Integrable Structure of Multispecies Zero Range Process
We present a brief review on integrability of multispecies zero range process in one dimension introduced recently. The topics range over stochastic R matrices of quantum affine algebra Uq(An⁽¹⁾), matrix product construction of stationary states for periodic systems, q-boson representation of Zamolo...
Збережено в:
Дата: | 2017 |
---|---|
Автори: | , , |
Формат: | Стаття |
Мова: | English |
Опубліковано: |
Інститут математики НАН України
2017
|
Назва видання: | Symmetry, Integrability and Geometry: Methods and Applications |
Онлайн доступ: | http://dspace.nbuv.gov.ua/handle/123456789/148647 |
Теги: |
Додати тег
Немає тегів, Будьте першим, хто поставить тег для цього запису!
|
Назва журналу: | Digital Library of Periodicals of National Academy of Sciences of Ukraine |
Цитувати: | Integrable Structure of Multispecies Zero Range Process / A. Kuniba, M. Okado, S. Watanabe // Symmetry, Integrability and Geometry: Methods and Applications. — 2017. — Т. 13. — Бібліогр.: 51 назв. — англ. |
Репозитарії
Digital Library of Periodicals of National Academy of Sciences of Ukraineid |
irk-123456789-148647 |
---|---|
record_format |
dspace |
spelling |
irk-123456789-1486472019-02-19T01:24:46Z Integrable Structure of Multispecies Zero Range Process Kuniba, A. Okado, M. Watanabe, S. We present a brief review on integrability of multispecies zero range process in one dimension introduced recently. The topics range over stochastic R matrices of quantum affine algebra Uq(An⁽¹⁾), matrix product construction of stationary states for periodic systems, q-boson representation of Zamolodchikov-Faddeev algebra, etc. We also introduce new commuting Markov transfer matrices having a mixed boundary condition and prove the factorization of a family of R matrices associated with the tetrahedron equation and generalized quantum groups at a special point of the spectral parameter. 2017 Article Integrable Structure of Multispecies Zero Range Process / A. Kuniba, M. Okado, S. Watanabe // Symmetry, Integrability and Geometry: Methods and Applications. — 2017. — Т. 13. — Бібліогр.: 51 назв. — англ. 1815-0659 2010 Mathematics Subject Classification: 81R50; 60C9 DOI:10.3842/SIGMA.2017.044 http://dspace.nbuv.gov.ua/handle/123456789/148647 en Symmetry, Integrability and Geometry: Methods and Applications Інститут математики НАН України |
institution |
Digital Library of Periodicals of National Academy of Sciences of Ukraine |
collection |
DSpace DC |
language |
English |
description |
We present a brief review on integrability of multispecies zero range process in one dimension introduced recently. The topics range over stochastic R matrices of quantum affine algebra Uq(An⁽¹⁾), matrix product construction of stationary states for periodic systems, q-boson representation of Zamolodchikov-Faddeev algebra, etc. We also introduce new commuting Markov transfer matrices having a mixed boundary condition and prove the factorization of a family of R matrices associated with the tetrahedron equation and generalized quantum groups at a special point of the spectral parameter. |
format |
Article |
author |
Kuniba, A. Okado, M. Watanabe, S. |
spellingShingle |
Kuniba, A. Okado, M. Watanabe, S. Integrable Structure of Multispecies Zero Range Process Symmetry, Integrability and Geometry: Methods and Applications |
author_facet |
Kuniba, A. Okado, M. Watanabe, S. |
author_sort |
Kuniba, A. |
title |
Integrable Structure of Multispecies Zero Range Process |
title_short |
Integrable Structure of Multispecies Zero Range Process |
title_full |
Integrable Structure of Multispecies Zero Range Process |
title_fullStr |
Integrable Structure of Multispecies Zero Range Process |
title_full_unstemmed |
Integrable Structure of Multispecies Zero Range Process |
title_sort |
integrable structure of multispecies zero range process |
publisher |
Інститут математики НАН України |
publishDate |
2017 |
url |
http://dspace.nbuv.gov.ua/handle/123456789/148647 |
citation_txt |
Integrable Structure of Multispecies Zero Range Process / A. Kuniba, M. Okado, S. Watanabe // Symmetry, Integrability and Geometry: Methods and Applications. — 2017. — Т. 13. — Бібліогр.: 51 назв. — англ. |
series |
Symmetry, Integrability and Geometry: Methods and Applications |
work_keys_str_mv |
AT kunibaa integrablestructureofmultispecieszerorangeprocess AT okadom integrablestructureofmultispecieszerorangeprocess AT watanabes integrablestructureofmultispecieszerorangeprocess |
first_indexed |
2025-07-12T19:52:35Z |
last_indexed |
2025-07-12T19:52:35Z |
_version_ |
1837472115870138368 |
fulltext |
Symmetry, Integrability and Geometry: Methods and Applications SIGMA 13 (2017), 044, 29 pages
Integrable Structure
of Multispecies Zero Range Process
Atsuo KUNIBA †, Masato OKADO ‡ and Satoshi WATANABE †
† Institute of Physics, Graduate School of Arts and Sciences, University of Tokyo,
Komaba, Tokyo 153-8902, Japan
E-mail: atsuo.s.kuniba@gmail.com, watanabe@gokutan.c.u-tokyo.ac.jp
‡ Department of Mathematics, Osaka City University,
3-3-138, Sugimoto, Sumiyoshi-ku, Osaka, 558-8585, Japan
E-mail: okado@sci.osaka-cu.ac.jp
Received January 26, 2017, in final form June 07, 2017; Published online June 17, 2017
https://doi.org/10.3842/SIGMA.2017.044
Abstract. We present a brief review on integrability of multispecies zero range process in
one dimension introduced recently. The topics range over stochastic R matrices of quan-
tum affine algebra Uq
(
A
(1)
n
)
, matrix product construction of stationary states for periodic
systems, q-boson representation of Zamolodchikov–Faddeev algebra, etc. We also introduce
new commuting Markov transfer matrices having a mixed boundary condition and prove
the factorization of a family of R matrices associated with the tetrahedron equation and
generalized quantum groups at a special point of the spectral parameter.
Key words: integrable zero range process; stochastic R matrix; matrix product formula
2010 Mathematics Subject Classification: 81R50; 60C99
1 Introduction
Zero range processes (ZRPs) [44] model a variety of stochastic dynamics in biology, chemistry,
networks, physics, traffic flows and so forth. Their rich behaviors like condensation, current
fluctuations and hydrodynamic limit have been important issues in non-equilibrium physics. See
for example [16, 21, 26] and references therein.
This paper is a brief summary of the integrable multispecies ZRP in one dimension intro-
duced and studied in the recent works [29, 34, 35]. We formulate the ZRPs via commuting
Markov transfer matrices and present a matrix product formula for stationary probabilities in
the periodic boundary condition. The key ingredients in these results are the stochastic R matrix
and the Zamolodchikov–Faddeev (ZF) algebra. The subject lies in the intersection of quantum
integrable systems and non-equilibrium statistical mechanics. As the title of the paper suggests,
we will mainly focus on the former aspect, although we believe the results are essential for
analyzing the physics of the model as far as the stationary properties are concerned.
Quantum R matrices are solutions of the Yang–Baxter equation (YBE) [3] and play a most
fundamental role in quantum integrable systems [24]. They can be systematically produced
from the representation theory of quantum groups. It remains, however, a nontrivial problem
if an R matrix can be made stochastic, namely whether it can be modified so as to match the
basic criteria of Markov matrices which are non-negativity and total probability conservation.
Our stochastic R matrices [29] fulfill the criteria. They originate in the quantum R matrix
of the Drinfeld–Jimbo quantum affine algebra Uq
(
A
(1)
n
)
in the symmetric tensor representation
This paper is a contribution to the Special Issue on Recent Advances in Quantum Integrable Systems. The
full collection is available at http://www.emis.de/journals/SIGMA/RAQIS2016.html
mailto:atsuo.s.kuniba@gmail.com
mailto:watanabe@gokutan.c.u-tokyo.ac.jp
mailto:okado@sci.osaka-cu.ac.jp
https://doi.org/10.3842/SIGMA.2017.044
http://www.emis.de/journals/SIGMA/RAQIS2016.html
2 A. Kuniba, M. Okado and S. Watanabe
of general degree. Plainly, they are of type A with arbitrary rank and spin, covering many
examples that had been known earlier. Being higher in rank and being analytically continued
in spin, it leads to systems with many kinds of particles allowing arbitrarily multiple occupancy
at each lattice site, which are characteristic to multispecies ZRPs. These features are reviewed
in Sections 2 and 3 based on [29]. Sections 2.3 and 3.2 also include ZRPs with a new mixed
boundary condition.
In Sections 4 and 5 we turn to the stationary probabilities P(σ1, . . . , σL) of a given configu-
ration (σ1, . . . , σL) ∈ (Zn≥0)L in the ZRPs with the periodic boundary condition. Here n and L
are the numbers of the species of particles and lattice sites, respectively. We seek the matrix
product formula
P(σ1, . . . , σL) = Tr(Xσ1(µ1) · · ·XσL(µL))
in terms of a collection of operators X(µ) = (Xα(µ))α∈Zn≥0
that satisfy the ZF algebra
X(µ)⊗X(λ) = Š(λ, µ)
[
X(λ)⊗X(µ)
]
.
It contains the stochastic R matrix Š(λ, µ) as the structure function. Here λ, µ can be understood
as generic parameters as long as algebraic aspects are concerned, but they are restricted to real
numbers in a certain range in the application to the ZRP.
The ZF algebra, originally introduced in the factorized scattering theories in (1+1) dimension
[18, 51], has penetrated into the matrix product method in integrable Markov processes in various
guises since the 90’s. See general remarks in Section 5.1 and also [1, 6, 10, 14, 41].
We will review a q-boson representation of the ZF algebra obtained in [34, 35]. The simplest
nontrivial case is n = 2 for which it is
Xα1,α2(µ) =
µ−α1−α2(µ; q)α1+α2
(q; q)α1(q; q)α2
(b; q)∞
(µ−1b; q)∞
kα2cα1 ,
where b, c, k are q-boson creation, annihilation and number operators on the Fock space and
(z; q)m =
m−1∏
i=0
(1 − zqi) is the q-shifted factorial. For general n, the matrix product operator
Xα(µ) acts on the tensor product of 1
2n(n−1) Fock spaces. There are numerous matrix product
formulas in terms of bosons known in the literature, most typically for the exclusion processes.
See [1, 6, 14, 15, 30, 40] for example and references therein. Our result (Theorem 5.2) is the first
example distinct from them involving a quantum dilogarithm type infinite product of q-bosons.
One of the key facts in our approach is the explicit factorized formula (2.8) of an R matrix
of Uq
(
A
(1)
n
)
at a special point of the spectral parameter. In the last Section 6 we seek a similar
result for a family of R matrices associated with the generalized quantum groups labeled by
(ε1, . . . , εn+1) ∈ {0, 1}n+1. They are constructed from (n + 1)-fold product of the solutions to
the tetrahedron equation [50], a three-dimensional (3D) generalization of the YBE, called 3D
R (εi = 0) and 3D L (εi = 1) [36]. The stochastic R matrix in Sections 2–5 originates in the
special case ε1 = · · · = εn+1 = 0. We present the Serre type relations of the relevant generalized
quantum groups explicitly and prove a similar factorized formula for (ε1, . . . , εn+1) of the form
(1κ, 0n+1−κ) (0 ≤ κ ≤ n+ 1). These results are new. Their application is yet to be explored.
The layout of the paper is as follows. In Section 2 we recall two kinds of stochastic R ma-
trices S(z) and S(λ, µ), and construct several kinds of commuting transfer matrices from them.
In Section 3 we specialize these transfer matrices to formulate integrable multispecies ZRPs.
They include discrete and continuous time models with both periodic and mixed boundary con-
ditions. The latter is new. In Section 4 stationary states of these ZRPs are studied, and its
matrix product construction is linked to the ZF algebra for the models with periodic boundary
Integrable Structure of Multispecies Zero Range Process 3
condition. In Section 5 we make general remarks on ZF algebra and give a q-boson represen-
tation when the structure function is the stochastic R matrix S(λ, µ). It yields the stationary
probabilities in the matrix product form for the associated n-species ZRP. This part is a re-
view of [34, 35]. In Section 6 we extend the factorization (2.8) to the R matrices for a class of
generalized quantum groups. The result is presented with some background connected to the
tetrahedron equation [36]. Section 7 is a short summary. Appendix A contains the explicit form
of the quantum R matrix for the generalized quantum group UA(1, 1, 0).
Throughout the paper we use the notation Zn = Z/nZ, θ(true) = 1, θ(false) = 0, the q-shifted
factorial (z)m = (z; q)m =
m−1∏
j=0
(1 − zqj) and the q-binomial
(
m
k
)
q
= θ(k ∈ [0,m]) (q)m
(q)k(q)m−k
.
The symbols (z)m appearing in this paper always mean (z; q)m. For integer arrays α =
(α1, . . . , αm), β = (β1, . . . , βm) of any length m, we write |α| = α1 + · · ·+αm and the Kronecker
delta as δα,β = δαβ =
m∏
i=1
θ(αi = βi). The letter δ will also be used extensively to mean a local
state and in such circumstances we will use the notation θ(α = β) more frequently than δα,β to
avoid confusion. The relation α ≤ β or equivalently β ≥ α is defined by β − α ∈ Zm≥0. We often
denote by 0 or 0m to mean (0, . . . , 0) ∈ Zm≥0.
While preparing the text, we were informed of the paper [27], where the author obtains
Markov duality functions for the models treated in this paper.
2 Commuting transfer matrices
2.1 Stochastic R matrices
Let us recall the stochastic R matrices S(z) and S(λ, µ) [29] associated with the Drinfeld–Jimbo
quantum affine algebra Uq
(
A
(1)
n
)
. They are constructed by suitably modifying the quantum R
matrix characterized by (6.12).
For l ∈ Z≥1, introduce the vector space Vl whose basis is labeled with the set Bl as
Bl =
{
α = (α1, . . . , αn+1) ∈ Zn+1
≥0 | |α| = l
}
, Vl =
⊕
(α1,...,αn+1)∈Bl
C|α1, . . . , αn+1〉. (2.1)
We write |α1, . . . , αn+1〉 simply as |α〉. There is an algebra homomorphism Uq
(
A
(1)
n
)
→ End(Vl)
called the symmetric tensor representation of degree l depending on a spectral parameter. We
are concerned with the standard quantum R matrix R(z) = Rl,m(z) living in End(Vl ⊗ Vm).
