Contractions of 2D 2nd Order Quantum Superintegrable Systems and the Askey Scheme for Hypergeometric Orthogonal Polynomials
We show explicitly that all 2nd order superintegrable systems in 2 dimensions are limiting cases of a single system: the generic 3-parameter potential on the 2-sphere, S9 in our listing. We extend the Wigner-Inönü method of Lie algebra contractions to contractions of quadratic algebras and show that...
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irk-123456789-1493412019-02-22T01:24:13Z Contractions of 2D 2nd Order Quantum Superintegrable Systems and the Askey Scheme for Hypergeometric Orthogonal Polynomials Kalnins, E.G. Miller Jr., W. Post, S. We show explicitly that all 2nd order superintegrable systems in 2 dimensions are limiting cases of a single system: the generic 3-parameter potential on the 2-sphere, S9 in our listing. We extend the Wigner-Inönü method of Lie algebra contractions to contractions of quadratic algebras and show that all of the quadratic symmetry algebras of these systems are contractions of that of S9. Amazingly, all of the relevant contractions of these superintegrable systems on flat space and the sphere are uniquely induced by the well known Lie algebra contractions of e(2) and so(3). By contracting function space realizations of irreducible representations of the S9 algebra (which give the structure equations for Racah/Wilson polynomials) to the other superintegrable systems, and using Wigner's idea of ''saving'' a representation, we obtain the full Askey scheme of hypergeometric orthogonal polynomials. This relationship directly ties the polynomials and their structure equations to physical phenomena. It is more general because it applies to all special functions that arise from these systems via separation of variables, not just those of hypergeometric type, and it extends to higher dimensions. 2013 Article Contractions of 2D 2nd Order Quantum Superintegrable Systems and the Askey Scheme for Hypergeometric Orthogonal Polynomials / E.G. Kalnins, W. Miller Jr., S. Post // Symmetry, Integrability and Geometry: Methods and Applications. — 2013. — Т. 9. — Бібліогр.: 40 назв. — англ. 1815-0659 2010 Mathematics Subject Classification: 33C45; 33D45; 33D80; 81R05; 81R12 DOI: http://dx.doi.org/10.3842/SIGMA.2013.057 http://dspace.nbuv.gov.ua/handle/123456789/149341 en Symmetry, Integrability and Geometry: Methods and Applications Інститут математики НАН України |
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We show explicitly that all 2nd order superintegrable systems in 2 dimensions are limiting cases of a single system: the generic 3-parameter potential on the 2-sphere, S9 in our listing. We extend the Wigner-Inönü method of Lie algebra contractions to contractions of quadratic algebras and show that all of the quadratic symmetry algebras of these systems are contractions of that of S9. Amazingly, all of the relevant contractions of these superintegrable systems on flat space and the sphere are uniquely induced by the well known Lie algebra contractions of e(2) and so(3). By contracting function space realizations of irreducible representations of the S9 algebra (which give the structure equations for Racah/Wilson polynomials) to the other superintegrable systems, and using Wigner's idea of ''saving'' a representation, we obtain the full Askey scheme of hypergeometric orthogonal polynomials. This relationship directly ties the polynomials and their structure equations to physical phenomena. It is more general because it applies to all special functions that arise from these systems via separation of variables, not just those of hypergeometric type, and it extends to higher dimensions. |
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Kalnins, E.G. Miller Jr., W. Post, S. |
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Kalnins, E.G. Miller Jr., W. Post, S. Contractions of 2D 2nd Order Quantum Superintegrable Systems and the Askey Scheme for Hypergeometric Orthogonal Polynomials Symmetry, Integrability and Geometry: Methods and Applications |
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Kalnins, E.G. Miller Jr., W. Post, S. |
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Kalnins, E.G. |
title |
Contractions of 2D 2nd Order Quantum Superintegrable Systems and the Askey Scheme for Hypergeometric Orthogonal Polynomials |
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Contractions of 2D 2nd Order Quantum Superintegrable Systems and the Askey Scheme for Hypergeometric Orthogonal Polynomials |
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Contractions of 2D 2nd Order Quantum Superintegrable Systems and the Askey Scheme for Hypergeometric Orthogonal Polynomials |
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Contractions of 2D 2nd Order Quantum Superintegrable Systems and the Askey Scheme for Hypergeometric Orthogonal Polynomials |
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Contractions of 2D 2nd Order Quantum Superintegrable Systems and the Askey Scheme for Hypergeometric Orthogonal Polynomials |
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contractions of 2d 2nd order quantum superintegrable systems and the askey scheme for hypergeometric orthogonal polynomials |
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Інститут математики НАН України |
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2013 |
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http://dspace.nbuv.gov.ua/handle/123456789/149341 |
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Contractions of 2D 2nd Order Quantum Superintegrable Systems and the Askey Scheme for Hypergeometric Orthogonal Polynomials / E.G. Kalnins, W. Miller Jr., S. Post // Symmetry, Integrability and Geometry: Methods and Applications. — 2013. — Т. 9. — Бібліогр.: 40 назв. — англ. |
series |
Symmetry, Integrability and Geometry: Methods and Applications |
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2025-07-12T21:52:43Z |
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2025-07-12T21:52:43Z |
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Symmetry, Integrability and Geometry: Methods and Applications SIGMA 9 (2013), 057, 28 pages
Contractions of 2D 2nd Order Quantum
Superintegrable Systems and the Askey Scheme
for Hypergeometric Orthogonal Polynomials
Ernest G. KALNINS †, Willard MILLER Jr. ‡ and Sarah POST §
† Department of Mathematics, University of Waikato, Hamilton, New Zealand
E-mail: math0236@waikato.ac.nz
‡ School of Mathematics, University of Minnesota, Minneapolis, MN, 55455, USA
E-mail: miller@ima.umn.edu
§ Department of Mathematics, U. Hawai‘i at Manoa, Honolulu, HI, 96822, USA
E-mail: spost@hawaii.edu
Received May 29, 2013, in final form September 26, 2013; Published online October 02, 2013
http://dx.doi.org/10.3842/SIGMA.2013.057
Abstract. We show explicitly that all 2nd order superintegrable systems in 2 dimensions are
limiting cases of a single system: the generic 3-parameter potential on the 2-sphere, S9 in our
listing. We extend the Wigner–Inönü method of Lie algebra contractions to contractions of
quadratic algebras and show that all of the quadratic symmetry algebras of these systems are
contractions of that of S9. Amazingly, all of the relevant contractions of these superintegrable
systems on flat space and the sphere are uniquely induced by the well known Lie algebra
contractions of e(2) and so(3). By contracting function space realizations of irreducible
representations of the S9 algebra (which give the structure equations for Racah/Wilson
polynomials) to the other superintegrable systems, and using Wigner’s idea of “saving”
a representation, we obtain the full Askey scheme of hypergeometric orthogonal polynomials.
This relationship directly ties the polynomials and their structure equations to physical
phenomena. It is more general because it applies to all special functions that arise from
these systems via separation of variables, not just those of hypergeometric type, and it
extends to higher dimensions.
Key words: Askey scheme; hypergeometric orthogonal polynomials; quadratic algebras
2010 Mathematics Subject Classification: 33C45; 33D45; 33D80; 81R05; 81R12
1 Introduction
A quantum superintegrable system is an integrable Hamiltonian system on an n-dimensional
Riemannian/pseudo-Riemannian manifold with potential, H = ∆n + V , that admits 2n− 1 al-
gebraically independent partial differential operators commuting with H, apparently the maxi-
mum possible. Superintegrability captures the properties of quantum Hamiltonian systems that
allow the Schrödinger eigenvalue problem HΨ = EΨ to be solved exactly, analytically and al-
gebraically, see [35] and references therein. A system is of order N if the maximum order of the
symmetry operators, other thanH, isN . The simplest examples of such systems are the 1st order
superintegrable systems given by the potential-free Hamiltonian on 2D Euclidean or Minkowski
space and on the 2-sphere. These are the Euclidean Helmholtz equation (P 2
1 + P 2
2 )Φ = −λ2Φ
(or the Klein–Gordon equation (P 2
1 − P 2
2 )Φ = −λ2Φ), and the Laplace–Beltrami eigenvalue
equation on the 2-sphere (J2
1 + J2
2 + J2
3 )Ψ = −j(j + 1)Ψ. Here the symmetry algebras are
Lie algebras. The symmetry generators in the first case are P1, P2, J and the commutators
close at 1st order to form the Lie algebra e(2). In the second case the generators are J1, J2, J3
mailto:math0236@waikato.ac.nz
mailto:miller@ima.umn.edu
mailto:spost@hawaii.edu
http://dx.doi.org/10.3842/SIGMA.2013.057
2 E.G. Kalnins, W. Miller Jr. and S. Post
and the symmetry algebra is the Lie algebra so(3). The irreducible representations of so(3)
are labeled by the integer j and are 2j + 1 dimensional. From this, one can deduce that the
Hilbert solution space of the eigenvalue equation breaks into a direct sum of eigenspaces, each
with eigenvalue −j(j + 1) for integer j and with multiplicity 2j + 1. One can find 2-variable
differential operator models of these irreducible representations in which the eigenfunctions of J3
are the spherical harmonics Yj,n. Similarly we can find models of the infinite dimensional ir-
reducible representations of e(2) for any λ > 0 such that the eigenfunctions of J are Bessel
functions Jn.
