigenvalues similarly to (7.3):∮
A
dz∇̌±z → ±2πia,
∮
B
dz∇̌±z → ±
1
2
∂a.
Thus, one obtains
LB =
Γ(2ab)Γ(bQ+ 2ab)
Γ(bµ+ 2ab)Γ(b(Q− µ) + 2ab)
e
b
2
∂a + (a→ −a).
Since L′A = cos 2πba, we can find the modular kernel from the equations (7.3), which becomes
1
2
(
sin 2πb(a− µ/2)
sin 2πba
e−
b
2
∂a +
sin 2πb(a+ µ/2)
sin 2πba
e
b
2
∂a
)
K(a, a′) = cos 2πba′K(a, a′).
At large a, only one exponential survives giving the pure exponential kernel (see next corrections
in [113, 112]). The solution of the full equation is immediately constructed [44] and is given by
K(a, a′;µ) =
∫
dξ C1(ξ)C2(a′)
Sb(ξ + µ/2− a′)Sb(ξ + µ/2 + a′)
Sb(ξ +Q− µ/2− a′)Sb(ξ +Q− µ/2 + a′)
e4πiaξ,
where C1(ξ) is an arbitrary periodic function with period b and C2(a′) is an arbitrary function.
This result coincides with formula (4.41) in [120] at C1 = C2 = 1. Further details can be found
in [112, 113].
Check-Operators and Quantum Spectral Curves 13
8 Conclusion
In this review, we introduced and explained the very important notion of check-operator: the
operator that acts on the moduli space of theories (or vacua/solutions). We constructed the
operator manifestly in the simplest example of the Hermitian matrix model and in a more
involved example of the two-dimensional conformal field theory, and demonstrated its use by
deriving the corresponding Seiberg–Witten structures and the quantum spectral curves. We
also illustrated the usefulness of the concept by a simple evaluation of the kernel of modular
transformation of the conformal blocks done in terms of the check-operators. The calculation
used the wonderful relation (3.1), which provides the impressive example of the properties and
the relevance of check-operators for the quantization theory.
Acknowledgements
This work was performed at the Institute for Information Transmission Problems with the
financial support of the Russian Science Foundation (Grant No.14-50-00150).
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1 Introduction
2 Multiple solutions to the Virasoro constraints
2.1 Simplest example: the Hermitean matrix integral
2.2 Solutions as formal series
2.3 More general (Dijkgraaf–Vafa) case
2.4 How many solutions?
2.5 Technical tools: loop equations
3 Check-operators
3.1 Check-operator: acting on the space of solutions
3.2 Classical spectral curve
3.3 Examples
3.4 Summary of general properties
3.5 Main check-operator
3.6 Main property
4 Seiberg–Witten (SW) like solutions and integrable properties
4.1 DV/SW system
4.2 Integrable properties
5 Quantum spectral curves
6 Quantum curves from degenerate conformal blocks
6.1 AGT and degenerate conformal blocks: quantum spectral curve
6.2 Conformal matrix model
7 Modular kernels in conformal field theory
7.1 Modular kernel for 4-point conformal block
7.2 1-point toric conformal block
7.3 An archetypical example
7.4 Conformal block as an eigenfunction
7.5 Modular kernel for the torus conformal block
8 Conclusion
References
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