Leaving the representation theoretical background to Section 6, we present an explicit formula:
R(z)(|α〉 ⊗ |β〉) =
∑
γ∈Bl,δ∈Bm
R(z)γ,δα,β|γ〉 ⊗ |δ〉, (2.2)
R(z)γ,δα,β =
z−m(ql−mz; q2)m+1
(ql−m+2z−1; q2)m
∑
c0,...,cn∈Z≥0
zc0Rγ1,δ1,c0α1,β1,c1
· · ·Rγn,δn,cn−1
αn,βn,cn
R
γn+1,δn+1,cn
αn+1,βn+1,c0
, (2.3)
R
a,b,c
i,j,k = δa+bi+j δ
b+c
j+kq
ik+b
∮
du
2πiub+1
(−q2+a+cu; q2)∞(−q−i−ku; q2)∞
(−qa−cu; q2)∞(−qc−au; q2)∞
∈ Z[q]. (2.4)
The integral encircles the origin u = 0 anti-clockwise to pick the residues. z is called the spectral
parameter. Explicit formulas for Ra,b,ci,j,k are available for example in [36, equation (2.2)]. The fact
that R
a,b,c
i,j,k ∈ Z[q] can be seen from them. Owing to the factor δa+bi+j δ
b+c
j+k in (2.4), the sum (2.3)
consists of finitely many terms and R(z)γ,δα,β is a rational function of z and q. The prefactor
in (2.3) has been chosen so as to achieve the normalization (6.15), which will ultimately lead
to (2.7) related to the total probability conservation.
4 A. Kuniba, M. Okado and S. Watanabe
The set of q-polynomials {Ra,b,ci,j,k} form a solution of the tetrahedron equation [50] having an
origin in the quantized coordinate ring of SL3 [25]. It was stated that the composition (2.3)
yields the quantum R matrix in [4] and proved in [33, Appendix B]. The formula (2.4) is due
to [43]. See Section 6 and [33, 36] for a further explanation and generalization. For recent
progress on evaluating the sum (2.3), we refer to [9].
The first stochastic R matrix S(z) = Sl,m(z) ∈ End(Vl ⊗ Vm) is obtained just by taking the
stochastic gauge of R(z) as follows:
S(z)(|α〉 ⊗ |β〉) =
∑
γ∈Bl,δ∈Bm
S(z)γ,δα,β|γ〉 ⊗ |δ〉, S(z)γ,δα,β = qηR(z)γ,δα,β,
η =
∑
1≤i<j≤n+1
(δiγj − αiβj). (2.5)
Example 2.1. Consider the simplest example S(z) = S1,1(z). We denote S(z)
ei,ej
ek,el simply
by S(z)i,jk,l, where ei is the i th basis vector defined in (6.13). By the graphical representa-
tion (2.14), nonzero elements are given by
where 1 ≤ i 6= j ≤ n+1. They lead to the n-species symmetric simple exclusion process at q = 1
and asymmetric simple exclusion process for q 6= 1. See Section 3.3.
Theorem 2.2 ([29]). Set zi,j = zi/zj. Then the following equalities are valid:
YBE : Sk,l1,2(z1,2)S
k,m
1,3 (z1,3)S
l,m
2,3 (z2,3) = Sl,m2,3 (z2,3)S
k,m
1,3 (z1,3)S
k,l
1,2(z1,2), (2.6)
sum-to-unity :
∑
γ∈Bl, δ∈Bm
Sl,m(z)γ,δα,β = 1, ∀ (α, β) ∈ Bl ×Bm, (2.7)
factorization : Sl,m
(
z = ql−m
)γ,δ
α,β
= δγ+δα+βΦq2
(
γ̄|β̄; q−2l, q−2m
)
, l ≤ m, (2.8)
where γ̄ = (γ1, . . . , γn), β̄ = (β1, . . . , βn) ∈ Zn≥0 are the arrays γ, β with the (n+1)-th component
dropped.
Here Sk,l1,2(z1,2) for instance denotes the matrix that acts as Sk,l(z1,2) on the first and the
second components from the left in Vk ⊗ Vl ⊗ Vm. The Sl,m(z)γ,δα,β is an element of the mat-
rix Sl,m(z).
In (2.6) and (2.7), there is no constraint like l ≤ m in (2.8). The Φq(γ|β;λ, µ) appearing
in (2.8) is the function of n-component arrays β, γ and parameters q, λ, µ defined by
Φq(γ|β;λ, µ) = qϕ(β−γ,γ)
(µ
λ
)|γ| (λ; q)|γ|(
µ
λ ; q)|β|−|γ|
(µ; q)|β|
n∏
i=1
(
βi
γi
)
q
,
ϕ(α, β) =
∑
1≤i<j≤n
αiβj . (2.9)
By the definition Φq(γ|β;λ, µ) = 0 unless γ ≤ β. The modification by the factor qη in (2.5) does
not spoil the YBE. The point is that it can be so chosen that the sum-to-unity property (2.7)
Integrable Structure of Multispecies Zero Range Process 5
holds. It will eventually lead to the total probability conservation in the relevant stochastic
models in what follows. The factorization (2.8) at the special point z = ql−m is also nontrivial,
and assures the non-negativity of the transition rate manifestly in an appropriate range of
parameters. We will generalize a formula like (2.8) to a wider class of R matrices in Section 6.
The second stochastic R matrix S(λ, µ) is extracted essentially from (2.8)|q2→q by regar-
ding q−l, q−m as parameters λ, µ. It is a linear operator on W ⊗ W with W defined by
W =
⊕
(α1,...,αn)∈Zn≥0
C|α1, . . . , αn〉. The basis |α1, . . . , αn〉 here is labeled with an n-component
array as opposed to (2.1), but we also denote it by the same symbol |α〉 for simplicity. Then
S(λ, µ) is defined by
S(λ, µ)(|α〉 ⊗ |β〉) =
∑
γ,δ∈Zn≥0
S(λ, µ)γ,δα,β|γ〉 ⊗ |δ〉, (2.10)
S(λ, µ)γ,δα,β = δγ+δα+βΦq(γ|β;λ, µ), (2.11)
where Φq(γ|β;λ, µ) is given by (2.9). We refer to the property S(λ, µ)γ,δα,β = 0 unless α+β = γ+δ
as weight conservation. The sum (2.10) is finite due to the weight conservation. In fact, the
direct sum decomposition W ⊗W =
⊕
κ∈Zn≥0
(⊕
α+β=κC|α〉⊗ |β〉
)
holds and S(λ, µ) splits into
the corresponding submatrices. Note that the “difference property” commonly known for the
original quantum R matrix and also S(z) in (2.5) has been lost and S(λ, µ) = S(cλ, cµ) does not
hold.
Theorem 2.3 ([29]). The following equalities hold:
YBE : S1,2(ν1, ν2)S1,3(ν1, ν3)S2,3(ν2, ν3) = S2,3(ν2, ν3)S1,3(ν1, ν3)S1,2(ν1, ν2), (2.12)
sum-to-unity :
∑
γ,δ∈Zn≥0
S(λ, µ)γ,δα,β = 1, ∀α, β ∈ Zn≥0. (2.13)
In particular (2.13) implies∑
γ∈Zn≥0
Φq(γ|β;λ, µ) = 1, ∀β ∈ Zn≥0,
where the summands are nonzero only for γ ≤ β. Both matrices S(z) and S(λ, µ) also satisfy
the inversion relation. We will depict either matrix elements S(z)γ,δα,β or S(λ, µ)γ,δα,β by the vertex
diagram
(2.14)
We note basic properties:
Sm,m(1)(|α〉 ⊗ |β〉) = |β〉 ⊗ |α〉, S(λ, λ)(|α〉 ⊗ |β〉) = |β〉 ⊗ |α〉. (2.15)
The former originates in (6.12) with (l, x) = (m, y) and the latter can be checked easily
from (2.11) and (2.9).
2.2 Commuting transfer matrices with periodic boundary condition
For l,m1, . . . ,mL ∈ Z≥1 and parameters z, w1, . . . , wL, set
T
(
l, z|m1,...,mL
w1,...,wL
)
= TrVl
(
Sl,mL0,L (z/wL) · · ·Sl,m1
0,1 (z/w1)
)
∈ End
(
Vm1 ⊗ · · · ⊗ VmL
)
. (2.16)
6 A. Kuniba, M. Okado and S. Watanabe
In the terminology of the quantum inverse scattering method, it is the row transfer matrix of
the Uq
(
A
(1)
n
)
vertex model of size L with periodic boundary condition whose quantum space is
Vm1 ⊗ · · · ⊗ VmL with inhomogeneity w1, . . . , wL and the auxiliary space Vl signified by 0 with
spectral parameter z. The Sl,mi0,i (z/wi) is the matrix (2.5) acting as Sl,mi(z/wi) on Vl⊗Vmi and
as identity elsewhere. The dependence on q has been suppressed in the notation. It has the
difference property T
(
l, z|m1,...,mL
w1,...,wL
)
= T
(
l, az| m1,...,mL
aw1,...,awL
)
.
Thanks to the YBE (2.6), it forms a commuting family [3]:[
T
(
l, z|m1,...,mL
w1,...,wL
)
, T
(
l′, z′|m1,...,mL
w1,...,wL
)]
= 0.
The T = T (l, z|m1,...,mL
w1,...,wL
) acts on a base vector representing a row configuration as1
T |β1, . . . , βL〉 =
∑
αi∈Bmi
Tα1,...,αL
β1,...,βL
|α1, . . . , αL〉 ∈ Vm1 ⊗ · · · ⊗ VmL . (2.17)
The matrix element is given by Tα1,...,αL
β1,...,βL
=
∑
γ0∈Bl
M
(
γ0|α1,...,αL
β1,...,βL
|γ0
)
, where the summands are
defined by concatenation of the diagram (2.14) as follows:
(2.18)
We have suppressed the dependence on (l, z) and (mi, wi) attached to the horizontal and vertical
arrows. By the construction T satisfies the weight conservation:
Tα1,...,αL
β1,...,βL
= 0 unless α1 + · · ·+ αL = β1 + · · ·+ βL ∈ Zn+1
≥0 . (2.19)
Next we proceed to the transfer matrix associated with S(λ, µ) in (2.10):
T(λ|µ1, . . . , µL) = TrW (S0,L(λ, µL) · · · S0,1(λ, µ1)) ∈ End
(
W⊗L
)
, (2.20)
where the notations are similar to (2.16). Let Tα1,...,αL
β1,...,βL
be its matrix element defined analogously
to (2.17). It is specified as T
α1,...,αL
β1,...,βL
=
∑
γ0∈Zn≥0
M
(
γ0|α1,...,αL
β1,...,βL
|γ0
)
, where M
(
γ0|α1,...,αL
β1,...,βL
|γL
)
is
defined by (2.18) if the i-th vertex from the left is regarded as S(λ, µi)
γi,αi
γi−1,βi
in (2.11) and αi’s and
the sum over γ1, . . . , γL−1 are taken from Zn≥0. The horizontal arrow should then be understood
as being associated with λ as well although it is suppressed in the notation. Since the summand
vanishes unless γi ≤ βi for all i, the sum (2.18) for γi ∈ Zn≥0 is finite and T(λ|µ1, . . . , µL) is
well-defined. We have the commutativity[
T(λ|µ1, . . . , µL),T(λ′|µ1, . . . , µL)
]
= 0 (2.21)
and the weight conservation analogous to (2.19). The Bethe ansatz eigenvalues of T
(
l, z|m1,...,mL
w1,...,wL
)
and T(λ|µ1, . . . , µL) have been obtained in [29, Section 4].
2.3 Commuting transfer matrices with mixed boundary condition
Let us present a simple example of commuting transfer matrices having mixed boundary condi-
tions. Let 〈γ| with γ ∈ Bl be the basis of the dual of Vl such that 〈γ|γ′〉 = δγ,γ′ . Define
T̃
(
i, l, z|m1,...,mL
w1,...,wL
)
=
∑
γ∈Bl
〈γ|Sl,mL0,L (z/wL) · · ·Sl,m1
0,1 (z/w1)|lei〉 ∈ End (Vm1 ⊗ · · · ⊗ VmL) ,
1We warn that |α1, . . . , αL〉 with αi = (αi,1, . . . , αi,n+1) ∈ Bmi here is different from the one in (2.1).
Integrable Structure of Multispecies Zero Range Process 7
where 〈γ| and |lei〉 are regarded as sitting at the 0-th tensor component. The vector |lei〉 is
defined by (6.13). The matrix element is given by T̃α1,...,αL
β1,...,βL
=
∑
γ∈Bl
M
(
lei|α1,...,αL
β1,...,βL
|γ
)
. In the
diagram (2.18) it corresponds to the fixed boundary condition γ0 = lei on the left and the free
boundary condition γL = γ on the right. Schematically we have
where • is attached to emphasize the sum2. It forms a commuting family:[
T̃
(
i, l, z|m1,...,mL
w1,...,wL
)
, T̃
(
i, l′, z′|m1,...,mL
w1,...,wL
)]
= 0.
This is most easily seen graphically as follows:
The top left diagram depicts the product T̃
(
i, l, z|m1,...,mL
w1,...,wL
)
T̃
(
i, l′, z′|m1,...,mL
w1,...,wL
)
and so does the
bottom right (with opposite order). The first equality is by the normalization Rl
′,l(z′/z)(|l′ei〉⊗
|lei〉) = |l′ei〉⊗|lei〉 (6.15), the second is by the YBE (2.6) and the last is due to the sum-to-unity
property (2.7).
The analogous transfer matrix can also be constructed from S(λ, µ) by modifying (2.20) as
T̃(λ|µ1, . . . , µL) =
∑
γ∈Zn≥0
〈γ|S0,L(λ, µL) · · · S0,1(λ, µ1)|0〉 ∈ End
(
W⊗L
)
.
Here |0〉 = |0, . . . , 0〉 ∈W and 〈γ| is the basis of the dual of W such that 〈γ|γ′〉 = δγ,γ′ . We have
the commuting family[
T̃(λ|µ1, . . . , µL), T̃(λ′|µ1, . . . , µL)
]
= 0
by the same token owing to the normalization S(λ, µ)(|0〉 ⊗ |0〉) = |0〉 ⊗ |0〉, the YBE (2.12) and
the sum-to-unity (2.13).
3 Integrable multispecies zero range process
3.1 Discrete time Markov process
In the previous section we have introduced four kinds of commuting transfer matrices. Here we
design their specializations to be called Markov transfer matrices that give rise to discrete time
Markov processes. Denoting the time variable by t we consider the four systems endowed with
the following time evolutions:
|P (t+ 1)〉 = T
(
l, ql| m1,...,mL
qm1 ,...,qmL
)
|P (t)〉 ∈ Vm1 ⊗ · · · ⊗ VmL , (3.1)
|P (t+ 1)〉 = T̃
(
i, l, ql| m1,...,mL
qm1 ,...,qmL
)
|P (t)〉 ∈ Vm1 ⊗ · · · ⊗ VmL , (3.2)
|P (t+ 1)〉 = T(λ|µ1, . . . , µL)|P (t)〉 ∈W⊗L, (3.3)
|P (t+ 1)〉 = T̃(λ|µ1, . . . , µL)|P (t)〉 ∈W⊗L. (3.4)
2Of course there are also many other edges where the sum is to be taken.
8 A. Kuniba, M. Okado and S. Watanabe
Let us write the action of these transfer matrices on the respective base vectors uniformly as
T |β1, . . . , βL〉 =
∑
α1,...,αL
Tα1,...,αL
β1,...,βL
|α1, . . . , αL〉.