It was exactly these systems which motivated the pioneering work of Inönü and Wigner [14]
on Lie algebra contractions. While that paper introduced Lie algebra contractions in general,
the motivation and virtually all the examples were of symmetry groups of these systems. In [14]
it was shown that so(3) contracts to e(2). In the physical space this can be accomplished
by letting the radius of the sphere go to infinity, so that the surface flattens out. Under
this limit the Laplace–Beltrami eigenvalue equation goes to the Helmholtz equation. Also,
the irreducible representations of the eigenspaces of the equation on the sphere go to those
in Euclidean space but only if one “saves” the representation by passing through a sequence
of values of j going to infinity [14, 37]. Similarly the 2j + 1 dimensional models for so(3)
go to models for e(2) as j → ∞ and the spherical harmonics converge to Bessel functions.
The various special functions that arise from these eigenvalue equations via separation of vari-
ables are also related by this contraction, e.g. [15, 23, 37]. In his lecture notes [37], Wigner
employed 1-variable differential operator models of the irreducible e(2) and so(3) representa-
tions. In these cases, the irreducible representations are given by elementary functions, ex-
ponentials and monomials, but they made it easy for Wigner to “save” a representation for
contractions and, as he pointed out, they also told us the expansion coefficients expressing
one basis of separable solutions of the original eigenvalue equations in terms of another, e.g.
plane waves in terms of spherical waves. This last is extended in the book [34] where the
models are used to expand, say, parabolic cylindrical wave solutions in terms of spherical solu-
tions.
In this paper we have extended these ideas to the more complicated case of 2nd order su-
perintegrable systems, still in 2D, where there are potentials. All such systems are known.
There are about 58 types on a variety of manifolds but under the Stäckel transform [17],
an invertible structure preserving mapping, they divide into 12 equivalence classes [20, 32].
Now the symmetry algebra is a quadratic algebra, not usually a Lie algebra, and the ir-
reducible representations of this algebra determine the eigenvalues of H and their multipli-
city [3, 4, 5, 6, 11, 12, 33, 40].
We introduce the notion of quadratic algebra contractions in general, but focus on the special
case of contractions of superintegrable systems. We demonstrate explicitly that up to Stäckel
transform, all the 2nd order superintegrable systems are limiting cases of a single system: the
generic 3-parameter potential on the 2-sphere, S9 in our listing. Analogously all quadratic sym-
metry algebras of these systems are contractions of S9. Amazingly, all of the required quadratic
algebra contractions are uniquely induced by Lie algebra contractions of e(2) and so(3), the
broken symmetries of the underlying spaces. These contractions have been long since classified,
e.g. [39]. In this paper we just list the coordinate contractions and the induced limits of the po-
tentials. In a forthcoming article [27] the proof will be given that these Lie algebra contractions
of so(3) and e(2) uniquely lift to contractions of superintegrable systems on the sphere and flat
space, including the potentials (modulo the choice of basis for the potentials). Thus, the limits
of the physical systems and associated limit of representations, while apparently somewhat arbi-
trary, are in fact completely determined by the possible contractions of the algebras. Again the
eigenvalues of the Schrödinger operator can be computed from the irreducible representations
of the quadratic algebras and the multiplicities of the eigenvalues from the dimensions of these
Contractions of Quantum Superintegrable Systems and the Askey Scheme 3
representations. Just as before we can find contractions that relate the physical systems and we
can “save” a representation in the contraction of the quadratic algebras.
A new feature is that 1-variable difference operator models of the quadratic algebras become
important. Their eigenfunctions are special functions different from the separated solutions of
the original quantum operators and not the completely elementary functions of the 1st order
superintegrable case. Indeed, the irreducible representations of S9 have a realization in terms
of difference operators in 1 variable, exactly the structure algebra for the Wilson and Racah
polynomials [24]! Indeed this algebra is exactly the Askey–Wilson algebra for q = 1 and the
Racah algebra QR(3) [7, 10, 11, 38]. In a recent paper, Genest, Vinet and Zhedanov [9] give
an elegant, algebraic proof of the equivalence between the symmetry algebra for S9 and the
Racah problem of su(1, 1). By contracting these representations to obtain the representations
of the quadratic symmetry algebras of the other superintegrable systems, we obtain the full
Askey scheme of orthogonal hypergeometric polynomials [29, 30]. Thus under contractions we
can relate eigenfunctions of the difference operator models as well as separable solutions of the
original Schrödinger eigenvalue equations. The whole procedure is very natural and it is clear
that the Askey scheme is directly related to the contraction picture.
This relationship ties the structure equations directly to physical phenomena. In some cases,
e.g. for Hahn polynomials, we have contractions leading to structure equations not obeyed by the
full family of Hahn polynomials. These families with higher than usual symmetry we refer to as
“special”. The structure theory exposes these “special” systems in a natural manner. Similarly,
for the Meixner–Pollaczek and Pseudo Jacobi polynomials and special cases of the Wilson, con-
tinuous Hahn and continuous dual Hahn polynomials, there are instances where the parameters
in these functions occur in complex conjugate pairs and a real three term recurrence relation
exists, so that the polynomials are orthogonal with respect to a positive weight function. In
these instances, the quantum Hamiltonian is PT-symmetric in the sense that the scalar potential
V (x, y) satisfies V (x, y) = V (y, x). Here T means time inversion (complex conjugation) and P
means permutation. When the Hamiltonian admits PT symmetry then even though the poten-
tial is complex, the bound state energy eigenvalues must be real. PT symmetry in physics is con-
troversial but the mathematics is clear [36]. The usual meaning of P in physics is space inversion,
so that PT symmetry requires V (x, y) = V (−x,−y), but the outcome is the same: the potential
is complex but the energy eigenvalues are real. The superintegrable system S6, an analog of the
2D hydrogen atom on the 2-sphere, is an example of PT symmetry in the standard sense [19].
Finally, we mention that this method of contractions is quite general. It applies to all special
functions that arise from these systems via separation of variables, not just polynomials of
hypergeometric type, and it extends to higher dimensions, [26]. The special functions arising
from the models can be described as the coefficients in the expansion of a separable eigenbasis
for the original quantum system in terms of another separable eigenbasis. The functions in
the Askey scheme are all hypergeometric polynomials that arise as the expansion coefficients
relating two separable eigenbases that are both of hypergeometric type. Thus, as described in
Sections 5 and 6, there are some contractions which do not fit in the Askey scheme since the
physical system fails to have such a pair of separable eigenbases. There are also contractions
of S9 to systems that admit 3 independent symmetry operators and are related to the Askey
scheme but are such that the metric becomes singular. We refer to these systems as “singular”
and treat them in Section 7.
The paper is organized as follows. In Section 2 we give a brief introduction to superintegrable
systems and list the equivalence class of the physical systems. In Section 3, we describe “natural”
contractions of quadratic algebras. Section 4 describes the model for S9 given in terms of the
Wilson/Racah polynomials. Sections 5, 6, 7 and 8 contain the contractions. Section 9 contains
some concluding remarks. We use the notation of [1] to express all of the orthogonal polynomials
in this paper.
4 E.G. Kalnins, W. Miller Jr. and S. Post
2 Superintegrable systems
Now we provide more detail about 2nd order superintegrable systems in 2D. In local coordi-
nates xi, the Hamiltonian takes the form H = ∆2 +V (x) where ∆2 = 1√
g
2∑
ij=1
∂i(g
ij√g∂j) is the
Laplace–Beltrami operator in these coordinates, gij(x) is the contravariant metric tensor and g is
the determinant of the covariant metric tensor. A 2nd order symmetry operator for this system
is a partial differential operator L = 1√
g
2∑
ij=1
∂i(L
ij(x)
√
g∂j) + W (x), where Lij is a symmetric
contravariant tensor, such that [H,L] ≡ HL−LH = 0. These operators are formally self-adjoint
with respect to the bilinear product 〈f1, f2〉g =
∫
f1(x)f2(x)
√
g(x) dx1dx2 on the manifold [25].
The system is 2nd order superintegrable if there are two symmetry operators L1, L2 such that the
set {H,L1, L2} is algebraically independent, i.e., there is no nontrivial polynomial P (H,L1, L2),
symmetric in L1, L2 such that P ≡ 0. Note that if there is only one symmetry operator L1
then the system is 2nd order integrable. The requirement that two symmetry operators exist
is highly restrictive. It turns out for our treatment of 2nd order 2D quantum superintegrable
systems the values of the mass m and Planck’s constant ~ are immaterial, so we have normalized
our Hamiltonians as given.
Since every 2D Riemannian space is conformally flat, we can always assume the existence of
Cartesian-like coordinates x1, x2 such that
H =
1
λ(x)
(∂11 + ∂22) + V (x), Lk =
1
λ(x)
2∑
i,j=1
∂i
(
Lij(k)λ∂j
)
+W(k)(x), k = 1, 2.