Then (3.1)–(3.4) can be regarded as the master equation of a Markov process with discrete
time t if the following conditions are satisfied:
(i) non-negativity: Tα1,...,αL
β1,...,βL
∈ R≥0 for any (α1, . . . , αL) and (β1, . . . , βL),
(ii) sum-to-unity:
∑
α1,...,αL
Tα1,...,αL
β1,...,βL
= 1 for any (β1, . . . , βL).
The latter represents the total probability conservation.
Proposition 3.1. The conditions (i) and (ii) are satisfied if l ≤ min{m1, . . . ,mL} and q ∈ R>0
for the systems (3.1) and (3.2), and if 0 < µεi < λε < 1, 0 < qε < 1 for ε = ±1 for the
systems (3.3) and (3.4).
The proof was given for (3.1) and (3.3) in [29]. For (3.2) and (3.4), the proof is quite similar.
In fact the non-negativity follows from the factorized explicit formulas (2.8), (2.9), (2.11), and
the sum-to-unity property (ii) does from (2.7) and (2.13).
Thus we have constructed, in the regimes specified in Proposition 3.1, commuting fami-
lies of discrete time Markov processes labeled with l in (3.1), (3.2) (for each i) and with λ
in (3.3), (3.4). For an interpretation in terms of stochastic dynamics of multispecies particles,
see [29, Section 3.2]. In the systems (3.2) and (3.4), the weight, i.e., the number of particles, is
not conserved.
Remark 3.2. The sum-to-unity (2.7), (2.13) of the stochastic R matrices alone does not neces-
sarily imply the corresponding property (ii) for the transfer matrices if one stays in the periodic
boundary condition. The latter can be established by also using the independence of the matrix
elements of the NW indices in (2.14), i.e., α, δ in (2.8) and (2.11) except the weight conservation
factor δγ+δα+β. See the explanation after equation (39) in [29]. Thus the specialization z = ql−m
in (2.8) achieves the double benefit; the factorization manifesting the non-negativity and the
‘NW-freeness’ making the sum-to-unity of R matrices propagate to the transfer matrices.
Remark 3.3. In the evolution system (3.1), suppose that m1, . . . ,mL are all distinct. Set
Ti = T
(
mi, q
mi | m1,...,mL
qm1 ,...,qmL
)
= TrVmi
(
Smi,mL0,L
(
qmi−mL
)
· · ·Smi,mi0,i (1) · · ·Smi,m1
0,1
(
qmi−m1
))
for 1 ≤ i ≤ L. By applying the left relation in (2.15) to Smi,mi0,i (1), one sees that the auxiliary
space ‘merges’ into the quantum space, therefore the commuting time evolutions T1, . . . , TL can
apparently be described without the former space as illustrated by the following diagrams3 for
L = 3:
If each arrow is formally viewed as a particle, they move around periodically to come back to the
original position thereby ‘stirring’ themselves. Such a particle system appeared first in Yang’s
analysis on the 1D delta-function interaction gas [49, equation (14)]. In our setting, Tp with
p such that mp = min{m1, . . . ,mL} fulfills the conditions (i), (ii) in the above, which may
therefore be recognized as stochastic Yang’s system. The system (3.3) also contains the similar
Yang’s system at λ = µi due to the right relation in (2.15).
3In case m1, . . . ,mL are not distinct, the commutativity still holds, but in the corresponding diagram “partic-
les” do not come back to the original position.
Integrable Structure of Multispecies Zero Range Process 9
3.2 Continuous time Markov process
In this subsection we focus on the systems (3.3) and (3.4) with the homogeneous choice of the
parameters µ1 = · · · = µL = µ:
T(λ|µ) = T(λ|µ, . . . , µ), T̃(λ|µ) = T̃(λ|µ, . . . , µ).
From the special values Φq(γ|β; 1, µ) = δγ,0 and Φq(γ|β;µ, µ) = δγ,β, one can deduce that
T(1|µ) = T̃(1|µ) = idW⊗L and T(µ|µ) is a cyclic shift; T(µ|µ)|α1, . . . , αL〉 = |αL, α1, . . . , αL−1〉.
Using these facts we take the logarithmic derivatives (ε = ±1)
Hr = −εµ−1∂ log T(λ|µ)
∂λ
∣∣∣∣
λ=1
, Hl = εµ
∂ log T(λ|µ)
∂λ
∣∣∣∣
λ=µ
, (3.5)
H̃ = −εµ−1∂ log T̃(λ|µ)
∂λ
∣∣∣∣∣
λ=1
(3.6)
according to Baxter’s formula (cf. [29, Section 3.4] and [3, equation (10.14.20)]), a standard pre-
scription to generate spin chain Hamiltonians from vertex models in equilibrium. An intriguing
aspect in our setting is the presence of two such ‘Hamiltonian points’ λ = 1 and λ = µ for the
periodic case leading to the operators expressed as the sum of local terms4:
Hr =
∑
i∈ZL
hr,i,i+1, Hl =
∑
i∈ZL
hl,i,i+1, H̃ =
∑
1≤i≤L−1
hr,i,i+1 + h̃L. (3.7)
Here hr,i,i+1, hl,i,i+1 act as hr, hl ∈ End(W ⊗W ) on the i-th and the (i+ 1)-th components and
as the identity elsewhere. The h̃L acts as h̃ ∈ EndW on the L-th component and as the identity
elsewhere. They are described explicitly as (0n = (0, . . . , 0) ∈ Zn≥0)
hr|α, β〉 = ε
∑
γ∈Zn≥0\{0n}
qϕ(α−γ,γ)µ|γ|−1(q)|γ|−1
(µq|α|−|γ|)|γ|
n∏
i=1
(
αi
γi
)
q
|α− γ, β + γ〉 − ε
|α|−1∑
i=0
qi|α, β〉
1− µqi
, (3.8)
hl|α, β〉 = ε
∑
γ∈Zn≥0\{0n}
qϕ(γ,β−γ)(q)|γ|−1
(µq|β|−|γ|)|γ|
n∏
i=1
(
βi
γi
)
q
|α+ γ, β − γ〉 − ε
|β|−1∑
i=0
|α, β〉
1− µqi
, (3.9)
h̃|α〉 = ε
∑
γ∈Zn≥0\{0n}
qϕ(α−γ,γ)µ|γ|−1(q)|γ|−1
(µq|α|−|γ|)|γ|
n∏
i=1
(
αi
γi
)
q
|α− γ〉 − ε
|α|−1∑
i=0
qi|α〉
1− µqi
. (3.10)
The matrix h̃ has the form obtainable from (3.8) by removing the dependence on β.
Consider the time evolution equation
d
dt
|P (t)〉 = H|P (t)〉 ∈W⊗L, H = Hr, Hl, H̃. (3.11)
Denote the action of the matrices H = Hr, Hl, H̃ on the base vectors uniformly as H|β1, . . . , βL〉
=
∑
α1,...,αL
Hα1,...,αL
β1,...,βL
|α1, . . . , αL〉. The equation (3.11) can be viewed as the master equation of
a continuous time Markov process if the following conditions are satisfied:
(i)′ non-negativity: Hα1,...,αL
β1,...,βL
∈ R≥0 for any pair such that (α1, . . . , αL) 6= (β1, . . . , βL),
(ii)′ sum-to-zero:
∑
α1,...,αL
Hα1,...,αL
β1,...,βL
= 0 for any (β1, . . . , βL).
4As it turns out, the subscripts in Hr and Hl signify the right and the left hopping dynamics of particles.
10 A. Kuniba, M. Okado and S. Watanabe
The latter represents the total probability conservation. From (3.8)–(3.10) we note that for
a fixed initial condition there is a constant M satisfying |Hα1,...,αL
α1,...,αL | < M uniformly for all
(α1, . . . , αL).
Proposition 3.4 ([29]). For all the matrices Hr, Hl and H̃, the condition (ii)′ is satisfied. So
is the condition (i)′ if 0 < qε, µε < 1 for ε = ±1.
Thus we have obtained, in the regimes specified in Proposition 3.4, the Markov processes
corresponding to the continuous time variant of (3.3) and (3.4). The commutativity (2.21)
and the construction (3.5) imply [Hr, Hl] = 0. Therefore they share the same eigenvectors
with the superposition H(a, b, ε, q, µ) = aHr(ε, q, µ) + bHl(ε, q, µ) with the coefficients a, b to
be taken positive in the Markov process context. A curious symmetry H(a, b,−ε, q−1, µ−1) =
PH(µb, µa, ε, q, µ)P−1 is known to hold [29, Remark 9], where P = P−1 ∈ End(W⊗L) is the
‘parity’ operator reversing the sites as P|α1, . . . , αL〉 = |αL, . . . , α1〉.
The Markov processes (3.11) with H = Hr, Hl are naturally viewed as the stochastic dy-
namics of n-species of particles on a ring of length L. The base vector |α1, . . . , αL〉 with
αi = (αi,1 . . . , αi,n) ∈ Zn≥0 represents a configuration in which there are αi,a particles of species a
at the i-th site. There is no constraint on the number of particles that occupy a site. The matri-
ces Hr and Hl describe the stochastic hopping of them to the right and the left nearest neighbor
sites, respectively. The transition rate can be read off the first terms on the r.h.s. of (3.8)
and (3.9), where the array γ = (γ1, . . . , γn) specifies the numbers of particles that are jumping
out. In case of the superposition H(a, b, ε, q, µ) mentioned in the above, we have a mixture of
such right and left movers. Note that the rate is determined from the occupancy of the depar-
ture site only and independent of that at the destination site, justifying the name “zero range
process”. Here is a snapshot of the system for the n = 2 case5:
The process (3.11) with H = H̃ is similarly interpreted as a stochastic particle system defined
on a length L segment with boundaries. It consists of right movers only which will eventually
exit from the right boundary:
The integrable Markov processes constructed here and Section 3.1 cover several models stud-
ied earlier. When ε = 1, µ → 0 in Hr, the nontrivial local transitions in (3.8) are limited
to the case |γ| = 1. So if γa = 1 and the other components of γ are 0, the rate reduces to
qα1+···+αa−1 1−qαa
1−q . This reproduces the n-species q-boson process in [46] whose n = 1 case further
goes back to [42]. For n = 1, there are extensive list of works including [5, 7, 8, 12, 13, 22, 39, 45]
for example. One can overview their interrelation in [27, Figs. 1 and 2]. When ε = 1, (µ, q) →
(0, 0) in Hl, a kinematic constraint ϕ(γ, β − γ) =
∑
1≤i<j≤n
γi(βj − γj) = 0 occurs in (3.9). In
5The arrangement of particles within each site does not matter.
Integrable Structure of Multispecies Zero Range Process 11
fact, in order that γa > 0 happens, the equalities γa+1 = βa+1, γa+2 = βa+2, . . . , γn = βn must
hold. It means that larger species particles have the priority to jump out, which precisely re-
produces the n-species totally asymmetric zero range process explored in [31, 32] after reversing
the labeling of the species 1, 2, . . . , n of the particles.
3.3 Models associated with S(z)
Let us remark on the models associated with the stochastic R matrix S(z) = Sl,m(z) (2.5). We
refer to [27] for a further account.
To the relevant transfer matrix (2.16) with the uniform choice mi = m and wi = 1, one can as-
sociate the Hamiltonian H(m) = ± ∂
∂z log T
(
m, z|m,...,m1,...,1
)
|z=1 similarly to (3.5) and (3.7). In fact
one finds H(m) =
∑
i∈ZL
h(m)i,i+1 using the left property in (2.15) where the local Hamiltonian
h(m)|α, β〉 =
∑
γ,δ
h(m)γ,δα,β|δ, γ〉 is specified by h(m)γ,δα,β = ± ∂
∂zS(z)γ,δα,β|z=1. This is the standard
derivation of an integrable ‘spin m
2 ’ Hamiltonian for Uq
(
A
(1)
n
)
by the Baxter formula (cf. [3,
equation (10.14.20)]). Thanks to (2.7), H(m) enjoys the sum-to-zero property (ii)′ mentioned
after (3.11). However the non-negativity (i)′ is not satisfied just by adjusting the overall sign
in general for m ≥ 26. This is one of the difficulties that has been overcome by switching from
Sm,m(z) to S(λ, µ). The exception is m = 1, where one sees from Example 2.1 that H(1) (with
the + sign in the above) is nothing but the Markov matrix of the n-species asymmetric simple
exclusion process (ASEP)7. The transition rate ri,j of |i, j〉 → |j, i〉 satisfies ri,j : rj,i = 1 : q2
for 1 ≤ i < j ≤ n+ 1. Many results have been obtained for the n-species ASEP with general n
including, for example, matrix product stationary states [40], spectral duality with respect to the
Hasse diagram of sectors [2], solutions to stochastic initial value problem on infinite lattice [47],
connection to the tetrahedron equation at q = 0 [30], application to generalized Macdonald
polynomials [20] and so on.
4 Stationary states
4.1 Stationary probability
Here we consider the systems (3.1) and (3.3). Introduce the finite-dimensional subspaces of
Vm1 ⊗ · · · ⊗ VmL and W⊗L with fixed weight:
V (k) = ⊕(σ1,...,σL)∈B(k)C|σ1, . . . , σL〉, W (k) = ⊕(σ1,...,σL)∈B(k)C|σ1, . . . , σL〉,
where the labeling sets of the bases are given by
B(k) =
{
(σ1, . . . , σL) ∈ Bm1 × · · · ×BmL |σ1 + · · ·+ σL = k
}
, (4.1)
B(k) =
{
(σ1, . . . , σL) ∈ (Zn≥0)L |σ1 + · · ·+ σL = k
}
, (4.2)
where k ∈ Zn+1
≥0 in (4.1) and k ∈ Zn≥0 in (4.2). Note that B(k) = ∅ if |k| > m1 + · · ·+mL.
Denote the discrete time evolutions (3.1) and (3.3) simply by |P (t + 1)〉 = T |P (t)〉. They
decompose into the equations on the subspaces V (k) for (3.1) and W (k) for (3.3), which we call
sectors. If some components of k ∈ Zn≥0 are 0, the system in such a sector becomes equivalent
to the one with smaller n by an appropriate relabeling of the species. In view of this, we shall
concentrate with no loss of generality on the situation k ∈ Zn≥1 which we call basic sectors.
6This is also noted in [13, Remark 5.2] for m = 2. On the other hand for Sl,m(z) itself rather than its derivative,
there is a range in which elements are non-negative [27, Proposition 3.6].
7It is a model in which each site can take n+ 1 states.
12 A. Kuniba, M. Okado and S. Watanabe
By definition stationary states are those invariant under T , namely |P̄ 〉 satisfying |P̄ 〉 = T |P̄ 〉.
There is a unique such vector |P̄ 〉 =
∑
σ1,...,σL
P(σ1, . . . , σL)|σ1, . . . , σL〉 in each sector satisfying∑
σ1,...,σL
P(σ1, . . . , σL) = 1. This is a consequence of the irreducibility of the sectors under T and
the Perron–Frobenius theorem. The coefficient P(σ1, . . . , σL) is called the stationary probability.
In what follows we shall abuse the terminology also to mean the unnormalized probabilities and
states. We will treat the discrete time processes only since they cover the continuous time
case. Thanks to the commutativity of the Markov transfer matrices, the stationary states are
independent of l for (3.1) and of λ for (3.3).
Before closing the subsection, we include comments on the systems (3.4) and (3.11) with
H = H̃, where the number of particles is not preserved. Starting from any initial condition,
any state tends to the trivial one |0n〉 ⊗ · · · ⊗ |0n〉, although the relaxation to it remains as an
important problem. The clue to investigating it is the Bethe eigenvalues of H̃. To construct
them is a feasible task as done in [29, Section 4] for the periodic case Hr and Hl. We leave it
for a future study.
4.2 Some examples
From now on we focus on the discrete time process defined by (3.3). The stationary state |P̄ 〉
in the sector W (k) is characterized by
|P̄ 〉 = T(λ|µ1, . . . , µL)|P̄ 〉 ∈W (k).
We will refer to a sector W (k) also by k = (k1, . . . , kn) ∈ Zn≥0 for simplicity.
It was known in the single species case n = 1 that the stationary state possesses the product
measure (cf. [17, 39] at least for the homogeneous case ∀µi = µ):
P(σ1, . . . , σL) =
L∏
i=1
gσi(µi), σi ∈ Z≥0,
where gσi(µi) is the n = 1 case of the function
gα(µ) =
µ−|α|(µ)|α|
n∏
i=1
(q)αi
for α = (α1, . . . , αn) ∈ Zn≥0. (4.3)
Such a factorization, however, is no longer valid in the multispecies case n ≥ 2 making the
system nontrivial and interesting even without an introduction (cf. [15]) of a reservoir. Particles
of a given species must behave under the influence of the other species acting as a nontrivial
dynamical background.
Example 4.1. For L = 2, n = 2 and the sector k = (1, 1), we have
|P 〉 = µ21(1− µ2)(1− qµ2)(µ1 + µ2 − 2µ2µ1)|∅, 12〉
+ µ1µ2(1− µ1)(1− µ2)(µ1 + qµ2 − µ1µ2 − qµ1µ2)|1, 2〉+ cyclic.
Here |∅, 12〉 and |1, 2〉 are the multiset representations of |(0, 0), (1, 1)〉 and |(1, 0), (0, 1)〉. For
L = 3, n = 2 and the sector k = (1, 1), we have
|P 〉 = µ21µ
2
2(1− µ3)(1− qµ3)(µ1µ2 + µ1µ3 + µ2µ3 − 3µ1µ3µ2)|∅,∅, 12)
+ µ21µ2µ3(1− µ2)(1− µ3)(qµ1µ2 + µ1µ3 + µ2µ3 − 2µ1µ2µ3 − qµ1µ2µ3)|∅, 2, 1〉
+ µ21µ2µ3(1− µ2)(1− µ3)(µ1µ2 + qµ1µ3 + qµ2µ3 − µ1µ2µ3 − 2qµ1µ2µ3)|∅, 1, 2〉
+ cyclic.
Integrable Structure of Multispecies Zero Range Process 13
Here cyclic means the sum of terms obtained by the replacement µj → µj+i and |σ1, . . . , σL〉 →
|σ1+i, . . . , σL+i〉 over i ∈ ZL with i 6= 0.
Based on computer experiments we propose
Conjecture 4.2. For the stationary state |P̄ 〉 in any sector k, there is a normalization such
that P(σ1, . . . , σL) ∈ Z≥0[q,−µ1, . . . ,−µL] for all (σ1, . . . , σL) ∈ B(k).
4.3 Matrix product construction
We seek the steady state probability in the matrix product form
P(σ1, . . . , σL) = Tr(Xσ1(µ1) · · ·XσL(µL)) (4.4)
in terms of some operator Xα(µ) with α ∈ Zn≥0. Our strategy is to invoke the following result.
Proposition 4.3. Suppose the operators Xα(µ) (α ∈ Zn≥0) obey the relation
Xα(µ)Xβ(λ) =
∑
γ,δ∈Zn≥0
S(λ, µ)β,αγ,δXγ(λ)Xδ(µ). (4.5)
Suppose further that dim Ker(T(µi|µ1, . . . , µL) − 1) = 1 for some i. Then the matrix product
formula (4.4) of the stationary probability holds for the system (3.3) provided that the trace is
convergent and not identically zero.
Proof. The stationarity T(λ|µ1, . . . , µL)|P̄ 〉 = |P̄ 〉 follows from the special case λ = µi. To
see this note that the latter leads to T(λ|µ1, . . . , µL)|P̄ 〉 = T(λ|µ1, . . . , µL)T(µi|µ1, . . . , µL)|P̄ 〉 =
T(µi|µ1, . . . , µL)T(λ|µ1, . . . , µL)|P̄ 〉, telling that T(λ|µ1, . . . , µL)|P̄ 〉 ∈ Ker(T(µi|µ1, . . . , µL)− 1).
Therefore from the assumption we have T(λ|µ1, . . . , µL)|P̄ 〉 = f(λ)|P̄ 〉 for some scalar f(λ).
Taking the “column sum” on the both sides using the sum-to-unity property of T(λ|µ1, . . . , µL)
we find f(λ) = 1.
In the sequel, we assume i = L without losing generality in the light of cyclicity of trace.
Now the equality |P̄ 〉 = T(µL|µ1, . . . , µL)|P̄ 〉 to be shown takes the form
Tr(Xα1(µ1) · · ·XαL(µL)) =
∑
β1,...,βL
T(µL|µ1, . . . , µL)α1,...,αL
β1,...,βL
Tr(Xβ1(µ1) · · ·XβL(µL)).
In the l.h.s., starting from XαL−1(µL−1)XαL(µL) apply the relation (4.5) repeatedly to send
XαL(µL) to the left through the whole product to bring it back to the original rightmost position
by using the cyclicity of the trace. It results in the relation
Tr(Xα1(µ1) · · ·XαL(µL)) =
∑
β1,...,βL
M
(
βL|α1,...,αL−1
β1,...,βL−1
|αL
)
Tr(Xβ1(µ1) · · ·XβL(µL))
in terms of M defined under (2.20). It is depicted as (2.18). Since the parameters attached to the
horizontal arrow and the rightmost vertical arrow are both µL, we have M
(
βL|α1,...,αL−1
β1,...,βL−1
|αL
)
=
T(µL|µ1, . . . , µL)α1,...,αL
β1,...,βL
from the right relation in (2.15). �
The sum-to-unity property assures dim Ker(T(µi|µ1, . . . , µL)− 1) ≥ 1 in general. We expect
that this is 1 when µ1, . . . , µL are distinct8. Anyway the matrix product formula (4.4) has been
proved in [34, Proposition 6] without relying on the assumption dim Ker(T(µi|µ1, . . . , µL)−1) = 1
but using the auxiliary condition [34, equation (30)] of S(λ, µ). We have included Proposition 4.3
as a possible variant avoiding such a specific property of the stochastic R matrix.
8It is greater than 1 for example when µ1 = · · · = µL.
14 A. Kuniba, M. Okado and S. Watanabe
5 Zamolodchikov–Faddeev algebra
5.1 General remarks
Let us write (4.5) symbolically as
X(µ)⊗X(λ) = Š(λ, µ)
[
X(λ)⊗X(µ)
]
, (5.1)
where X(µ) = (Xα(µ)) denotes a collection of operators. The quadratic relation of this form
is called Zamolodchikov–Faddeev (ZF) algebra. Its associativity is guaranteed by the YBE
satisfied by the structure function Š(λ, µ)9. Before presenting the specific results to our ZRP in
the next subsection, we review its background briefly in this subsection. Similar contents can
also be found for example in [10, 14, 20, 41] and references therein.
ZF algebra was originally introduced in the integrable quantum field theory in (1 + 1) di-
mension to encode the factorized scattering of particles [18, 51]. The structure function therein
should be a properly normalized scattering matrix satisfying unitarity to guarantee the total
probability conservation in the quantum field theoretical setting. In the realm of integrable
Markov processes, the situation is parallel. The ZF algebra serves as a local version of the
stationary condition in the matrix product construction of the stationary states. The structure
function, stochastic R matrix, should fulfill the sum-to-unity property. It was demonstrated in
the proof of Proposition 4.3 how the ZF algebra leads to the stationary condition of the system
in the case of a discrete time Markov process. Historically, however, such quadratic relations
were utilized earlier in continuous time models as ‘cancellation mechanism’ or ‘hat relations’ [15].
In the present set-up it reads
h
[
X(µ)⊗X(µ)
]
= X(µ)⊗X ′(µ)−X ′(µ)⊗X(µ) (5.2)
with h = ∂
∂λ Š(λ, µ)|λ=µ. This is the derivative of (5.1) at λ = µ with the additional condition
Š(µ, µ) = id which matches (2.15). In terms of components, it reads
∑
γ,δ
hα,βγ,δXγ(µ)Xδ(µ) =
Xα(µ)X ′β(µ)−X ′α(µ)Xβ(µ) if the action of h is set as h(|α〉 ⊗ |β〉) =
∑
γ,δ
hγ,δα,β|γ〉 ⊗ |δ〉. The rela-
tion (5.2) manifestly tells that the matrix product states Tr(X(µ)⊗ · · ·⊗X(µ)) are null vectors
of the operator H =
∑
i∈ZL hi,i+1 in the periodic setting. In retrospect, one may compare the
relation between (5.2) and (5.1) with that between the XXZ model and the six-vertex model in
the light of Baxter’s formula (3.5).
Back to the ZF algebra itself, it is naturally embedded into the so-called RLL = LLR relation[
L(λ)⊗ L(µ)
]
Š(λ, µ) = Š(λ, µ)
[
L(λ)⊗ L(µ)
]
(5.3)
for an L operator L(λ) if there is a special index, say 0, such that S(λ, µ)β,α0,0 = S(λ, µ)0,0β,α =
θ(α = β = 0). In fact the matrix element of (5.3) for |0〉 ⊗ |0〉 → |α〉 ⊗ |β〉 gives (5.1) by the
identification L(µ)α,0 = Xα(µ). In view of this, construction of stationary states is elevated
and embedded into that of representations of the stochastic RLL = LLR relation in which the
relevant components of Tr(L(µ1)⊗ · · · ⊗ L(µL)) are convergent and not identically zero. When
the structure function is the R matrix R1,1 of the vector representation, a universal L has been
provided in [23]. Starting from it, one can cope with RLL = LLR with higher Rl,m by the
corresponding fusion of L’s in principle [28]. Modifying it so as to fit the stochastic Sl,m should
be feasible by an appropriate twist (cf. [20]). In this sense there is a standard route to achieve
the matrix product construction for Sl,m-based models at least conceptually if not practically.
On the other hand, a further intriguing feature is expected when the structure function is S(λ, µ)
9Š(λ, µ) = PS(λ, µ) with P (|α〉 ⊗ |β〉) = |β〉 ⊗ |α〉 so that S(λ, µ)β,αγ,δ = Š(λ, µ)α,βγ,δ .
Integrable Structure of Multispecies Zero Range Process 15
due to the peculiarity of its origin (2.8)–(2.11). This is one of our motivations in Sections 5.2
and 5.3.
Turning to stationary probabilities, the maneuver in the proof of Proposition 4.3 eluci-
dates that it is a part of more general problem of finding solutions to a quantum Knizhnik–
Zamolodchikov type equation [19] with appropriate subsidiary conditions. Such wider problems
have not been addressed for our stochastic R matrix (2.11). Implication of the sum-to-unity
property (2.13) to the ZF algebra will be explained after Remark 5.3 until the end of Section 5.
In the next subsection we will be concerned with a particular representation of the ZF algebra
in terms of q-bosons.
5.2 q-boson representation
Let us present a q-boson representation of the ZF algebra (4.5)10. Here and in the next subsection
we stay in the regime 0 < q < 1. From (2.11) it has the explicit form
Xα(µ)Xβ(λ) =
∑
γ≤α
Φq(β|α+ β − γ;λ, µ)Xγ(λ)Xα+β−γ(µ), (5.4)
where the omitted condition γ ∈ Zn≥0 should always be taken for granted. We find it convenient
to work also with another normalization Zα(µ) specified by
Xα(µ) = gα(µ)Zα(µ), (5.5)
where gα(µ) has been defined in (4.3). The ZF algebra for the latter takes the form
Zα(µ)Zβ(λ) =
∑
γ≤α
qϕ(α−γ,β−γ)Φq(γ|α;λ, µ)Zγ(λ)Zα+β−γ(µ) (5.6)
due to the identity
gγ(λ)gα+β−γ(µ)
gα(µ)gβ(λ)
Φq(β|α+ β − γ;λ, µ) = qϕ(α−γ,β−γ)Φq(γ|α;λ, µ).
Let B be the algebra generated by 1, b, c, k obeying the relations
kb = qbk, kc = q−1kc, bc = 1− k, cb = 1− qk. (5.7)
We call it the q-boson algebra. It has a basis {bicj | i, j ∈ Z≥0}.
Let F =
⊕
m≥0C(q)|m〉 be the Fock space and F ∗ =
⊕
m≥0C(q)〈m| be its dual on which
the q-boson operators b, c, k act as
b|m〉 = |m+ 1〉, c|m〉 = (1− qm)|m− 1〉, k|m〉 = qm|m〉,
〈m|c = 〈m+ 1|, 〈m|b = 〈m− 1|(1− qm), 〈m|k = 〈m|qm, (5.8)
where |−1〉 = 〈−1| = 0 and 1 acts as the identity. They satisfy the defining relations (5.7). The
bilinear pairing of F ∗ and F is specified as 〈m|m′〉 = δm,m′(q)m. Then 〈m|(X|m′〉) = (〈m|X)|m′〉
is valid and the trace is given by Tr(X) =
∑
m≥0
〈m|X|m〉
(q)m
. As a vector space, the q-boson algebra B
has the direct sum decomposition B = C(q)1 ⊕ Bfin, where Bfin =
⊕
r≥1(Br+ ⊕ Br− ⊕ Br0) with
Br+ =
⊕
s≥0C(q)ksbr, Br− =
⊕
s≥0C(q)kscr and Br0 = C(q)kr. The trace Tr(X) is convergent
if X ∈ Bfin. It vanishes unless X ∈
⊕
r≥1 Br0 when it is evaluated by Tr(kr) = (1− qr)−1.
10In this paper we do not attempt to classify the representations such that r.h.s. of (4.4) is finite and nonzero.
16 A. Kuniba, M. Okado and S. Watanabe
By the q-boson representation we mean the algebra homomorphisms
ZF algebra (5.4) or (5.6)→ B⊗n(n−1)/2 → End
(
F⊗n(n−1)/2
)
.
The right arrow is already given by (5.8). In the sequel we will focus on the left arrow and
denote Zα(µ) 7→ (· · · ) simply by Zα(µ) = (· · · ).