The commutation relations [H,Lk] = 0, k = 1, 2, put conditions on the potentials W(1), W(2),
enabling us to solve for the partial derivatives ∂iW(k) in terms of the function V and its 1st
derivatives. The integrability conditions ∂1(∂2W(k)) = ∂2(∂1W(k)), the Bertrand–Darboux equa-
tions [16] lead to the necessary and sufficient condition that V must satisfy a pair of coupled
linear equations of the form
V22 − V11 = A22V1 +B22V2, V12 = A12V1 +B12V2, (2.1)
for locally analytic functions Aij(x), Bij(x). Here Vi = ∂iV , etc. We call these the canonical
equations. If the integrability equations for (2.1) are satisfied identically then the solution space
for the canonical equations is 4-dimensional and we can always express the general solution in
the form V (x) = a1V(1)(x) + a2V(2)(x) + a3V(3)(x) + a4 where a4 is a trivial additive constant.
In this case we say that the potential is nondegenerate and refer to it as 3-parameter. Another
possibility is that the solution space is 2-dimensional with general solution V (x) = a1V(1)(x)+a2.
In this case we say that the potential is degenerate and refer to it as 1-parameter. Every
degenerate potential can be obtained from some nondegenerate potential by restricting the
parameters. It is not just a restriction, however, because the structure of the symmetry algebra
changes. A formally skew-adjoint 1st order symmetry may appear and this induces a new 2nd
order symmetry. The last possibility is that the integrability conditions are satisfied only by
a constant potential. In that case we refer to the system as free; the equation HΨ = EΨ is
just the Laplace–Beltrami eigenvalue equation. The case of a two-parameter potential doesn’t
occur, i.e., any 2-parameter potential extends to a 3-parameter potential [20].
All of these systems have the remarkable property that the symmetry algebras generated
by H, L1, L2 for nondegenerate potentials close under commutation. Define the 3rd order
commutation R by R = [L1, L2]. Then the fourth order operators [R,L1], [R,L2] are contained
in the associative algebra of symmetrized products of the generators [16]:
[Lj , R] =
∑
0≤e1+e2+e3≤2
M (j)
e1,e2,e3
{
Le11 , L
e2
2
}
He3 , ek ≥ 0, L0
k = I,
Contractions of Quantum Superintegrable Systems and the Askey Scheme 5
where {L1, L2} = L1L2 +L2L1 is the symmetrizer. Also the 6th order operator R2 is contained
in the algebra of symmetrized products up to 3rd order:
R2 −
∑
0≤e1+e2+e3≤3
Ne1,e2,e3
{
Le11 , L
e2
2
}
He3 = 0. (2.2)
In both equations the constants M
(j)
e1,e2,e3 and Ne1,e2,e3 are polynomials in the parameters a1, a2,
a3 of degree 2− e1 − e2 − e3 and 3− e1 − e2 − e3, respectively.
For systems with one parameter potentials the situation is different [20]. There are 4 ge-
nerators: one 1st order X and 3 second order H, L1, L2. The commutators [X,L1], [X,L2] are
2nd order and expressed as
[X,Lj ] =
∑
0≤e1+e2+e3+e4≤1
P (j)
e1,e2,e3,e4
{
Le11 , L
e2
2 , X
2e3
}
He4 , j = 1, 2, (2.3)
where {Le11 , L
e2
2 , X
2e3+1} is the symmetrizer of three operators and has 6 terms and X0=H0=I.
The commutator [L1, L2] is 3rd order, skew adjoint, and expressed as
[L1, L2] =
∑
0≤e1+e2+e3+e4≤1
Qe1,e2,e3,e4
{
Le11 L
e2
2 , X
2e3+1
}
He4 .
Finally, since there are at most 3 algebraically independent generators, there must be a polyno-
mial identity satisfied by the 4 generators. It is of 4th order:
G ≡
∑
0≤e1+e2+e3+e4≤2
Se1,e2,e3,e4
{
Le11 , L
e2
2 , X
2e3
}
He4 = 0. (2.4)
The constants P
(j)
e1,e2,e3,e4 , Qe1,e2,e3,e4 and Se1,e2,e3,e4 are polynomials in the parameter a1 of
degrees 1− e1 − e2 − e3 − e4, 1− e1 − e2 − e3 − e4 and 2− e1 − e2 − e3 − e4, respectively.
All of the possibilities have been classified. The classification is simplified greatly by use of the
Stäckel transform, an invertible structure preserving mapping from a superintegrable system on
one manifold to a superintegrable system on another manifold [16, 21, 26]. Thus, if we know the
structure equations for H then we know the structure equations for any system Stäckel equivalent
to H. For our study we can restrict ourselves to a choice of one representative system in each
equivalence class. There are 13 Stäckel equivalence classes of systems with nonfree potentials
but one is an isolated Euclidean singleton unrelated to the Askey scheme. In [17], it is shown
that every 2nd order 2D superintegrable system is Stäckel equivalent to a constant curvature
system, so we will choose our examples in flat space and on complex 2-spheres. In [22] all 21
such systems in flat space are determined up to conjugacy under the complex Euclidean group
and all 9 nonzero constant curvature spaces are determined up to conjugacy under the complex
orthogonal group. (Some of these systems are Stäckel equivalent to one another [32].) We will
use the notation given there. There are thus 6 Stäckel equivalence classes of nondegenerate
potentials and 6 of degenerate potentials.
2.1 Six nondegenerate superintegrable systems
In this section, we fix some notation. Let s21 +s22 +s23 = 1 be the embedding of the unit 2-sphere
in 3D Euclidean space and z = x+ iy, z = x− iy. Define J3 = s1∂s2 − s2∂s1 to be the generator
of rotations about the s3 axis, with J1, J2 obtained by cyclic permutation. On the Euclidean
plane, we shall also use J3 to denote the generator of rotations about the origin. In complex
coordinates, derivatives are expressed as ∂ = ∂z, ∂ = ∂z. As in the previous section R = [L1, L2].
6 E.G. Kalnins, W. Miller Jr. and S. Post
1) Quantum S9. This quantum superintegrable system is defined as
H = J2
1 + J2
2 + J2
3 +
a1
s21
+
a2
s22
+
a3
s23
,
L1 = J2
1 +
a3s
2
2
s23
+
a2s
2
3
s22
, L2 = J2
2 +
a1s
2
3
s21
+
a3s
2
1
s23
.
The algebra is given by
[Li, R] = 4{Li, Lk} − 4{Li, Lj} − (8 + 16aj)Lj + (8 + 16ak)Lk + 8(aj − ak),
R2 =
8
3
{L1, L2, L3} − (16a1 + 12)L2
1 − (16a2 + 12)L2
2 − (16a3 + 12)L2
3
+
52
3
(
{L1, L2}+ {L2, L3}+ {L3, L1}
)
+
1
3
(16 + 176a1)L1 +
1
3
(16 + 176a2)L2
+
1
3
(16 + 176a3)L3 +
32
3
(a1 + a2 + a3) + 48(a1a2 + a2a3 + a3a1) + 64a1a2a3.
Here, {i, j, k} is a cyclic permutation of {1, 2, 3} and L3 is given by L3 = H−L1−L2−a1−a2−a3.
2) Quantum E1. The quantum system is defined by
H = ∂2x + ∂2y + a1
(
x2 + y2
)
+
a2
x2
+
a3
y2
,
L1 = ∂2y + a1y
2 +
a3
y2
, L2 = (x∂y − y∂x)2 +
(
a2y
2
x2
+
a3x
2
y2
)
.
The algebra relations are
[L1, R] = 8L1H − 8L2
1 + 16a1L2 − 8a1(1 + 2a2 + 2a3),
[L2, R] = 8{L1, L2} − 4L2H − 16(1 + a2 + a3)L1 + 8(1 + 2a3)H,
R2 =
8
3
(
{L1, L2, H} − {L1, L1, L2}
)
− (16a3 + 12)H2
−
(
176
3
+ 16a2 + 16a3
)
L2
1 − 16a1L
2
2 +
(
176
3
+ 32a3
)
L1H
+
176a1
3
L2 −
16a1
3
(12a2a3 + 9a2 + 9a3 + 2) . (2.5)
3) Quantum E2. The generators are
H = ∂2x + ∂2y + a1
(
4x2 + y2
)
+ a2x+
a3
y2
,
L1 = ∂2y + a1y
2 +
a3
y2
, L2 =
1
2
{
(x∂y − y∂x), ∂y
}
− y2
(
a1x−
a2
4
)
+
a3x
y2
.
The algebra is defined by
[L1, R] = 2a2L2 + 16a1L2, [L2, R] = −2L2
1 + 4L2
2 − 4L2H + 2a2L3 − a1(8a3 + 6),
R2 = 4L2
2 + 4L1H + 16a1L
2
2 − 2a2{L1, L2}+ (12 + 16a3)a1L1 + 32a21L3 − a22
(
a3 +
3
4
)
.
4) Quantum E3′. The quantum system is defined by
H = ∂2x + ∂2y + a1
(
x2 + y2
)
+ a2x+ a3y +
a22 + a23
4a1
,
Contractions of Quantum Superintegrable Systems and the Askey Scheme 7
L1 = ∂2y + a1y
2 + a3y +
a23
4a1
, L2 = 2∂x∂y +
2(a1x+ a2)(2a1y + a3)
2a1
,
with algebra relations
[L1, R] = −4a1L2, [L2, R] = 16a1L1 + 8a1H,
R2 = 16a1L1H − 16a1L
2
1 − 4a1L
2
2 − 16a21. (2.6)
5) Quantum E8. The quantum system is defined by (∂ = ∂z, ∂ = ∂z):
H = 4∂∂ + a1zz +
a2z
z3
+
a3
z2
,
L1 = −∂2 − a1
4
z2 +
a2
2z2
, L2 = −
(
z∂ − z∂
)2
+
a2z
2
z2
+
a3z
z
.
The algebra relations are
[L1, R] = −8L2
1 + 2a1a2, [L2, R] = 8{L1, L2} − 16L1 − 2a3H,
R2 = 8
{
L2
1, L2
}
− 176
3
L2
1 − a3L1H + a2H
2 − 4a1a2L2 −
a1(3a
2
3 − 4a2)
3
.
6) Quantum E10. The quantum system is defined by
H = 4∂∂ + a1
(
zz − 1
2
z3
)
+ a2
(
z − 3
2
z2
)
+ a3z,
L1 = −∂2 − a1z
2
4
− a2z
2
+
a3
12
,
L2 =
{
z∂ − z∂, ∂
}
− ∂2 −
(
2z + z2
)(a1(2z − 3z2)
16
− a2z
2
+
a3
4
)
.
The algebra relations are
[L1, R] = 2a1L1 −
a22
2
− a1a3
6
, [L2, R] = 24L2
1 + 4a3L1 − 2a1L2 + a2H,
R2 = −16L3
1 −
a1
4
H2 + 2a1{L1, L2} − 2a2L1H − 4a3L
2
1
−
(
a22 +
a1a3
3
)
L2 −
a2a3
3
H − a21 +
a33
27
.
2.2 Six degenerate superintegrable systems
7) Quantum S3 (Higgs oscillator). The system is the same as S9 with a1 = a2 = 0, a3 = a.
The symmetry algebra is generated by
X = J3, L1 = J2
1 +
as22
s23
, L2 =
1
2
(J1J2 + J2J1)−
as1s2
s23
.
The structure relations for the algebra are given by
[L1, X] = 2L2, [L2, X] = −X2 − 2L1 +H − a,
[L1, L2] = −(L1X +XL1)−
(
1
2
+ 2a
)
X,
0 =
{
L1, X
2
}
+ 2L2
1 + 2L2
2 − 2L1H +
5 + 4a
2
X2 − 2aL1 − a. (2.7)
8 E.G. Kalnins, W. Miller Jr. and S. Post
8) Quantum E14. The system is defined by
H = ∂2x + ∂2y +
a
z2
, X = ∂, L1 =
i
2
{
z∂ + z∂, ∂
}
+
a
z
, L2 =
(
z∂ + z∂
)2
+
az
z
,
with structure equations
[L1, L2] = −{X,L2} −
1
2
X, [X,L1] = −X2, [X,L2] = 2L1,
L2
1 +XL2X − bH −
1
4
X2 = 0.
9) Quantum E6. The system is defined by
H = ∂2x + ∂2y +
a
x2
, X = ∂y,
L1 = (x∂y − y∂x)2 +
ay2
x2
, L2 =
1
2
{x∂y − y∂x, ∂x} −
ay
x2
,
with symmetry algebra
[L1, L2] = −{X,L1} −
(
2a+
1
2
)
X, [L2, X] = H −X2, [L1, X] = 2L2,
L2
2 +
1
4
{
L1, X
2
}
+
1
2
XL1X − L1H +
(
a+
3
4
)
X2 = 0.
10) Quantum E5. The system is defined by
H = ∂2x + ∂2y + ax, X = ∂y, L1 = ∂xy +
1
2
ay, L2 =
1
2
{x∂y − y∂x, ∂y} −
1
4
ay2.
The structure equations are
[L1, L2] = 2X3 −HX, [L1, X] = −a
2
, [L2, X] = L1,
X4 −HX2 + L2
1 + aL2 = 0.
11) Quantum E4. The system is defined by
H = ∂2x + ∂2y + a(x+ iy), X = ∂x + i∂y,
L1 = ∂2x + ax, L2 =
i
2
{x∂y − y∂x, X} −
a
4
(x+ iy)2.
The structure equations are
[L1, X] = a, [L2, X] = X2, [L1, L2] = X3 +HX − {L1, X} ,
X4 − 2
{
L1, X
2
}
+ 2HX2 +H2 + 4aL2 = 0.
12) Quantum E3 (isotropic oscillator). The system is determined by
H = ∂2x + ∂2y + a
(
x2 + y2
)
, X = x∂y − y∂x, L1 = ∂2y + ay2, L2 = ∂xy + axy.
The structure equations are
[L1, X] = 2L2, [L2, X] = H − 2L1, [L1, L2] = −2aX,
L2
1 + L2
2 − L1H + aX2 − a = 0.
Contractions of Quantum Superintegrable Systems and the Askey Scheme 9
2.3 Two free (1st order) quantum superintegrable systems
1) The 2-sphere. Here s21 + s22 + s23 = 1 is the embedding of the unit 2-sphere in Euclidean
space, and the Hamiltonian is H = J2
1 +J2
2 +J2
3 , where J3 = s1∂s2−s2∂s1 and J2, J3 are obtained
by cyclic permutations of 1, 2, 3. The basis symmetries are J1, J2, J3. They generate the Lie
algebra so(3) with relations [J1, J2] = −J3, [J2, J3] = −J1, [J3, J1] = −J2 and Casimir H.
2) The Euclidean plane. Here H = ∂2x + ∂2y with basis symmetries P1 = ∂x, P2 = ∂y and
M = x∂y − y∂x. The symmetry Lie algebra is e(2) with relations [P1, P2] = 0, [P1,M ] = P2,
[P2,M ] = −P1 and Casimir H.
3 Contractions of superintegrable systems
We will give a detailed treatment of contractions in another publication [27], but here we just
describe “natural” contractions. Suppose we have a nondegenerate superintegrable system with
generators H, L1, L2 and structure equations (2.2), defining a quadratic algebra Q. If we make
a change of basis to new generators H̃, L̃1, L̃2 and parameters ã1, ã2, ã3 such thatL̃1
L̃2
H̃
=
A1,1 A1,2 A1,3
A2,1 A2,2 A2,3
0 0 A3,3
L1
L2
H
+
B1,1 B1,2 B1,3
B2,1 B2,2 B2,3
B3,1 B3,2 B3,3
a1a2
a3
,ã1ã2
ã3
=
C1,1 C1,2 C1,3
C2,1 C2,2 C2,3
C3,1 C3,2 C3,3
a1a2
a3
for some 3 × 3 constant matrices A = (Ai,j), B, C such that detA · detC 6= 0, we will have
the same system with new structure equations of the form (2.2) for R̃ = [L̃1, L̃2], [L̃j , R̃], R̃2,
but with transformed structure constants. (Strictly speaking, since the space of potentials is
4-dimensional, we should have a term a4 in the above expressions. However, normally, this term
can be absorbed into H.) We choose a continuous 1-parameter family of basis transformation
matrices A(ε), B(ε), C(ε), 0 < ε ≤ 1 such that A(1) = C(1) is the identity matrix, B(1) = 0
and detA(ε) 6= 0, detC(ε) 6= 0. Now suppose as ε → 0 the basis change becomes singular (i.e.,
the limits of A, B, C either do not exist or, if they exist do not satisfy detA(0) detC(0) 6= 0)
but the structure equations involving A(ε), B(ε), C(ε), go to a limit, defining a new quadratic
algebra Q′. We call Q′ a contraction of Q in analogy with Lie algebra contractions [14].
For a degenerate superintegrable system with generators H, X, L1, L2 and structure equa-
tions (2.3), (2.4), defining a quadratic algebra Q, a change of basis to new generators H̃, X̃, L̃1,
L̃2 and parameter ã such that ã = Ca, and
L̃1
L̃2
H̃
X̃
=
A1,1 A1,2 A1,3 0
A2,1 A2,2 A2,3 0
0 0 A3,3 0
0 0 0 A4,4
L1
L2
H
X
+
B1
B2
B3
0
a
for some 4 × 4 matrix A = (Ai,j) with detA 6= 0, complex 4-vector B and constant C 6= 0
yields the same superintegrable system with new structure equations of the form (2.3), (2.4)
for [X̃, L̃j ], [L̃1, L̃2], and G̃ = 0, but with transformed structure constants. (Again, strictly
speaking, since the space of potentials is 2-dimensional, we should have a constant term c′ in
the above expressions but, normally, this term can be absorbed into H.) Suppose we choose
a continuous 1-parameter family of basis transformation matrices A(ε), B(ε), C(ε), 0 < ε ≤ 1
such that A(1) is the identity matrix, B(1) = 0, C(1) = 1, and detA(ε) 6= 0, C(ε) 6= 0. Now
suppose as ε → 0 the basis change becomes singular (i.e., the limits of A, B, C either do not
exist or, exist but do not satisfy C(0) detA(0) 6= 0), but that the structure equations involving
10 E.G. Kalnins, W. Miller Jr. and S. Post
A(ε), B(ε), C(ε) go to a finite limit, thus defining a new quadratic algebra Q′. We call Q′
a contraction of Q.
It has been established that all 2nd order 2D superintegrable systems can be obtained from
system S9 by limiting processes in the coordinates and/or a Stäckel transformation, e.g. [18, 28].
All systems listed in Subsection 2.1 are limits of S9. It follows that the quadratic algebras
generated by each system are contractions of the algebra of S9. (However, in general an abstract
quadratic algebra may not be associated with a superintegrable system and a contraction of
a quadratic algebra associated with one superintegrable system to a quadratic algebra associated
with another superintegrable system does not necessarily imply that this is associated with
a coordinate limit process.)