The ZF algebra (5.6) admits a “trivial” representation Zα(ζ) = Kα in terms of an opera-
tor Kα satisfying K0 = 1 and KαKβ = qϕ(α,β)Kα+β [34, Proposition 7], where ϕ(α, β) is defined
in (2.9). Such a Kα is easily constructed, for instance as11
Kα1,...,αn = kα
+
1 cα1 ⊗ · · · ⊗ kα
+
n−1cαn−1 ∈ B⊗n−1, α+
i := αi+1 + · · ·+ αn. (5.9)
However this representation does not contain a creation operator b therefore leads to vanish-
ing trace in the matrix product formula (4.4). Our Zα(ζ) given below may be regarded as
a perturbation series starting from the trivial representation in terms of creation operators.
For αi ∈ Z≥0, define the element Zα1,...,αn(ζ) ∈ B⊗n(n−1)/2 from the n = 1 case and the
recursion with respect to n as follows:
Zα1(ζ) = 1, (5.10)
Zα1,...,αn(ζ) =
∑
l=(l1,...,ln−1)∈Zn−1
≥0
Xl(ζ)⊗ bl1kα
+
1 cα1 ⊗ · · · ⊗ bln−1kα
+
n−1cαn−1 , (5.11)
where Xl(ζ) = gl(ζ)Zl(ζ) as in (5.5) and α+
i is defined by (5.9).
Theorem 5.1 ([35]). The Zα(ζ) defined by (5.10), (5.11) satisfies the ZF algebra (5.6) for
general n.
5.3 Explicit formula
From (5.11) Zα(ζ) depends on α simply as
Zα1,...,αn(ζ) = Z0n(ζ)
(
1⊗
1
2
(n−1)(n−2) ⊗Kα1,...,αn
)
, (5.12)
in terms of Kα1,...,αn in (5.9). Thus it suffices to calculate the special case of (5.11):
Z0n(ζ) =
∑
l1,...,ln−1∈Z≥0
gl1,...,ln−1(ζ)Zl1,...,ln−1(ζ)⊗ bl1 ⊗ · · · ⊗ bln−1 . (5.13)
Utilizing (zw)∞
(z)∞
=
∑
j≥0
(w)j
(q)j
zj , we get the explicit formula for n = 2:
Z0,0(ζ) =
∑
l1≥0
(ζ)l1ζ
−l1
(q)l1
bl1 =
(b)∞
(ζ−1b)∞
, Zα1,α2(ζ) = Z0,0(ζ)Kα1,α2 =
(b)∞
(ζ−1b)∞
kα2cα1 ,
Xα1,α2(ζ) = gα1,α2(ζ)Zα1,α2(ζ) =
ζ−α1−α2(ζ)α1+α2
(q)α1(q)α2
(b)∞
(ζ−1b)∞
kα2cα1 . (5.14)
It is a good exercise to confirm Example 4.1 by substituting these results into the matrix product
formula (4.4).
11We write Kα with α = (α1, . . . , αn) as Kα1,...,αn rather than K(α1,...,αn) for simplicity. A similar convention
will also be used for gα(ζ), Xα(ζ) and Zα(ζ).
Integrable Structure of Multispecies Zero Range Process 17
For n = 3, the sum (5.13) is calculated by using (ζ)l1+l2 = (ζ)l2(ql2ζ)l1 as
Z0,0,0(ζ) =
∑
l1,l2
ζ−l1−l2(ζ)l1+l2
(q)l1(q)l2
(b)∞
(ζ−1b)∞
kl2cl1 ⊗ bl1 ⊗ bl2
=
(b⊗ 1⊗ 1)∞
(ζ−1b⊗ 1⊗ 1)∞
∑
l2
ζ−l2(ζ)l2(k⊗ 1⊗ b)l2
(q)l2
∑
l1
ζ−l1(ql2ζ)l1(c⊗ b⊗ 1)l1
(q)l1
=
(b⊗ 1⊗ 1)∞
(ζ−1b⊗ 1⊗ 1)∞
∑
l2
ζ−l2(ζ)l2(k⊗ 1⊗ b)l2
(q)l2
(ql2c⊗ b⊗ 1)∞
(ζ−1c⊗ b⊗ 1)∞
=
(b⊗ 1⊗ 1)∞
(ζ−1b⊗ 1⊗ 1)∞
(c⊗ b⊗ 1)∞
∑
l2
ζ−l2(ζ)l2(k⊗ 1⊗ b)l2
(q)l2
1
(ζ−1c⊗ b⊗ 1)∞
=
(b⊗ 1⊗ 1)∞
(ζ−1b⊗ 1⊗ 1)∞
(c⊗ b⊗ 1)∞
(k⊗ 1⊗ b)∞
(ζ−1k⊗ 1⊗ b)∞
1
(ζ−1c⊗ b⊗ 1)∞
,
Zα1,α2,α3(ζ) = Z0,0,0(ζ)(1⊗Kα1,α2,α3) = Z0,0,0(ζ)(1⊗ kα2+α3cα1 ⊗ kα3cα2).
These results on Z0,0(ζ) and Z0,0,0(ζ) are summarized as12
Z0,0(ζ) = V1(1)V1(ζ)−1, V1(ζ) = (ζ−1b)∞,
Z0,0,0(ζ) =
(
Z0,0(ζ)⊗ 1⊗ 1
)
V2(1)V2(ζ)−1,
V2(ζ) = (ζ−1c⊗ b⊗ 1)∞(ζ−1k⊗ 1⊗ b)∞. (5.15)
Now we proceed to general n ≥ 2 case. Substitution of (5.12)|n→n−1 into the r.h.s. of (5.13)
gives
Z0n(ζ) =
(
Z0n−1(ζ)⊗ 1⊗n−1
)
Yn(ζ),
Yn(ζ) =
∑
l1,...,ln−1∈Z≥0
gl1,...,ln−1(ζ)1⊗
1
2
(n−2)(n−3) ⊗Kl1,...,ln−1 ⊗ bl1 ⊗ · · · ⊗ bln−1 . (5.16)
It is handy to describe B⊗n(n−1)/2 by introducing the copies Bi,j = 〈1,bi,j , ci,j ,ki,j〉 of the q-boson
algebras for 1 ≤ i ≤ j < n obeying (5.7) within each Bi,j and [Bi,j ,Bi′,j′ ] = 0 if (i, j) 6= (i′, j′).
We take them so that Zα1,...,αn(ζ) ∈
⊗
1≤i≤j<n Bi,j and (5.16) reads
Yn(ζ) =
∑
l1,...,ln−1∈Z≥0
gl1,...,ln−1(ζ)
(
k
l+1
1,n−2c
l1
1,n−2 · · ·k
l+n−2
n−2,n−2c
ln−2
n−2,n−2
)(
bl11,n−1 · · ·b
ln−1
n−1,n−1
)
,
where l+j = lj+1 + · · ·+ ln−1. It corresponds to labeling the components in B⊗n(n−1)/2 as
(1, 1), (1, 2), (2, 2), (1, 3), (2, 3), (3, 3), . . . , (1, n− 1), (2, n− 1), . . . , (n− 1, n− 1). (5.17)
Define the following elements in
⊗
1≤i≤j<n Bi,j (actually in a certain completion of it):
Yj(ζ) = Vj−1(1)Vj−1(ζ)−1 = Vj−1(ζ)−1Vj−1(1),
Vj(ζ) = (ζ−1A1,j)∞(ζ−1A2,j)∞ · · · (ζ−1Aj,j)∞,
Ai,j = k1,j−1k2,j−1 · · ·ki−1,j−1ci,j−1bi,j , cj,j−1 = 1.
In particular, A1,n−1 = c1,n−2b1,n−1 and An−1,n−1 = k1,n−2 · · ·kn−2,n−2bn−1,n−1. As for the
right equality in the first line, see Remark 5.3.
12The operators Vj(ζ)’s appearing in the sequel have nothing to do with that in (2.1).
18 A. Kuniba, M. Okado and S. Watanabe
Theorem 5.2 ([35]). The representation of the ZF algebra (5.6) in
⊗
1≤i≤j<n Bi,j given in
Theorem 5.1 and (5.10), (5.11) is expressed as follows:
Zα1,...,αn(ζ) = Z0n(ζ)k
α+
1
1,n−1c
α1
1,n−1 · · ·k
α+
n−1
n−1,n−1c
αn−1
n−1,n−1, α+
i = αi+1 + · · ·+ αn,
Z0n(ζ) = Y2(ζ)Y3(ζ) · · ·Yn(ζ).
The cases n = 2, 3 reproduce (5.15) under the identification x1,1 = x⊗1⊗1, x1,2 = 1⊗x⊗1,
x2,2 = 1 ⊗ 1 ⊗ x in accordance with (5.17). The recursive construction (5.13) with respect to
rank may be viewed as reminiscent of nested Bethe ansatz. A similar structure has also been
observed in multispecies ASEP [10, 40].
It is not hard to show that the substitution of the formulas in Theorem 5.2 and (5.5) into
the matrix product formula (4.4) of P(σ1, . . . , σL) leads to the convergent trace provided that
the configuration (σ1, . . . , σL) belongs to a basic sector explained in Section 4.1.
Remark 5.3. As a corollary of the ZF algebra (4.5) and S(λ, µ)0,0γ,δ = θ(γ = δ = 0) one can
derive
[Z0(µ), Z0(λ)] = 0, [Vm(µ), Vm(λ)] = 0, 1 ≤ m ≤ n− 1.
Let us comment on the implication of the sum-to-unity property (2.13) to the ZF algebra (4.5).
Using the weight conservation it implies
[A(µ|w), A(λ|w)] = 0 for A(λ|w) =
∑
α
Xα(λ)wα, (5.18)
where wα = wα1
1 · · ·wαnn .
Example 5.4. The generating function in (5.18) for n = 2 and w = (w1, w2) = (x, y) can be
computed as
A(λ|w) =
(b)∞
(λ−1b)∞
∑
l,m≥0
xmylλ−l−m(λ)l+m
(q)l(q)m
klcm
=
(b)∞(
λ−1b
)
∞
∑
m≥0
(xλ−1)m(λ)m
(q)m
(qmyk)∞
(yλ−1k)∞
cm
=
(b)∞
(λ−1b)∞
Γ
(
xλ−1, yλ−1
)−1
Γ(x, y), Γ(x, y) = (xc)∞(yk)∞.
It plays an important role to investigate the stationary states in ‘grand canonical ensemble’
picture (cf. [16]).
In the matrix product formula (4.4), multiply wσ1+···+σL and take the sum over the states
(σ1, . . . , σL) ∈ (Zn≥0)L belonging to all the basic sectors. It yields the series
Tr(A(µ1|w) · · ·A(µL|w))′ =
∑
α1+···+αL∈Zn≥1
wα1+···+αL Tr(Xα1(µ1) · · ·XαL(µL))
=
∑
k∈Zn≥1
wkGk(µ1, . . . , µL; q),
where the prime drops the terms corresponding to α1+ · · ·+αL ∈ Zn≥0 \Zn≥1 to take into account
the basic sectors only. We have introduced the function
Gk(µ1, . . . , µL; q) =
∑
α1+···+αL=k
Tr(Xα1(µ1) · · ·XαL(µL)).
Integrable Structure of Multispecies Zero Range Process 19
This is the normalization constant of the stationary state in the basic sector B(k) (4.2). The com-
mutativity in (5.18) implies that Gk(µ1, . . . , µL; q) is symmetric function in µ1, . . . , µL. Moreover
from (4.3), (5.5), Theorem 5.2 and the expansion formula (zw)∞
(z)∞
=
∑
j≥0
(w)j
(q)j
zj , it follows that
Gk(µ1, . . . , µL; q) is a polynomial in µ−1i ’s. It is rational in q because the trace is evaluated
as Tr(kr) = (1 − qr)−1. Detailed study of Gk(µ1, . . . , µL; q) and the related Conjecture 4.2 is
a future problem13. Similar observations in such a direction have led to matrix product formulas
for Macdonald polynomials and their generalizations for some other integrable lattice models.
See for example [8, 10, 11, 20, 38].
6 R matrices of generalized quantum group
We have seen that the factorization (2.8) led to significant consequences in previous sections.
Here we generalize it to a part of 2n+1 quantum R matrices labeled with (ε1, . . . , εn+1) ∈
{0, 1}n+1. The one treated so far corresponds to the choice (ε1, . . . , εn+1) = (0, . . . , 0). These R
matrices have been obtained from the special solutions to the tetrahedron equation by a certain
reduction [36]. The underlying algebra has been identified with a generalized quantum group.
We shall present these results with a brief background based on [36].
6.1 Definition of UA
In this subsection we assume that n is a positive integer. Let (ε1, . . . , εn+1) be a sequence of 0
or 1. In what follows the indices i, j are understood to be elements in Zn+1. We write i ≡ j to
mean i = j in Zn+1. For i, j = 0, 1, . . . , n ∈ Zn+1, set
qi =
{
q, εi = 0,
−q−1, εi = 1,
Dij = Dji =
qiqi+1, j ≡ i,
q−1i , j ≡ i− 1,
q−1i+1, j ≡ i+ 1,
1, otherwise.
Let UA = UA(ε1, . . . , εn+1) be a Q(q)-algebra generated by ei,fi, k
±1
i (i ∈ Zn+1) obeying the
following relations. (We use the notation [u] = (qu − q−u)/(q − q−1).)
kik
−1
i = k−1i ki = 1, kikj = kjki, kiejk
−1
i = Dijej , kifjk
−1
i = D−1ij fj , (6.1)
[ei, fj ] = δij
ki − k−1i
q − q−1
, (6.2)
e2i = f2i = 0 if εi 6= εi+1, (6.3)
[ei, ej ] = [fi, fj ] = 0 if j 6≡ i, i± 1, (6.4)
e2i ej − (−1)εi [2]eiejei + eje
2
i = (e→ f) = 0 if εi = εi+1, j ≡ i± 1, (6.5)
eiei−1eiei+1 + (−1)εi [2]eiei−1ei+1ei − eiei+1eiei−1
− ei−1eiei+1ei + ei+1eiei−1ei = (e→ f) = 0 if εi 6= εi+1. (6.6)
The algebra UA with the relations (6.1) and (6.2) was introduced for n ≥ 1 in [36] as a sym-
metry algebra characterizing solutions to the YBE obtained by the 2D reduction procedure to
be explained in Section 6.2 from the tetrahedron equation [50]. Based on the observation in [36,
Section 3.3], the relations (6.3)–(6.6) were supplemented when n ≥ 2 [37] by showing that the
13We expect that the condition k ∈ Zn≥1 can slightly be relaxed in view of the convergence of
Tr(Xα1(µ1) · · ·XαL(µL)) in the non-basic sector (k1, k2) with k1 = 0, k2 ≥ 1 for n = 2. See (5.14).