4 Models of superintegrable systems
A representation of a quadratic algebra is a homomorphism of the algebra into the associative
algebra of linear operators on some vector space. In this paper a model is a faithful representation
in which the vector space is a space of polynomials in one complex variable and the action is
via differential/difference operators acting on that space. We will study classes of irreducible
representations realized by these models. Suppose a superintegrable system with quadratic
algebra Q contracts to a superintegrable system with quadratic algebra Q′ via a continuous
family of transformations indexed by the parameter ε. If we have a model of an irreducible
representation of Q we can try to “save” this representation by passing through a continuous
family of irreducible representations of Q(ε) in the model to obtain a representation of Q′ in
the limit. We will show that as a byproduct of contractions to systems from S9 for which we
save representations in the limit, we obtain the Askey scheme for hypergeometric orthogonal
polynomials. In all the models to follow, the polynomials we classify are eigenfunctions of
formally self-adjoint or formally skew-adjoint operators. To present compact results we will
not derive the weight functions for the orthogonality; they can be found in [29]. They can be
determined by requiring that the 2nd order operators H, L1, L2 are formally self-adjoint and
the 1st order operator X is formally skew-adjoint. See [26] for some examples of this approach.
4.1 The S9 model
There is no differential model for S9 but a difference operator model yielding structure equations
for the Racah and Wilson polynomials [24]. Recall that the Wilson polynomials are defined as
wn
(
t2
)
≡ wn(t2, a, b, c, d) = (a+ b)n(a+ c)n(a+ d)n
× 4F3
(
−n, a+ b+ c+ d+ n− 1, a− t, a+ t
a+ b, a+ c, a+ d
; 1
)
= (a+ b)n(a+ c)n(a+ d)nΦ(a,b,c,d)
n
(
t2
)
, (4.1)
where (a)n is the Pochhammer symbol and 4F3(1) is a hypergeometric function of unit argument.
The polynomial wn
(
t2
)
is symmetric in a, b, c, d. For the finite dimensional representations
the spectrum of t2 is {(a + k)2, k = 0, 1, . . . ,m} and the orthogonal basis eigenfunctions are
Racah polynomials. In the infinite dimensional case they are Wilson polynomials. They are
eigenfunctions for the difference operator τ∗τ defined via
τ =
1
2t
(
E
1/2
t − E−1/2t
)
,
τ∗ =
1
2t
[
(a+ t)(b+ t)(c+ t)(d+ t)E
1/2
t − (a− t)(b− t)(c− t)(d− t)E−1/2t
]
,
with EAt F (t) = F (t+A).
Contractions of Quantum Superintegrable Systems and the Askey Scheme 11
A finite or infinite dimensional bounded below representation is defined by the following
operators
L1 = −4τ∗τ − 2(α2 + 1)(α3 + 1) +
1
2
, L2 = −4t2 + α2
1 + α2
3 −
1
2
, H = E,
where ai = 1
4 − α
2
i . The energy of the system is
E = −4(m+ 1)(m+ 1 + α1 + α2 + α3) + 2(α1α2 + α1α3 + α2α3) + α2
1 + α2
2 + α2
3 −
1
4
,
and the constants of the Wilson polynomials are chosen as
a = −1
2
(α1 + α3 + 1)−m, d = α2 +m+ 1 +
1
2
(α1 + α3 + 1),
b =
1
2
(α1 + α3 + 1), c =
1
2
(−α1 + α3 + 1).
Here n = 0, 1, . . . ,m if m is a nonnegative integer and n = 0, 1, . . . otherwise.
Taking a basis as
fn,m ≡ Φ(a,b,c,d)
n
(
t2
)
,
we find the action of the model on the basis is
L1fn,m = −
(
4n2 + 4n[α2 + α3 + 1] + 2[α2 + 1][α3 + 1]− 1
2
)
fn,m,
L2fn,m = K(n+ 1, n)fn+1,m +K(n− 1, n)fn−1,m +
(
K(n, n) + α2
1 + α2
3 −
1
2
)
fn,m,
Hfm,n = Efn,m,
with
K(n+ 1, n) =
(α3 + 1 + α2 + n) (m− n) (m− n+ α1) (1 + α2 + n)
(α3 + 1 + α2 + 2n) (α3 + 2 + α2 + 2n)
,
K(n− 1, n) =
n (α3 + n) (α1 + α3 + 1 + α2 +m+ n) (1 + α3 + α2 +m+ n)
(α3 + 1 + α2 + 2n) (α3 + α2 + 2n)
,
K(n, n) =
(
1
2
(α1 + α3 + 1)−m
)2
−K(n+ 1, n)−K(n− 1, n).
5 Nondegenerate to nondegenerate limits
5.1 Contractions S9 → E1
There are at least two ways to take this contraction; it is possible to contract the sphere about
the point (0, 1, 0) which gives the contraction of representation in terms of Wilson polynomials
to continuous dual Hahn polynomials. Contracting about the point (1, 0, 0) leads to continuous
Hahn polynomials or Jacobi polynomials. The continuous dual Hahn and continuous Hahn poly-
nomials correspond to the same superintegrable system but they are eigenfunctions of different
generators. For the finite dimensional restrictions (m a positive integer) we have the restrictions
of Racah polynomials to dual Hahn and Hahn, respectively.
We would like to mention that the algebra associated with the Hartmann potential (a speciali-
zation of E1) has already been associated with the Hahn algebra and the overlap coefficients
of separable solutions have been expressed in terms of Hahn polynomials [13]. As this section
12 E.G. Kalnins, W. Miller Jr. and S. Post
shows, the algebra can be directly obtained by the canonical Lie algebra contraction from so(3)
to e(2).
1) Wilson → Continuous dual Hahn. For the first limit, in the quantum system, we
contract about the point (0, 1, 0) so that the points of our two dimensional space lie in the plane
(x, 1, y). We set s1 =
√
εx, s2 =
√
1− s21 − s23 ≈ 1 − ε
2(x2 + y2), s3 =
√
εy, for small ε. The
coupling constants are transformed asã1ã2
ã3
=
0 ε2 0
1 0 0
0 0 1
a1a2
a3
,
and we get E1 as ε→ 0. This gives the quadratic algebra contraction defined by the contraction
of the operatorsL̃1
L̃2
H̃
=
ε 0 0
0 1 0
0 0 ε
L1
L2
H
+
0 0 0
0 0 0
0 −ε 0
a1a2
a3
.
As in S9, it is advantageous in the model to express the 3 coupling constants as quadratic
functions of other parameters, so thatã1ã2
ã3
=
−β211
4 − β
2
2
1
4 − β
2
3
=
ε2
4 − ε
2α2
2
1
4 − α
2
1
1
4 − α
2
3
(5.1)
with α2 →∞ to save the representation.
In the contraction limit the operators tend to
L′1 = lim
ε→0
L̃1 = −4τ ′∗τ ′ − 2β1(β3 + 1), L′2 = lim
ε→0
L̃2 = −4t2 + β22 + β23 −
1
2
,
H ′ = lim
ε→0
H̃ = E′. (5.2)
The energy of the system is now
E′ = −2β1 (2m+ 2 + β2 + β3) .
The eigenfunction of L1, the Wilson polynomials, transform in the contraction limit to the
eigenfunctions of L′1, the dual Hahn polynomials Sn,
Sn
(
− t2, a′, b′, c′
)
= (a′ + b′)n(a′ + c′)n3F2
(
−n, a′ + t, a′ − t
a′ + b′, a′ + c′
; 1
)
where the constants of the dual Hahn polynomials are
a′ = −1
2
(β2 + β3 + 1)−m, b′ =
1
2
(β2 + β3 + 1), c′ =
1
2
(−β2 + β3 + 1).
Again, n = 0, 1, . . . ,m if m is a nonnegative integer and n = 0, 1, . . . otherwise. The operators τ ′∗
and τ ′ are given by
τ ′ = τ =
1
2t
(
E
1/2
t − E−1/2t
)
,
τ ′∗ =
β1
2t
[
(a′ + t)(b′ + t)(c′ + t)E
1/2
t − (a′ − t)(b′ − t)(c′ − t)E−1/2t
]
.
Contractions of Quantum Superintegrable Systems and the Askey Scheme 13
Taking a basis as
f ′n,m ≡
Sn(−t2, a′, b′, c′)
(a′ + b′)n(a′ + c′)n
,
we find that the action of the model is
L′1f
′
n,m = −2β1 (2n+ β3 + 1) f ′n,m,
L′2f
′
n,m = K ′(n+ 1, n)f ′n+1,m +K ′(n− 1, n)f ′n−1,m +
(
K ′(n, n) + β22 + β23 −
1
2
)
fn,m,
H ′fm,n = E′fn,m,
with
K ′(n+ 1, n) = (m− n) (m− n+ β2) , K ′(n− 1, n) = n(n+ β3),
K ′(n, n) =
(
1
2
(β2 + β3 + 1)−m
)2
−K ′(n+ 1, n)−K ′(n− 1, n). (5.3)
2) Wilson → Continuous Hahn. For the next limit, we contract about the point (1, 0, 0) so
that the points of our two dimensional space lie in the plane (1, x, y). We set s1 =
√
1− s21 − s23 ≈
1− ε
2(x2 + y2), s2 =
√
εx, s3 =
√
εy, for small ε. The coupling constants are transformed asã1ã2
ã3
=
ε2 0 0
0 1 0
0 0 1
a1a2
a3
,
and we get E1 as ε→ 0. This gives the quadratic algebra contractionL̃1
L̃2
H̃
=
0 ε 0
1 0 0
0 0 ε
L1
L2
H
+
0 0 0
0 0 0
−ε 0 0
a1a2
a3
. (5.4)
In terms of the constants of (5.1) the transformation gives
ã1ã2
ã3
=
−β211
4 − β
2
2
1
4 − β
2
3
=
ε2
4 − ε
2α2
1
1
4 − α
2
2
1
4 − α
2
3
,
with α1 →∞.