20 A. Kuniba, M. Okado and S. Watanabe
subalgebra generated by ei, fi, ki for i = 1, . . . , n is isomorphic, up to adding simple generators,
to the quantized universal enveloping super algebra of type A [48], where they correspond to
a q-analogue of the Serre relations. The forthcoming construction (6.19) and all the subsequent
claims are valid for n ≥ 1. UA is a Hopf algebra with coproduct ∆ given by
∆k±1i = k±1i ⊗ k
±1
i , ∆ei = 1⊗ ei + ei ⊗ ki, ∆fi = fi ⊗ 1 + k−1i ⊗ fi. (6.7)
For the counit and the antipode, see [36, equation (3.4)]. To present a representation of UA, we
introduce the following vector spaces:
F = W (0) =
⊕
m≥0
C|m〉(0), V = W (1) = C|0〉(1) ⊕ C|1〉(1), (6.8)
W = W (ε1) ⊗ · · · ⊗W (εn+1) =
⊕
α1,...,αn+1
C|α1, . . . , αn+1〉, (6.9)
|α1, . . . , αn+1〉 = |α1〉(ε1) ⊗ · · · ⊗ |αn+1〉(εn+1),
Vl =
⊕
α,|α|=l
C|α〉 ⊂ W. (6.10)
Note that the range of the indices αi are to be understood as Z≥0 or {0, 1} according to εi = 0
or 1, respectively. In (6.10) we have written |α1, · · · , αn+1〉 simply as |α〉.
Proposition 6.1 ([36]). Let x be a parameter. The map πlx : UA → End(Vl) defined by
πlx(ei)|α〉 = xδi,0 [αi]|α− ei + ei+1〉,
πlx(fi)|α〉 = x−δi,0 [αi+1]|α+ ei − ei+1〉,
πlx(ki)|α〉 = (qi)
−αi(qi+1)
αi+1 |α〉 (6.11)
for 0 ≤ i ≤ n gives an irreducible representation when 0 ≤ l ≤ n + 1 if ε1 = · · · = εn+1 = 1,
and l ∈ Z≥0 otherwise. The index i should be understood mod n + 1. In the right hand side
of (6.11), vectors |α′〉 = |α′1, . . . , α′n+1〉 are to be understood as zero unless αi ∈ {0, 1} (εi = 1)
and αi ∈ Z≥0 (εi = 0) for all 1 ≤ i ≤ n+ 1.
Consider the following linear equation on R ∈ End(Vl ⊗ Vm):(
πlx ⊗ πmy
)
∆op(g)R = R
(
πlx ⊗ πmy
)
∆(g) ∀ g ∈ UA, (6.12)
where ∆op(g) = P ◦∆ ◦ P with P (u⊗ v) = v ⊗ u. The dimension of the solution space to this
equation is at most one if the UA-module Vl ⊗ Vm is irreducible.
Conjecture 6.2 ([36]). The UA-module Vl ⊗ Vm is irreducible for any choice (ε1, . . . , εn+1) ∈
{0, 1}n+1.
Theorem 6.3 ([36]). Conjecture 6.2 is true for (ε1, . . . , εn+1) = (1κ, 0n+1−κ) with 0 ≤ κ ≤ n+1.
Suppose (ε1, . . . , εn+1) = (1κ, 0n+1−κ) with 0 ≤ κ ≤ n + 1. Then a little inspection on
the representation (6.11) tells that the solution to (6.12) depends on x, y as R = R(z) with
z = x/y. It will be denoted by R(z) = Rl,m(z) and referred to as quantum R matrix up to
overall normalization. To fix the normalization, introduce
ei = (
i−1︷ ︸︸ ︷
0, . . . , 0, 1,
n+1−i︷ ︸︸ ︷
0, . . . , 0) ∈ Zn+1, e>m = em+1 + · · ·+ en+1, 1 ≤ m ≤ n+ 1. (6.13)
Integrable Structure of Multispecies Zero Range Process 21
If ε1 = · · · = εn+1 = 1, we normalize Rl,m(z) (0 ≤ l,m ≤ n+ 1) as
Rl,m(z)(|e>n+1−l〉 ⊗ |e>n+1−m〉) = |e>n+1−l〉 ⊗ |e>n+1−m〉. (6.14)
If ε1 · · · εn+1 = 0, pick any i such that εi = 0 and normalize it as
Rl,m(z)(|lei〉 ⊗ |mei〉) = |lei〉 ⊗ |mei〉. (6.15)
In view of Conjecture 6.2, we expect that the quantum R matrix is characterized similarly for
any (ε1, . . . , εn+1) ∈ {0, 1}n+1.
6.2 Construction of R matrix
We briefly review how we constructed in [36] solutions depending on (ε1, . . . , εn+1) ∈ {0, 1}n+1 to
the YBE from the tetrahedron equation. Define the 3D R operator R ∈ End
(
W (0)⊗W (0)⊗W (0)
)
by
R
(
|i〉(0) ⊗ |j〉(0) ⊗ |k〉(0)
)
=
∑
a,b,c∈Z≥0
R
a,b,c
i,j,k |a〉
(0) ⊗ |b〉(0) ⊗ |c〉(0),
where R
a,b,c
i,j,k is the one in (2.4). Similarly define the 3D L operator L ∈ End
(
W (1) ⊗W (1) ⊗
W (0)
)
[4] by
L(|i〉(1) ⊗ |j〉(1) ⊗ |k〉(0)) =
∑
a,b∈{0,1}, c∈Z≥0
L
a,b,c
i,j,k |a〉
(1) ⊗ |b〉(1) ⊗ |c〉(0),
L
0,0,j
0,0,m = L
1,1,j
1,1,m = δjm, L
0,1,j
0,1,m = −δjmqm+1, L
1,0,j
1,0,m = δjmq
m,
L
0,1,j
1,0,m = δjm−1
(
1− q2m
)
, L
1,0,j
0,1,m = δjm+1.
It may be viewed as a six-vertex model with q-boson valued Boltzmann weights in the third
component.
Assign a solid arrow to F and a dotted arrow to V , and depict the matrix elements of 3D R
and 3D L as
To treat R and L on an equal footing we set M(0) = R and M(1) = L so that M(ε) ∈
End
(
W (ε) ⊗W (ε) ⊗ F
)
. They satisfy the following type of tetrahedron equation [4, 25, 36]14.
M
(ε)
1,2,4M
(ε)
1,3,5M
(ε)
2,3,6R4,5,6 = R4,5,6M
(ε)
2,3,6M
(ε)
1,3,5M
(ε)
1,2,4. (6.16)
This is an equality in End
(
W (ε)⊗W (ε)⊗W (ε)⊗F ⊗F ⊗F
)
. Subscripts of M
(ε)
i,j,k or Ri,j,k signify
that they act on the i, j and k-th components of W (ε) ⊗W (ε) ⊗W (ε) ⊗ F ⊗ F ⊗ F , and do as
the identity on the other. The tetrahedron equation (6.16) with ε = 1 is depicted as follows:
14M(0), M(1) were denoted by S(0), S(1) in [36].
22 A. Kuniba, M. Okado and S. Watanabe
The equation (6.16) with ε = 0 is expressed similarly by replacing all the dotted arrows by
solid ones.
Regarding (6.16) as a one-layer relation, we extend it to the (n+ 1)-layer version. Let
ai
W (εi),
bi
W (εi),
ci
W (εi) be copies of W (εi), where ai, bi and ci (i = 1, . . . , n + 1) are just distinct labels.
Repeated use of (6.16) (n+ 1) times leads to(
M
(ε1)
a1,b1,4
M
(ε1)
a1,c1,5
M
(ε1)
b1,c1,6
)
· · ·
(
M
(εn+1)
an+1,bn+1,4
M
(εn+1)
an+1,cn+1,5
M
(εn+1)
bn+1,cn+1,6
)
R4,5,6
= R4,5,6
(
M
(ε1)
b1,c1,6
M
(ε1)
a1,c1,5
M
(ε1)
a1,b1,4
)
· · ·
(
M
(εn+1)
bn+1,cn+1,6
M
(εn+1)
an+1,cn+1,5
M
(εn+1)
an+1,bn+1,4
)
. (6.17)
This is an equality in End
( a
W ⊗
b
W ⊗
c
W ⊗
4
F ⊗
5
F ⊗
6
F
)
, where a = (a1, . . . , an+1) is the array of
labels and
a
W =
a1
W (ε1) ⊗ · · · ⊗
an+1
W (εn+1). The notation
b
W and
c
W should be understood similarly.
They are just copies of W defined in (6.9). One can reduce (6.17) to the YBE by evaluating the
auxiliary space
4
F ⊗
5
F ⊗
6
F away appropriately. A natural way is to take trace of (6.17) over the
auxiliary space after multiplying it with xh4(xy)h5yh6 from the left and R−14,5,6 from the right15.
It results in the YBE
Ra,b(x)Ra,c(xy)Rb,c(y) = Rb,c(y)Ra,c(xy)Ra,b(x) ∈ End
( a
W ⊗
b
W ⊗
c
W
)
(6.18)
for the R matrix obtained as
Ra,b(z) = ρ(z) Tr3
(
zh3M
(ε1)
a1,b1,3
· · ·M(εn+1)
an+1,bn+1,3
)
∈ End
( a
W ⊗
b
W
)
, (6.19)
where the scalar ρ(z) is inserted to control the normalization. The trace are taken with respect
to the auxiliary Fock space F =
3
F signified by 3. Pictorially the matrix element (6.20) of (6.19)
is expressed as follows:
Here the broken arrows designate either F or V (6.8) according to εi = 0 or 1, and the winding
arrow does
3
F over which the trace is taken. In short (6.19) is a matrix product construction of
quantum R matrix R(z) by operators satisfying the tetrahedron equation. The formula (2.3) is
just the concrete form of (6.19) for (ε1, . . . , εn+1) = (0, . . . , 0).
It is not known if this type of construction extends much beyond the generalized quantum
group UA. See [36, Section 2.8] for the list of the known results. However, the formula (6.19) is
often more efficient than the fusion procedure practically. It also reveals a hidden 3D structure in
a class of R matrices [4] and has led to another application to the multispecies totally asymmetric
simple exclusion and zero range processes when ∀ εi = 1 and ∀ εi = 0 [30, 32]. Except for the
two cases however, these R matrices do not satisfy the sum-to-unity in general16 and we have
not found an application to stochastic systems.
15See around [36, equation (2.5)] for the definition of hi.
16This is partly because [29, Lemma 5] becomes trivial for s ≥ 3 invalidating the argument similar to the proof
of [29, Theorem 6].
Integrable Structure of Multispecies Zero Range Process 23
Define the matrix elements of R(z) by
R(z)(|α〉 ⊗ |β〉) =
∑
γ,δ
R(z)γ,δα,β|γ〉 ⊗ |δ〉, (6.20)
where |α〉, . . . , |δ〉 ∈ W (6.9). It satisfies
R(z)γ,δα,β = 0 unless γ + δ = α+ β and |γ| = |α|, |δ| = |β|,
which implies that R(z) decomposes into matrices acting on finite-dimensional vector spaces:
R(z) =
⊕
l,m≥0
Rl,m(z), Rl,m(z) ∈ End(Vl ⊗ Vm),
where the former sum ranges over 0 ≤ l,m ≤ n+ 1 if ε1 = · · · = εn+1 = 1 and l,m ∈ Z≥0 other-
wise17. The normalization (6.14) and (6.15) is achieved by choosing ρ(z) = (−q)−max(m−l,0)(1−
q|l−m|z) and ρ(z) = z−m(ql−mz;q2)m+1
(ql−m+2z−1;q2)m
in (6.19), respectively [36, Section 2.6]. When l = m, we
have
Rm,m(1)(|α〉 ⊗ |β〉) = |β〉 ⊗ |α〉.
Proposition 6.4 ([36]). For arbitrary sequence (ε1, . . . , εn+1) ∈ {0, 1}n+1, the matrix Rl,m(z =
x/y) satisfies (6.12).
From Theorem 6.3 and Proposition 6.4 it follows that Rl,m(z) associated with the sequence
(ε1, . . . , εn+1) = (1κ, 0n+1−κ) with 0 ≤ κ ≤ n+ 1 is indeed the quantum R matrix of UA.
Example 6.5. Consider UA(1, 0). For l,m ≥ 1, one has Vm = C|0,m〉⊕C|1,m−1〉 ⊂ W = V ⊗F
and similarly for Vl. The action of R(z) on Vl ⊗ Vm is given by
R(z)(|0, l〉 ⊗ |0,m〉) = |0, l〉 ⊗ |0,m〉,
R(z)(|1, l − 1〉 ⊗ |0,m〉) =
1− q2m
z − ql+m
|0, l〉 ⊗ |1,m− 1〉+
qmz − ql
z − ql+m
|1, l − 1〉 ⊗ |0,m〉,
R(z)(|0, l〉 ⊗ |1,m− 1〉) =
qlz − qm
z − ql+m
|0, l〉 ⊗ |1,m− 1〉+
(1− q2l)z
z − ql+m
|1, l − 1〉 ⊗ |0,m〉,
R(z)(|1, l − 1〉 ⊗ |1,m− 1〉) =
1− ql+mz
z − ql+m
|1, l − 1〉 ⊗ |1,m− 1〉.
6.3 Special value of R matrix
In this subsection we wish to obtain an explicit form of R(z) = Rl,m(z) at z = ql−m. We are
going to show the following theorem.
Theorem 6.6. When l ≤ m and (ε1, . . . , εn+1) = (1κ, 0n+1−κ) with 0 ≤ κ ≤ n+ 1, the following
formula is valid:
R
(
z = ql−m
)γ,δ
α,β
= δγ+δα+βq
ψ+l(l−m)θ(κ=n+1)
(
m
l
)θ(κ=n+1)−1
q2
n+1∏
i=1
(
βi
γi
)
q2
, (6.21)
ψ = ψγ,δα,β =
∑
1≤i<j≤n+1
αi(βj − γj) +
∑
1≤i<j≤n+1
(βi − γi)γj .
17The notation Vl matches (2.1) when ∀ εi = 0. It was denoted by Wl in [36] although.
24 A. Kuniba, M. Okado and S. Watanabe
Set î = ei − ei+1 for i ∈ Zn+1. It is straightforward to check
Lemma 6.7.
ψγ−î,δα,β − ψγ,δ−îα,β = γi+1 − αi + βi − γi + 1 + (l −m)δi,0,
ψγ,δ
α+î,β
− ψγ,δ−îα,β = βi+1 − γi+1 + (l −m)δi,0, ψγ,δ
α,β+î
− ψγ,δ−îα,β = γi+1 − αi.
Proposition 6.8. Denote the r.h.s. of (6.21) by Xγ,δ
α,β and set X(|α〉 ⊗ |β〉) =
∑
γ,δ
Xγ,δ
α,β|γ〉 ⊗ |δ〉.