Saving a representation: We set
t = −x+
β1
2ε
+m+
1
2
(β3 + 1).
In the contraction limit, the operators are defined as L′i = lim
ε→0
L̃i with
L′1 = 2β1 (2x− 2m− β3 − 1) ,
L′2 = −4
(
B(x)Ex + C(x)E−1x −B(x)− C(x)
)
− 2(β2 + 1)(β3 + 1) +
1
2
,
H ′ = −2β1(2m+ 2 + β2 + β3), (5.5)
14 E.G. Kalnins, W. Miller Jr. and S. Post
where B(x) = (x−m)(x+β2+1), C(x) = x(x−m−1−β3). The operators L′1, L
′
2 and H ′ satisfy
the algebra relations in (2.5). The eigenfunction of L1, the Wilson polynomials, transform in
the contraction limit to the eigenfunctions of L′2, which are the Hahn polynomials, f ′m,n = Qn,
Qn(x;β2, β3,m) = 3F2
(
−n, β2 + β3 + n+ 1, −x
−m, β2 + 1
; 1
)
.
The action of the operators on this basis is given by
L′1f
′
n,m = K ′(n+ 1, n)f ′n+1,m +K ′(n, n)f ′n,m +K ′(n− 1, n)f ′n−1,n,
L′2f
′
n,m = −
(
4n2 + 4n[β2 + β3 + 1] + 2[β2 + 1][β3 + 1]− 1
2
)
f ′n,m,
K ′(n+ 1, n) = −4β1
(m− n)(n+ β2 + β3 + 1)(n+ β2 + 1)
(2n+ β2 + β3 + 1)(2n+ β2 + β3 + 2)
,
K ′(n− 1, n) = −4β1
n(n+ β3)(m+ n+ β2 + β3 + 1)
(2n+ β2 + β3 + 1)(2n+ β2 + β3)
,
K ′(n, n) = −2β1(2m+ β3 + 1)−K ′(n+ 1, n)−K(n− 1, n).
If β2 = β̄3 there is still a real 3-term recurrence relation. In the original quantum system
the potential is PT-symmetric even though complex, so the energy spectrum is real. In this
case one studies the original system and its dual and obtains biorthogonality, rather than an
orthonormal basis.
3) Wilson → Jacobi. The previous contraction is undefined when α1 = β1 = 0. However,
we can save this representation by setting
m =
√
−E′
2
√
ε
− 1 +
β2 + β3
2
, t =
√
−E′
2
√
ε
√
1 + x
2
,
for E′ a constant and letting m → ∞. Then, the contraction (5.4) gives a contraction of the
model for S9 to a differential operator model for E1 with β1 = 0:
H ′ =E′, L′1 =
E′
2
(x+ 1),
L′2 =4
(
1− x2
)
∂2x + 4
[
β3 − β2 − (β2 + β3 + 2)x
]
∂x − 2(β2 + 1)(β3 + 1) +
1
2
. (5.6)
The eigenfunctions for L1, the Wilson polynomials, tend in the limit to eigenfunction of L′2
which are the Jacobi polynomials:
P β2,β3n (x) =
(β2 + 1)n
n!
2F1
(
−n, β2 + β3 + n+ 1
β2 + 1
;
x− 1
2
)
. (5.7)
Taking a basis as fn = n!
(β2+1)n
P β2, β3n (x), we find that the action of the operators is
L′1f
′
n = K ′(n+ 1, n)f ′n+1 +K ′(n− 1, n)fn−1 +K ′(n, n)fn,
L′2f
′
n = −4n(n+ β2 + β3 + 1)− 2(β2 + 1)(β3 + 1) +
1
2
,
with
K ′(n+ 1, n) =
E′(β2 + β3 + n+ 1)(β2 + n+ 1)
(β2 + β3 + 2n+ 1)(β2 + β3 + 2n+ 2)
,
Contractions of Quantum Superintegrable Systems and the Askey Scheme 15
K ′(n− 1, n) =
E′n(n+ β3)
(β2 + β3 + 2n)(β2 + β3 + 2n+ 1)
,
K ′(n, n) = E′ −K ′(n+ 1, n)−K ′(n− 1, n).
In this case the basis functions above, suitably renormalized, are pseudo Jacobi polyno-
mials [2]. If β2 = β̄3 there is a real 3-term recurrence relation and the potential is PT-symmetric
so E is real. Then one studies the original system and its dual and obtains biorthogonality of
the basis functions.
5.2 Contractions E1 → E8
In the contraction limit from E1 to E8, the Jacobi polynomials are obtained. This is in agreement
with the fact that the E8 structure algebra coincides with the quadratic Jacobi algebra QJ(3)
defined in [11].
1) Hahn → Jacobi. Here, we express 2D Euclidean space in complex variables and let
z →∞, z → 0 as
x =
1
2
(√
εz + zε−
1
2
)
, y =
−i
2
(√
εz − zε−
1
2
)
.
The coupling constants are transformed asã1ã2
ã3
=
1 0 0
0 −8ε2 −8ε2
0 4ε −4ε
a1a2
a3
,
and the system E8 is obtained by the following singular limit:L̃1
L̃2
H̃
=
ε 0 0
0 1 0
0 0 1
L1
L2
H
+
0 0 0
0 1 1
0 0 0
a1a2
a3
. (5.8)
Consider the second E1 model above, based on the Hahn polynomials. For simplicity of the
model, we introduce new parameters γi as inã1ã2
ã3
=
−γ21
16γ23 +O(ε)
8γ3(γ2 − 2) +O(ε)
=
−β21
−4ε2(1− 2β22 − 2β23)
−4ε
(
β22 − β23
)
. (5.9)
We save the representation via (5.9) and the following change of variable
x =
γ3
ε
(
1− t
2
)
.
In the contraction limit L′i = lim
ε→0
L̃i (5.8), the model becomes
L′1 = −2γ1γ3t, L′2 = 4
(
1− t2
)
∂2t + 4(2m+ γ2 − γ2t)∂t − (γ2 − 1)2,
H ′ = −2γ1(2m+ γ2).
The eigenfunctions for L2 (5.5), Hahn polynomials, tend in the limit to eigenfunctions of L′2,
Jacobi polynomials
P−m−1,γ2+m−1n (t) =
(−m)n
n!
2F1
(
−n n+ γ2 + 1
−m ;
1− t
2
)
,
16 E.G. Kalnins, W. Miller Jr. and S. Post
with the normalization lim
ε→0
fm,n = f ′m,n = n!
(−m)n
P−m−1,γ2+m−1n (t). The action of the operators
on this basis becomes
L′1f
′
n = K ′(n+ 1, n)f ′n+1 +K ′(n− 1, n)fn−1 +K ′(n, n)fn,
L′2f
′
n =
[
−4n(n+ γ2 − 1)− (γ2 − 1)2
]
f ′n,
with
K ′(n+ 1, n) = −4γ1γ3(m− n)(n+ γ2 − 1)
(2n+ γ2 − 1)(2n+ γ2)
,
K ′(n− 1, n) =
4γ1γ3n(n+m+ γ2 − 1)
(2n+ γ2 − 1)(2n+ γ2 − 2)
,
K(n, n) = −2γ1γ3 −K(n+ 1, n)−K(n− 1, n).
Note that this model gives a finite dimensional representation in the case that m is a positive
integer. This is in contrast to the previous model based on Jacobi polynomials (5.7) which
gives only infinite dimensional representations and in agreement with the fact that the classical
physical system E1 with a1 = 0 has only unbounded trajectories.
2) Jacobi → Generalized Bessel polynomials. The same contraction (5.8) acting on the
model for E1 with a1 = 0 (5.6), gives a model based on the generalized Bessel polynomials [31]:
L′1 = −γ3E′t, L′2 = −4t2∂2t − 4(1 + γ2t)∂t − (γ2 − 1)2, H ′ = E′,
where we have used the change of variable x = −2γ3t/ε.
5.3 Contraction E1 → E3′
1) Dual Hahn → Meixner, Krawtchouk, and Meixner–Pollaczek. For this contraction,
we make a contraction which is not “natural” in the sense of Section 3. Beginning with the
quantum E1 system, the change of variables
x→ x+
√
2c2
ε
√
−a′1
+
a′2
2a′1
, y → y +
√
2c1
ε
√
−a′1
+
a′3
2a′1
has a finite limit for the following change of parameters
a1 =
1
4
a′1, a2 = −c
2
1
ε2
, a3 = −c
2
2
ε2
,
and operators
H ′ = lim
ε→0
H +
(c1 + c2)
√
−a′1
ε
= ∂2x + ∂2y + a′1
(
x2 + y2
)
+ a′2x+ +a′3y +
(a′2)
2 + (a′3)
2
4a′1
,
L′1 = lim
ε→0
L1 +
c1
√
−a′1
ε
= ∂2y + a′1y
2 + a′3y +
(a′3)
2
4a′1
,
L′2 = − ε
4
√
−a′1
c1c2
L2 −
ε
2
√
−a′1c1c2 = ∂x∂y + a′1xy +
a′2
2
x+
a′3
2
y +
a′2a
′
3
4a′1
+
c2
2
√
c1c2
H ′ +
c1 − c2
2
√
c1c2
L′1.
It’s clear that these operators generate the algebra E3′ (2.6).
Contractions of Quantum Superintegrable Systems and the Askey Scheme 17
In terms of the constants used in the first model for E1 (5.2), the βi, become
β1 =
√
−a1 =
1
2
ω, β2 =
c1
ε
+O(ε), β3 =
c2
ε
+O(ε).
Here, we have introduced the new constant ω. The model (5.2) has a finite limit under the
change of variable t = x−m− 1/2 + ε−1(c1 + c2)/2. The following operators thus form a model
for the E3′ algebra:
H ′ = −2ω(m+ 1), L′1 =
2ωc2
c1 + c2
[
B(x)Ex + C(x)E−1x − (B(x) + C(x))
]
− ω,
B(x) =
(
−c1
c2
)
(x−m), C(x) = x, L′2 =
ω(c1 + c2)√
c1c2
(2x− 2m+ 1) .
The eigenfunctions of L′1 are given by Meixner polynomials
f ′n,m = 2F1
(
−n, −x
−m, ; 1− 1
c
)
, (5.10)
which have been obtained as limits of Hahn polynomials. Here, c = −c1/c2. In the case where m
is a positive integer the Meixner polynomials reduce to Krawtchouk polynomials.
The action of the model on this basis is given by
L′1f
′
n,m = −ω(2n+ 1),
L′2f
′
n,m = K ′(n+ 1, n)f ′n+1,m +K ′(n− 1, n)f ′n−1,m +K ′(n, n)f ′n,m,
with
K ′(n+ 1, n) =
2ω(m− n)c1√
c1c2
, K ′(n− 1, n) =
−2ωnc2√
c1c2
,
K ′(n, n) =
ω(c1 + c2)(2m+ 1)
√
c1c2
−K ′(n+ 1, n)−K ′(n− 1, n),
which agrees with the limit of the action of the E1 model on the dual Hahn basis (5.3).
Recall that in the model for the system E1, the dual Hahn polynomials had a real 3-term
recurrence relation when the system itself was PT -symmetric. If we retain this restriction in the
limit, the constant c is required to have modulus 1, c = e2iφ, and a′2 = a′3 in the physical system.
In this case, the Meixner–Pollaczek polynomials are obtained as a limit of the dual Hahn
P λn (x;φ) =
(−m)n
n!
einφ 2F1
(
−n, −m
2 + ix
−m, ; 1− e−2iφ
)
.
Here, we have made a change of variables x→ ix+m/2.
The related E3′ quantum system has special properties. We choose it as
H = ∂xx + ∂yy − ω2
(
x2 + y2
)
+ a′2x+ a2
′y − a′22 + a′2
2
4ω2
,
where ω > 0. This system admits PT -symmetry; the potential V is complex but the bound-state
eigenvalues are real:
Em = −2ω(n1 + n2 + 1), n1 + n2 = m = 0, 1, 2, . . . .
Here, H is not self-adjoint but its basis vectors and the basis vectors of its adjoint H∗ are
biorthogonal.
18 E.G. Kalnins, W. Miller Jr. and S. Post
2) Hahn → Meixner, Krawtchouk, and Meixner–Pollaczek. We use the same limit
as immediately above, but apply it to the second E1 model (5.5) to obtain
H ′ = −2ω(m+ 1), L′1 = −ω(2x− 2m− 1), L′2 =
2ω√
−c
[
(x−m)T 1
x + 2T−1x
]
.
The operator which is diagonalized by the Meixner polynomials (5.10) is c
√
−cL′2+(1+c)L1−cH ′.
The above discussion of the PT -symmetric limit also applies for this model.
3) Krawtchouk → Charlier. Beginning with the Krawtchouk basis model (5.10) we
consider the m → ∞ limit. This is a different type of contraction than considered above
because the m + 1 dimensional eigenspace is changing with each increment of m. We can save
the representation by taking c2 = 1/m, c1 = −(1/a+ 1/m). The basis functions become
fn(x) = Cn(x; a) = lim
m→∞ 2F1
(
−n, −x
m
;−m
a
)
= 2F0
(
−n, −x
− ;−1
a
)
,
the Charlier polynomials. The difference operator determining these polynomials and the three
term recurrence relation are obtained in the limit:
L̂′2fn = (L′2 + 4ωm)fn = 4xωfn = −4K(n+ 1, n)fn+1 − 4K(n, n)fn − 4K(n− 1, n)fn−1,
K(n+ 1, n) = −ωa, K(n− 1, n) = ωn, K(n, n) = ω(a− n),
L3fn = −4n
a
fn = −4
(
B(x)Tx + C(x)T−1x − [B(x) + C(x)]
)
fn,
B(x) = −1, C(x) =
x
a
, Ĥ ′ = H ′ + 4ωm = 0.
As we go to the contraction limit the model is restricted to the eigenspace of H ′ with eigenvalue
−4ωm, i.e., on the eigenspace of Ĥ ′ with eigenvalue 0. In the quantum system, the Hamiltonian
H ′ + 4ωm and the symmetry L′2 + 4ωm blow up with m, so don’t give a finite limit. However,
the quadratic algebra converges to itself in this contraction of E3′. The model is giving us
asymptotic information in m about the relation between L′2 and L′1 eigenbases of H ′ on the
−4ωm eigenspace.
5.4 Contraction E1 → E2
In quantum E1 we let x → x +
√
c
ε
√
−a′1
+
a′2
8a′1
, y → y, and go to the limit. This induces
a algebra contraction to E2. Setting a2 = −c2/ε2, H ′ = lim
ε→0
H + 2
√
−a′1c/ε, L′1 = L1, and
L′2 = 1
2
(
c
ε
√
−a′1
)− 1
2
L2 − 1
2
((
c
ε
√
−a′1
) 1
2
+
a′2
4a′1
)
L1, gives a contraction to E2. We can’t save
the representation. Using other models we can show that this contraction yields information
about limits of non-Gaussian hypergeometric functions, not related to the Askey scheme.
5.5 Contraction E8 → E10
In the physical model we translate to infinity: z = z′ − 1/ε2, z̄ = z̄′ + 1/ε and cancel the
singularities that occur. The coupling constants transform asã1ã2
ã3
=
−4a13 0 −8a3ε5
3
4a1
3ε 0 2a3ε4
3−a2
ε2
3ε2a2 −2ε3a3
a1a2
a3
,
Contractions of Quantum Superintegrable Systems and the Askey Scheme 19
and the system E10 is obtained by the following singular limit:L̃1
L̃2
H̃
=
1 0 0
− 1
ε2
ε2 1
2ε
0 0 1
L1
L2
H
+
1
6ε2
0 − ε3
6
1
4ε4
−1
4
ε
2
1
ε3
ε −ε2
a1a2
a3
.
We can not save the representation. As in the previous case, it is possible to use other models
to show that this contraction yields information about limits of non-Gaussian hypergeometric
functions, not related to the Askey scheme.
6 Nondegenerate to degenerate contractions
This appears initially a mere restriction of the 3-parameter potential to 1-parameter. However,
after restriction one 2nd order generator Li becomes a perfect square Li = X2. The spectrum
of Li is nonnegative but that of X can take both positive/negative values. This results in
a virtual doubling of the support of the measure in the finite case. Also, the commutator of X
and the remaining 2nd order symmetry leads to a new 2nd order symmetry. In [27] we will show
how this Casimir follows directly as a contraction from the expression for R2.
6.1 Contraction S9 → S3
1) Wilson → special dual Hahn (1st model). The quantum system E3 (2.2) is given in
the singular limit from system S9 (4.1) by
a2 = a3 = ε→ 0, a1 = a1,
X ′2 = lim
ε→0
L1, L′2 = lim
ε→0
L2, L′1 = [X ′, L′2]. (6.1)
The operators in this contraction differ from those given in Subsection 2.2 by a cyclic permuta-
tion of the coordinates si → si+1. Now we investigate how the difference operator realization of
S9 contracts to irreducible representations of the S3 symmetry algebra. This is more complicated
since the original restricted algebra is now contained as a proper subalgebra of the contracted
algebra.
The contraction (6.1) is realized in the model by setting α2 = α3 = −1/2 and α1 = α (the
subscript is dropped in this model since there is now a sole α). The restricted operators then
become H ′ = E′ with E′ = −4(m+ 1)(m+ α)− (α− 1)2 + 1
4 and
X ′2 = −4τ∗τ, L′2 = −4t2 + α2 − 1
4
.
The eigenfunctions for X ′2, the Wilson polynomials, become
Φ±n
(
t2
)
= 4F3
(
−n, n, −4m+2α+1
4 − t, −4m+2α+1
4 + t
−m, −m− α, 1
2
; 1
)
. (6.2)
Here n = 0, 1, . . . ,m if m is a nonnegative integer and n = 0, 1, . . . otherwise. For finite
dimensional representations, the spectrum of t is the set {α2 + 1
4 + m − k, k = 0, 1, . . . ,m}.