Suppose l ≤ m. Then for any x, y such that x/y = ql−m and (ε1, . . . , εn+1) ∈ {0, 1}n+1, we have(
πlx ⊗ πmy
)
∆op(g)X = X
(
πlx ⊗ πmy
)
∆(g) ∀ g ∈ UA(ε1, . . . , εn+1). (6.22)
Proof. It suffices to show it for g = ki, ei, fi in the four cases (εi, εi+1) = (1, 1), (1, 0), (0, 1),
(0, 0). The case (εi, εi+1) = (0, 0) was done in [29]. Here we treat (εi, εi+1) = (0, 1) case. The
proof for (εi, εi+1) = (1, 1), (1, 0) are similar. The relation (6.22) with g = ki means the weight
conservation and it holds due to the factor δγ+δα+β. In the sequel we show (6.22) for g = fi. The
case g = ei is similar hence omitted. Let the both sides of (6.22) act on |α〉 ⊗ |β〉 ∈ Vl ⊗ Vm
and compare the coefficients of |γ〉 ⊗ |δ〉 ∈ Vl ⊗ Vm in the output vector. Using (6.7), (6.11)
and (6.20) we find that the relation to be proved is
Xγ,δ−î
α,β [δi+1 + 1]θ(δi+1 = 0) +Xγ−î,δ
α,β qδi+δi+1(−1)−δi+1z−δi,0 [γi+1 + 1]θ(γi+1 = 0)
= Xγ,δ
α+î,β
[αi+1]θ(αi+1 = 1)z−δi,0 +Xγ,δ
α,β+î
[βi+1]θ(βi+1 = 1)qαi+αi+1(−1)−αi+1
at z = ql−m under the weight conservation (i) αi + βi = γi + δi − 1 and (ii) αi+1 + βi+1 =
γi+1 + δi+1 + 1. By substituting (6.21) and applying Lemma 6.7, it is simplified to
[δi+1 + 1]
(
1− q2βi+1
)(
1− q2(βi−γi+1)
)(
1− q2(γi+1+1)
)
θ(δi+1 = 0)
+ qγi+1+δi+1+2βi−2γi+2[γi+1 + 1]
(
1− q2βi+1
)(
1− q2(βi+1−γi+1)
)
×
(
1− q2γi
)
(−1)δi+1θ(γi+1 = 0)
= qβi+1−γi+1 [αi+1]
(
1− q2βi+1
)(
1− q2(βi−γi+1)
)(
1− q2(γi+1+1)
)
θ(αi+1 = 1)
+ qγi+1+αi+1 [βi+1]
(
1− q2(βi+1)
)(
1− q2(βi+1−γi+1)
)(
1− q2(γi+1+1)
)
× (−1)αi+1θ(βi+1 = 1).
From the weight conservation (ii) αi+1 + βi+1 = γi+1 + δi+1 + 1 and εi+1 = 1, we have only
four cases (αi+1, βi+1, γi+1, δi+1) = (1, 1, 1, 0), (1, 0, 0, 0), (0, 1, 0, 0), (1, 1, 0, 1). They are easily
checked by using (i). �
Proof of Theorem 6.6. The UA-module Vl ⊗ Vm is irreducible for the choice (ε1, . . . , εn+1) =
(1κ, 0n+1−κ) with 0 ≤ κ ≤ n + 1 by [36, Proposition 6.11]. (This fact has been quoted as
Theorem 6.3 in this paper.) Therefore R(z) is uniquely characterized by the relation (6.22) up
to normalization. The agreement of the normalization is readily checked. �
If Conjecture 6.2 holds, Proposition 6.8 tells that the factorized formula in Theorem 6.6 is
valid for arbitrary (ε1, . . . , εn+1) ∈ {0, 1}n+1.
Integrable Structure of Multispecies Zero Range Process 25
6.4 Parameter version
For n ∈ Z≥1 and ε = (ε1, . . . , εn) ∈ {0, 1}n, set
B(ε) = {(α1, . . . , αn) |αi ∈ {0, 1} if εi = 1, αi ∈ Z≥0 if εi = 0},
W (ε) =
⊕
(α1,...,αn)∈B(ε)
C|α1, . . . , αn〉.
Note that we have shifted to the n-component setting. Introduce the operator S(ε)(λ, µ) ∈
End(W (ε)⊗W (ε)) depending on the parameters λ, µ by
S(ε)(λ, µ)(|α〉 ⊗ |β〉) =
∑
γ,δ∈B(ε)
S(λ, µ)γ,δα,β|γ〉 ⊗ |δ〉, (6.23)
where the element S(λ, µ)γ,δα,β is specified by exactly the same formula as (2.11) and (2.9). In
other words S(ε)(λ, µ) is a restriction of S(λ, µ) ∈ End(W ⊗W ) on W (ε)⊗W (ε), where W was
defined before (2.10). It corresponds to the parameter version of R(z = ql−m) for (ε1, . . . , εn+1)
with εn+1 = 0.18
Combining the YBE (6.18), Theorem 6.6 and the argument similar to [29, Section 2.3], one
can generalize (2.12) to
Theorem 6.9. For ε = (1κ, 0n−κ) with 0 ≤ κ ≤ n, S(ε)(λ, µ) satisfies the YBE:
S
(ε)
1,2(ν1, ν2)S
(ε)
1,3(ν1, ν3)S
(ε)
2,3(ν2, ν3) = S
(ε)
2,3(ν2, ν3)S
(ε)
1,3(ν1, ν3)S
(ε)
1,2(ν1, ν2).
In view of Conjecture 6.2 we also conjecture that the above YBE is valid for arbitrary ε ∈
{0, 1}n. A direct proof of this assertion will not be difficult although we do not pursue it here.
On the other hand, the sum-to-unity (2.13) does not hold in general if ε 6= (0, . . . , 0). Here is
the simplest example.
Example 6.10. S(ε)(λ, µ) with n = 1 and ε = (1) defines a five vertex model whose vertex
weights read
in the convention (2.14). One sees that the sum-to-unity (2.13) is invalid when (α, β) = (1, 1)
because S(1)(λ, µ)0,21,1 = λ−µ
λ(1−µ) must be dismissed from the sum. These weights also possess the
NW-freeness mentioned in Remark 3.2.
7 Summary
We have reviewed the construction of the multispecies ZRP in [29], the matrix product for-
mula for the stationary probability in [34, 35] and the relevant quantum R matrices originat-
ing in the tetrahedron equation and the generalized quantum groups in [36]. We have also
pointed out a new commuting Markov transfer matrix in Section 2.3, the associated Markov
Hamiltonian (3.10), the Serre type relations (6.3)–(6.6) for the generalized quantum group
UA(ε1, . . . , εn+1), factorization of its quantum R matrix at special point of the spectral parameter
in Theorem 6.6, and the parameter version of the R matrix (6.23) satisfying the YBE.
18For example S(1,...,1)(λ, µ) originates in Rl,m(z) with ‘inhomogeneous’ choice (ε1, . . . , εn+1) = (1, . . . , 1, 0).
26 A. Kuniba, M. Okado and S. Watanabe
A Example of Rl,m(z) for UA(1, 1, 0)
Consider UA(1, 1, 0). For l,m ≥ 2, one has Vm = C|0, 0,m〉 ⊕ C|0, 1,m − 1〉 ⊕ C|1, 0,m − 1〉 ⊕
C|1, 1,m − 2〉 ⊂ W = V ⊗ V ⊗ F and similarly for Vl. The action of R(z) on Vl ⊗ Vm is given
by
R(z)(|0, 0, l〉 ⊗ |0, 0,m〉) = |0, 0, l〉 ⊗ |0, 0,m〉,
R(z)(|0, 0, l〉 ⊗ |0, 1,m− 1〉) =
qlz − qm
z − ql+m
|0, 0, l〉 ⊗ |0, 1,m− 1〉
+
(1− q2l)z
z − ql+m
|0, 1, l − 1〉 ⊗ |0, 0,m〉,
R(z)(|0, 0, l〉 ⊗ |1, 0,m− 1〉) =
qlz − qm
z − ql+m
|0, 0, l〉 ⊗ |1, 0,m− 1〉
+
(1− q2l)z
z − ql+m
|1, 0, l − 1〉 ⊗ |0, 0,m〉,
R(z)(|0, 0, l〉 ⊗ |1, 1,m− 2〉) =
(qm − qlz)(qm − ql+2z)
(ql+m − z)(ql+m − q2z)
|0, 0, l〉 ⊗ |1, 1,m− 2〉
+
(qlz − qm)(1− q2l)zq2
(ql+m − z)(ql+m − q2z)
|0, 1, l − 1〉 ⊗ |1, 0,m− 1〉
+
(qlz − qm)(1− q2l)zq
(ql+m − z)(ql+m − q2z)
|1, 0, l − 1〉 ⊗ |0, 1,m− 1〉
+
(1− q2l)(1− q2l−2)z2q2
(ql+m − z)(ql+m − q2z)
|1, 1, l − 2〉 ⊗ |0, 0,m〉,
R(z)(|1, 1, l − 2〉 ⊗ |0, 0,m〉) =
q2(1− q2m)(1− q2m−2)
(ql+m − z)(ql+m − q2z)
|0, 0, l〉 ⊗ |1, 1,m− 2〉
+
q2(1− q2m)(qmz − ql)
(ql+m − z)(ql+m − q2z)
|0, 1, l − 1〉 ⊗ |1, 0,m− 1〉
+
q(1− q2m)(qmz − ql)
(ql+m − z)(ql+m − q2z)
|1, 0, l − 1〉 ⊗ |0, 1,m− 1〉
+
(qmz − ql)(qm+2z − ql)
(ql+m − z)(ql+m − q2z)
|1, 1, l − 2〉 ⊗ |0, 0,m〉,
R(z)(|1, 1, l − 2〉 ⊗ |0, 1,m− 1〉) =
(1− ql+mz)(1− q2m−2)
(ql+m − z)(ql+m−2 − z)
|0, 1, l − 1〉 ⊗ |1, 1,m− 2〉
+
(1− ql+mz)(qm−1z − ql−1)
(ql+m − z)(ql+m−2 − z)
|1, 1, l − 2〉 ⊗ |0, 1,m− 1〉,
R(z)(|1, 1, l − 2〉 ⊗ |1, 0,m− 1〉) =
(1− ql+mz)(1− q2m−2)
(ql+m − z)(ql+m−2 − z)
|1, 0, l − 1〉 ⊗ |1, 1,m− 2〉
+
(1− ql+mz)(qm−1z − ql−1)
(ql+m − z)(ql+m−2 − z)
|1, 1, l − 2〉 ⊗ |1, 0,m− 1〉,
R(z)(|1, 1, l − 2〉 ⊗ |1, 1,m− 2〉) =
(1− ql+mz)(1− ql+m−2z)
(ql+m − z)(ql+m−2 − z)
|1, 1, l − 2〉 ⊗ |1, 1,m− 2〉,
R(z)(|1, 0, l − 1〉 ⊗ |0, 0,m〉) =
1− q2m
z − ql+m
|0, 0, l〉 ⊗ |1, 0,m− 1〉
+
qmz − ql
z − ql+m
|1, 0, l − 1〉 ⊗ |0, 0,m〉,
Integrable Structure of Multispecies Zero Range Process 27
R(z)(|1, 0, l − 1〉 ⊗ |0, 1,m− 1〉) =
(q2m − q2)(qm − qlz)
(ql+m − z)(ql+m − q2z)
|0, 0, l〉 ⊗ |1, 1,m− 2〉
+
(q2 − 1)ql+m + (q2 − q2+2l − q2+2m + q2l+2m)z
(ql+m − z)(ql+m − q2z)
× |0, 1, l − 1〉 ⊗ |1, 0,m− 1〉
+
q(qm − qlz)(ql − qmz)
(ql+m − z)(ql+m − q2z)
|1, 0, l − 1〉 ⊗ |0, 1,m− 1〉
+
(q2l − q2)(ql − qmz)z
(ql+m − z)(ql+m − q2z)
|1, 1, l − 2〉 ⊗ |0, 0,m〉,
R(z)(|1, 0, l − 1〉 ⊗ |1, 0,m− 1〉) =
1− ql+mz
z − ql+m
|1, 0, l − 1〉 ⊗ |1, 0,m− 1〉,
R(z)(|1, 0, l − 1〉 ⊗ |1, 1,m− 2〉) =
q(1− ql+mz)(qlz − qm)
(ql+m − z)(ql+m − q2z)
|1, 0, l − 1〉 ⊗ |1, 1,m− 2〉
+
q2z(1− ql+mz)(1− q2l−2)
(ql+m − z)(ql+m − q2z)
|1, 1, l − 2〉 ⊗ |1, 0,m− 1〉,
R(z)(|0, 1, l − 1〉 ⊗ |0, 0,m〉) =
1− q2m
z − ql+m
|0, 0, l〉 ⊗ |0, 1,m− 1〉
+
qmz − ql
z − ql+m
|0, 1, l − 1〉 ⊗ |0, 0,m〉,
R(z)(|0, 1, l − 1〉 ⊗ |0, 1,m− 1〉) =
1− ql+mz
z − ql+m
|0, 1, l − 1〉 ⊗ |0, 1,m− 1〉,
R(z)(|0, 1, l − 1〉 ⊗ |1, 0,m− 1〉) =
q(qlz − qm)(1− q2m−2)
(ql+m − z)(ql+m − q2z)
|0, 0, l〉 ⊗ |1, 1,m− 2〉
+
q(qlz − qm)(qmz − ql)
(ql+m − z)(ql+m − q2z)
|0, 1, l − 1〉 ⊗ |1, 0,m− 1〉
+
ql+m(1− q2)z2 + (q2 + q2l+2m − q2l − q2m)z
(ql+m − z)(ql+m − q2z)
× |1, 0, l − 1〉 ⊗ |0, 1,m− 1〉
+
qz(1− q2l−2)(qmz − ql)
(ql+m − z)(ql+m − q2z)
|1, 1, l − 2〉 ⊗ |0, 0,m〉,
R(z)(|0, 1, l − 1〉 ⊗ |1, 1,m− 2〉) =
(1− ql+mz)(ql−1z − qm−1)
(z − ql+m)(z − ql+m−2)
|0, 1, l − 1〉 ⊗ |1, 1,m− 2〉
+
(1− ql+mz)(1− q2l−2)z
(z − ql+m)(z − ql+m−2)
|1, 1, l − 2〉 ⊗ |0, 1,m− 1〉.
Acknowledgments
The authors thank Ivan Corwin, Philippe Di Francesco, Alexandr Garbali, Michio Jimbo and
Tomohiro Sasamoto for kind interest. They also thank Jeffrey Kuan for informing them of the
interesting work [27] and Shohei Machida for letting them know the Serre relations of UA(ε). Last
but not least we thank the anonymous referees for productive suggestions to improve the paper.
This work is supported by Grants-in-Aid for Scientific Research No. 15K04892, No. 15K13429
and No. 16H03922 from JSPS.
28 A. Kuniba, M. Okado and S. Watanabe
References
[1] Alcaraz F.C., Lazo M.J., Exact solutions of exactly integrable quantum chains by a matrix product ansatz,
J. Phys. A: Math. Gen. 37 (2004), 4149–4182, cond-mat/0312373.
[2] Arita C., Kuniba A., Sakai K., Sawabe T., Spectrum of a multi-species asymmetric simple exclusion process
on a ring, J. Phys. A: Math. Theor. 42 (2009), 345002, 41 pages, arXiv:0904.1481.
[3] Baxter R.J., Exactly solved models in statistical mechanics, Dover Publications, Mineola, N.Y., 2007.
[4] Bazhanov V.V., Sergeev S.M., Zamolodchikov’s tetrahedron equation and hidden structure of quantum
groups, J. Phys. A: Math. Gen. 39 (2006), 3295–3310, hep-th/0509181.
[5] Belitsky V., Schütz G.M., Quantum algebra symmetry of the ASEP with second-class particles, J. Stat.
Phys. 161 (2015), 821–842, arXiv:1504.06958.
[6] Blythe R.A., Evans M.R., Nonequilibrium steady states of matrix-product form: a solver’s guide, J. Phys. A:
Math. Theor. 40 (2007), R333–R441, arXiv:0706.1678.
[7] Borodin A., Corwin I., Gorin V., Stochastic six-vertex model, Duke Math. J. 165 (2016), 563–624,
arXiv:1407.6729.
[8] Borodin A., Petrov L., Higher spin six vertex model and symmetric rational functions, arXiv:1601.05770.
[9] Bosnjak G., Mangazeev V.V., Construction of R-matrices for symmetric tensor representations related to
Uq(ŝln), J. Phys. A: Math. Theor. 49 (2016), 495204, 19 pages, arXiv:1607.07968.
[10] Cantini L., de Gier J., Wheeler M., Matrix product formula for Macdonald polynomials, J. Phys. A: Math.
Theor. 48 (2015), 384001, 25 pages, arXiv:1505.00287.
[11] Cantini L., Garbali A., de Gier J., Wheeler M., Koornwinder polynomials and the stationary multi-species
asymmetric exclusion process with open boundaries, J. Phys. A: Math. Theor. 49 (2016), 444002, 23 pages,
arXiv:1607.00039.
[12] Corwin I., The q-Hahn boson process and q-Hahn TASEP, Int. Math. Res. Not. 2015 (2015), 5577–5603.
[13] Corwin I., Petrov L., Stochastic higher spin vertex models on the line, Comm. Math. Phys. 343 (2016),
651–700, arXiv:1502.07374.
[14] Crampe N., Ragoucy E., Vanicat M., Integrable approach to simple exclusion processes with boundaries.
Review and progress, J. Stat. Mech. Theory Exp. (2014), P11032, 42 pages, arXiv:1408.5357.
[15] Derrida B., Evans M.R., Hakim V., Pasquier V., Exact solution of a 1D asymmetric exclusion model using
a matrix formulation, J. Phys. A: Math. Gen. 26 (1993), 1493–1517.
[16] Evans M.R., Hanney T., Nonequilibrium statistical mechanics of the zero-range process and related models,
J. Phys. A: Math. Gen. 38 (2005), R195–R240, cond-mat/0501338.
[17] Evans M.R., Majumdar S.N., Zia R.K.P., Factorized steady states in mass transport models, J. Phys. A:
Math. Gen. 37 (2004), L275–L280, cond-mat/0406524.
[18] Faddeyev L.D., Quantum completely integrable models in field theory, in Mathematical Physics Reviews,
Vol. 1, Soviet Sci. Rev. Sect. C: Math. Phys. Rev., Vol. 1, Harwood Academic, Chur, 1980, 107–155.
[19] Frenkel I.B., Reshetikhin N.Yu., Quantum affine algebras and holonomic difference equations, Comm. Math.
Phys. 146 (1992), 1–60.
[20] Garbali A., de Gier J., Wheeler M., A new generalisation of Macdonald polynomials, Comm. Math. Phys.
352 (2017), 773–804, arXiv:1605.07200.
[21] Großkinsky S., Schütz G.M., Spohn H., Condensation in the zero range process: stationary and dynamical
properties, J. Stat. Phys. 113 (2003), 389–410, cond-mat/0302079.
[22] Gwa L.-H., Spohn H., Bethe solution for the dynamical-scaling exponent of the noisy Burgers equation,
Phys. Rev. A 46 (1992), 844–854.
[23] Jimbo M., A q-analogue of U(gl(N + 1)), Hecke algebra, and the Yang–Baxter equation, Lett. Math. Phys.
11 (1986), 247–252.
[24] Jimbo M. (Editor), Yang–Baxter equation in integrable systems, Adv. Ser. Math. Phys., Vol. 10, World Sci.
Publ., Teaneck, NJ, 1990.
[25] Kapranov M.M., Voevodsky V.A., 2-categories and Zamolodchikov tetrahedra equations, in Algebraic
Groups and their Generalizations: Quantum and Infinite-Dimensional Methods (University Park, PA, 1991),
Proc. Sympos. Pure Math., Vol. 56, Amer. Math. Soc., Providence, RI, 1994, 177–259.
https://doi.org/10.1088/0305-4470/37/14/001
https://arxiv.org/abs/cond-mat/0312373
https://doi.org/10.1088/1751-8113/42/34/345002
https://arxiv.org/abs/0904.1481
https://doi.org/10.1088/0305-4470/39/13/009
https://arxiv.org/abs/hep-th/0509181
https://doi.org/10.1007/s10955-015-1363-1
https://doi.org/10.1007/s10955-015-1363-1
https://arxiv.org/abs/1504.06958
https://doi.org/10.1088/1751-8113/40/46/R01
https://doi.org/10.1088/1751-8113/40/46/R01
https://arxiv.org/abs/0706.1678
https://doi.org/10.1215/00127094-3166843
https://arxiv.org/abs/1407.6729
https://arxiv.org/abs/1601.05770
https://doi.org/10.1088/1751-8113/49/49/495204
https://arxiv.org/abs/1607.07968
https://doi.org/10.1088/1751-8113/48/38/384001
https://doi.org/10.1088/1751-8113/48/38/384001
https://arxiv.org/abs/1505.00287
https://doi.org/10.1088/1751-8113/49/44/444002
https://arxiv.org/abs/1607.00039
https://doi.org/10.1093/imrn/rnu094
https://doi.org/10.1007/s00220-015-2479-5
https://arxiv.org/abs/1502.07374
https://doi.org/10.1088/1742-5468/2014/11/P11032
https://arxiv.org/abs/1408.5357
https://doi.org/10.1088/0305-4470/26/7/011
https://doi.org/10.1088/0305-4470/38/19/R01
https://arxiv.org/abs/cond-mat/0501338
https://doi.org/10.1088/0305-4470/37/25/L02
https://doi.org/10.1088/0305-4470/37/25/L02
https://arxiv.org/abs/cond-mat/0406524
https://doi.org/10.1007/BF02099206
https://doi.org/10.1007/BF02099206
https://doi.org/10.1007/s00220-016-2818-1
https://arxiv.org/abs/1605.07200
https://doi.org/10.1023/A:1026008532442
https://arxiv.org/abs/cond-mat/0302079
https://doi.org/10.1103/PhysRevA.46.844
https://doi.org/10.1007/BF00400222
Integrable Structure of Multispecies Zero Range Process 29
[26] Kipnis C., Landim C., Scaling limits of interacting particle systems, Grundlehren der Mathematischen
Wissenschaften, Vol. 320, Springer-Verlag, Berlin, 1999.
[27] Kuan J., An algebraic construction of duality functions for the stochastic Uq(A
(1)
n ) vertex model and its
degenerations, arXiv:1701.04468.
[28] Kulish P.P., Reshetikhin N.Yu., Sklyanin E.K., Yang–Baxter equations and representation theory. I, Lett.
Math. Phys. 5 (1981), 393–403.
[29] Kuniba A., Mangazeev V.V., Maruyama S., Okado M., Stochastic R matrix for Uq(A
(1)
n ), Nuclear Phys. B
913 (2016), 248–277, arXiv:1604.08304.
[30] Kuniba A., Maruyama S., Okado M., Multispecies TASEP and the tetrahedron equation, J. Phys. A: Math.
Theor. 49 (2016), 114001, 22 pages, arXiv:1509.09018.
[31] Kuniba A., Maruyama S., Okado M., Multispecies totally asymmetric zero range process: I. Multiline process
and combinatorial R, J. Integrable Syst. 1 (2016), xyw002, 30 pages, arXiv:1511.09168.
[32] Kuniba A., Maruyama S., Okado M., Multispecies totally asymmetric zero range process: II. Hat relation
and tetrahedron equation, J. Integrable Syst. 1 (2016), xyw008, 20 pages, arXiv:1602.04574.
[33] Kuniba A., Okado M., Tetrahedron equation and quantum R matrices for q-oscillator representations of
Uq(A
(2)
2n ), Uq(C
(1)
n ) and Uq(D
(2)
n+1), Comm. Math. Phys. 334 (2015), 1219–1244, arXiv:1311.4258.
[34] Kuniba A., Okado M., Matrix product formula for Uq(A
(1)
2 )-zero range process, J. Phys. A: Math. Theor.
50 (2017), 044001, 20 pages, arXiv:1608.02779.
[35] Kuniba A., Okado M., A q-boson representation of Zamolodchikov–Faddeev algebra for stochastic R matrix
of Uq
(
A
(1)
n
)
, Lett. Math. Phys. 107 (2017), 1111–1130, arXiv:1610.00531.
[36] Kuniba A., Okado M., Sergeev S., Tetrahedron equation and generalized quantum groups, J. Phys. A: Math.
Theor. 48 (2015), 304001, 38 pages, arXiv:1503.08536.
[37] Machida S., Quantized superalgebras and generalized quantum groups, Master Thesis, Osaka City Univer-
sity, 2017.
[38] Motegi K., Sakai K., Vertex models, TASEP and Grothendieck polynomials, J. Phys. A: Math. Theor. 46
(2013), 355201, 26 pages, arXiv:1305.3030.
[39] Povolotsky A.M., On the integrability of zero-range chipping models with factorized steady states,
J. Phys. A: Math. Theor. 46 (2013), 465205, 25 pages, arXiv:1308.3250.
[40] Prolhac S., Evans M.R., Mallick K., The matrix product solution of the multispecies partially asymmetric
exclusion process, J. Phys. A: Math. Theor. 42 (2009), 165004, 25 pages, arXiv:0812.3293.
[41] Sasamoto T., Wadati M., Stationary state of integrable systems in matrix product form, J. Phys. Soc. Japan
66 (1997), 2618–2627.
[42] Sasamoto T., Wadati M., Exact results for one-dimensional totally asymmetric diffusion models, J. Phys. A:
Math. Gen. 31 (1998), 6057–6071.
[43] Sergeev S.M., Classical integrable field theories in discrete (2+1)-dimensional spacetime, J. Phys. A: Math.
Theor. 42 (2009), 295206, 19 pages, arXiv:0902.4265.
[44] Spitzer F., Interaction of Markov processes, Adv. Math. 5 (1970), 246–290.
[45] Takeyama Y., A deformation of affine Hecke algebra and integrable stochastic particle system, J. Phys. A:
Math. Theor. 47 (2014), 465203, 19 pages, arXiv:1407.1960.
[46] Takeyama Y., Algebraic construction of multi-species q-Boson system, arXiv:1507.02033.
[47] Tracy C.A., Widom H., On the asymmetric simple exclusion process with multiple species, J. Stat. Phys.
150 (2013), 457–470, arXiv:1105.4906.
[48] Yamane H., On defining relations of affine Lie superalgebras and affine quantized universal enveloping
superalgebras, Publ. Res. Inst. Math. Sci. 35 (1999), 321–390, q-alg/9603015.
[49] Yang C.N., Some exact results for the many-body problem in one dimension with repulsive delta-function
interaction, Phys. Rev. Lett. 19 (1967), 1312–1315.
[50] Zamolodchikov A.B., Tetrahedra equations and integrable systems in three-dimensional space, Soviet Phys.
JETP 79 (1980), 641–664.
[51] Zamolodchikov A.B., Zamolodchikov A.B., Factorized S-matrices in two dimensions as the exact solutions
of certain relativistic quantum field theory models, Ann. Physics 120 (1979), 253–291.
https://doi.org/10.1007/978-3-662-03752-2
https://doi.org/10.1007/978-3-662-03752-2
https://arxiv.org/abs/1701.04468
https://doi.org/10.1007/BF02285311
https://doi.org/10.1007/BF02285311
https://doi.org/10.1016/j.nuclphysb.2016.09.016
https://arxiv.org/abs/1604.08304
https://doi.org/10.1088/1751-8113/49/11/114001
https://doi.org/10.1088/1751-8113/49/11/114001
https://arxiv.org/abs/1509.09018
https://doi.org/10.1093/integr/xyw002
https://arxiv.org/abs/1511.09168
https://doi.org/10.1093/integr/xyw008
https://arxiv.org/abs/1602.04574
https://doi.org/10.1007/s00220-014-2147-1
https://arxiv.org/abs/1311.4258
https://doi.org/10.1088/1751-8121/50/4/044001
https://arxiv.org/abs/1608.02779
https://doi.org/10.1007/s11005-016-0934-7
https://arxiv.org/abs/1610.00531
https://doi.org/10.1088/1751-8113/48/30/304001
https://doi.org/10.1088/1751-8113/48/30/304001
https://arxiv.org/abs/1503.08536
https://doi.org/10.1088/1751-8113/46/35/355201
https://arxiv.org/abs/1305.3030
https://doi.org/10.1088/1751-8113/46/46/465205
https://arxiv.org/abs/1308.3250
https://doi.org/10.1088/1751-8113/42/16/165004
https://arxiv.org/abs/0812.3293
https://doi.org/10.1143/JPSJ.66.2618
https://doi.org/10.1088/0305-4470/31/28/019
https://doi.org/10.1088/0305-4470/31/28/019
https://doi.org/10.1088/1751-8113/42/29/295206
https://doi.org/10.1088/1751-8113/42/29/295206
https://arxiv.org/abs/0902.4265
https://doi.org/10.1016/0001-8708(70)90034-4
https://doi.org/10.1088/1751-8113/47/46/465203
https://doi.org/10.1088/1751-8113/47/46/465203
https://arxiv.org/abs/1407.1960
https://arxiv.org/abs/1507.02033
https://doi.org/10.1007/s10955-012-0531-9
https://arxiv.org/abs/1105.4906
https://doi.org/10.2977/prims/1195143607
https://arxiv.org/abs/q-alg/9603015
https://doi.org/10.1103/PhysRevLett.19.1312
https://doi.org/10.1016/0003-4916(79)90391-9
1 Introduction
2 Commuting transfer matrices
2.1 Stochastic R matrice
2.2 Commuting transfer matrices with periodic boundary condition
2.3 Commuting transfer matrices with mixed boundary condition
3 Integrable multispecies zero range process
3.1 Discrete time Markov process
3.2 Continuous time Markov process
3.3 Models associated with S(z)
4 Stationary states
4.1 Stationary probability
4.2 Some examples
4.3 Matrix product construction
5 Zamolodchikov–Faddeev algebra
5.1 General remarks
5.2 q-boson representation
5.3 Explicit formula
6 R matrices of generalized quantum group
6.1 Definition of UA
6.2 Construction of R matrix
6.3 Special value of R matrix
6.4 Parameter version
7 Summary
A Example of Rl,m(z) for UA(1,1,0)
References
|