Note that the restricted polynomial functions (6.2) are no longer the correct basis functions
for the contracted superintegrable system. To see this, we consider the contracted expansion
coefficients
L′2fn,m = K(n+ 1, n)fn+1,m +K(n− 1, n)fn−1,m +
(
K(n, n) + α2
1 −
1
4
)
fn,m,
20 E.G. Kalnins, W. Miller Jr. and S. Post
with
K(n+ 1, n) =
1
4
(m− n+ α) (m− n) , K(n− 1, n) =
1
4
(m+ n+ α) (m+ n) ,
K(n, n) =
(
1
2
(
α+
1
2
)
−m
)2
−K(n+ 1, n)−K(n− 1, n).
Indeed K(n − 1, n) no longer vanishes for n = 0, so f0,m is no longer the lowest weight eigen-
function. Note that f−1,m = f1,m is still a polynomial in t2. To understand the contraction we
set n = N −M/2 where N is a nonnegative integer and M = 2m. Then the equations for the
K’s become
K(N + 1, N) =
1
4
(M −N + α) (M −N) , K(N − 1, N) =
1
4
N (N + α) ,
and the three term recurrence relation gives a new set of orthogonal polynomials for repre-
sentations of S3. The lowest eigenfunction occurs for N = 0; if M is a nonnegative integer
the representation is (2m + 1)-dimensional with highest eigenfunction for N = M . The basis
functions which satisfy this three-term recurrence are
fN,M
(
t2
)
=
(α+ 1)N
(−α−M)N
3F2
(
−N, −s, s+ 2α+ 1
−M, 1 + α
; 1
)
. (6.3)
The relation between t and s is s = 2t−α− 1/2. Here fN is a polynomial of order 2N in s and
of order n in λ(s) = s(s+ 2α+ 1), a special case of dual Hahn polynomials. These special dual
Hahn polynomials are associated with the difference operator,
X = i
(
B(s)Es + C(s)E−1s
)
, (6.4)
with B(s) + C(s) = M defined as
B(s) =
(s+ 2α+ 1)(M − s)
2s+ 2α+ 1
, C(s) =
s(s+M + 2α+ 1)
2s+ 2α+ 1
.
The operators which form a model for the algebra (2.2) are X (6.4) along with
L1 = −
(
s+ α+
1
2
)2
+ α2 − 1
4
, L2 = [L1, X]. (6.5)
For finite dimensional representations the spectrum of s is {0, 1, . . . ,M}.
What is the relation between the functions (6.2) and the proper basis functions (6.3)? Note
this model X, L1, L2 can be obtained from the contracted model X ′, L′1, L
′
2 by conjugating by
the “ground state” of the contracted model Φ−M
2
(
t2
)
. We find explicitly the gauge function
Φ−M
2
(
t2
)
=
(
1
2 −
M
2
)
k
(−α−M)k(
1
2
)
k
(
− α− M
2
)
k
,
when t is evaluated at the weights
t =
α
2
+
1
4
+
M
2
− k, k = 0, 1, . . . ,
M
2
. (6.6)
So, the operator X ′ is related to X via conjugation by Φ−M
2
(
t2
)
.
Note that the functions Φn
(
t2
)
are only defined for discrete values of t (6.6). However, on this
restricted set the functions Φ−M
2
+N and fN,M satisfy exactly the same three term recurrence
Contractions of Quantum Superintegrable Systems and the Askey Scheme 21
formula under multiplication by −4t2−a, with the bottom of the weight ladder at N = 0. From
this we find the identity
Φ−M
2
(
t2
)
fN,M
(
t2
)
= Φ−M
2
+N
(
t2
)
, t =
α
2
+
1
4
+
M
2
− k.
Since Φ−M
2
(
t2
)
= ΦM
2
(
t2
)
this relation implies that fM,M
(
t2
)
= 1 when restricted to the spec-
trum of t.
2) Wilson → special Hahn (2nd model). The quantum system S3 (2.7) can also be
obtained from system S9 (4.1) by
a1 = a3 = ε→ 0, a2 =
1
4
− α2,
L′1 = lim
ε→0
L1, X ′2 = lim
ε→0
L2, L′2 = [X ′, L′1].
Again, the physical model obtained by this contraction is related to the that given in Subsec-
tion 2.2 by a cyclic permutation of the coordinates si → si−1.
In this limit, the operator X2 can be immediately factorized to obtain the skew-adjoint
operator X = 2it. Taking x = t+m, we find the operators in our model are
L′1 = −
[
B(x)Ex + C(x)E−1x −B(x)− C(x)
]
− α− 1
2
,
B(x) = (x− 2m)(x+ α+ 1), C(x) = x(x− 2m− α− 1),
X ′ = 2i(x−m), L′2 = [X ′, L1], (6.7)
which is diagonalized by Hahn polynomials
f̂k,m = 3F2
(
−k, k + 2α+ 1, −x
α+ 1, −2m
; 1
)
= Qk(x;α, α, 2m),
L′1f̂k,m =
(
−
(
k + α+
1
2
)2
+ α2 − 1
4
)
f̂k,m, k = 0, 1, . . . , 2m.
These polynomials satisfy special recurrence relations not obeyed by general Hahn polynomials.
Note that the dimension of the representation space has jumped from m+1 to 2m+1. Comparing
these eigenfunctions with the limit of the Wilson polynomials,
lim
ε→0
L′1fn,m =
(
−
(
2n+ α+
1
2
)2
+ α− 1
4
)
fn,m,
fn,m(t) = 4F3
(
−n, n+ α+ 1
2 , −m− t, −m+ t
−m, 1
2 −m, α+ 1
; 1
)
,
n = 0, 1, . . . ,m, we see that in the limit only about half of the spectrum is uncovered. Note
that, the functions fn,m are even functions of t whereas f̂k,m(−t) = (−1)kf̂k,m(t).
The recurrences for multiplication by 2it and −4t2 are compatible, so we obtain the following
identity relating a special case of Wilson polynomials with a special case of the Hahn polynomials:
4F3
(
−n, n+ α+ 1
2 , −m− t, −m+ t
−m, 1
2 −m, α+ 1
; 1
)
= 3F2
(
−2n, 2n+ 2α+ 1, −t−m
α+ 1, −2m
; 1
)
, n = 0, 1, . . . ,m.
(This is a limit of Singh’s q-series quadratic transformation, [8, p. 89].)
22 E.G. Kalnins, W. Miller Jr. and S. Post
6.2 Contraction E1 → E6
Jacobi → Gegenbauer. By setting a1 = 0, a3 = 0 in system E1 we obtain the system E6.
The contraction of the operators takes the form
X ′2 = lim
ε→0
L1, L′1 = lim
ε→0
L2, L′2 =
1
2
[L′1, X
′]. (6.8)
To investigate the effect of this contraction on the models, we begin with the differential
operator model of E1 (5.6) with β1 = 1/2 and β3 = 1/2. As in the previous section, we now
have only one parameter so we drop the subscript and simply write a2 = 1/4 − β2. After the
change of basis (6.8), the operator X ′2 is then given by X ′2 = E′(x+1)/2, suggesting the change
of variables x = 2t2 − 1. The model becomes H ′ = E′ and
X ′ =
√
E′t, L′1 =
(
1− t2
)
∂2t − 2t(1 + β)∂t − β −
1
2
, L′2 =
1
2
[L′1, X
′]. (6.9)
The eigenfunctions of L′1 are given by the Gegenbauer polynomials,
C
β+1/2
k (t) =
(2β + 1)k
k!
2F1
(
−k, 2β + 1 + k
β + 1
;
1− t
2
)
.
The eigenfunction of L2 in the model for E1, contract to eigenfunctions of L′1
fn = 2F1
(
−n, β + n+ 1/2
β + 1
; t2 − 1
)
.
The expansion coefficients of the action of X ′2 on this basis are
K ′(n+ 1, n) =
2E′(2β + 2n+ 1)(β + n+ 1)
(2β + 4n+ 1)(2β + 4n+ 3)
,
K ′(n− 1, n) =
E′2n(2n− 1)
(2β + 4n− 1)(2β + 4n+ 1)
,
K ′(n, n) = E′ −K ′(n+ 1, n)−K ′(n− 1, n),
which suggests half-integer values for n in the model. Indeed, the contraction limit of the basis
polynomials gives only half the spectrum. The full spectrum is obtained from eigenfunctions
of L′1 obtained directly as
gk(t) =
k!
(2β + 1)k
C
β+1/2
k (t), k = 0, 1, 2, . . . . (6.10)
These polynomials are related to fn (the contracted basis) as fn(t) = g2k(t), giving the following
identity:
2F1
(
−k, β + k + 1/2
β + 1
; t2 − 1
)
= 2F1
(
−2k, 2β + 1 + 2k
β + 1
;
t− 1
2
)
.
6.3 Contraction E8(a1 = 0) → E14
This contraction leads to Bessel functions, not to orthogonal polynomials.
Contractions of Quantum Superintegrable Systems and the Askey Scheme 23
7 Degenerate/singular system contractions
7.1 Contraction S3 → E3
Special dual Hahn → Special Krawtchouk. In model (6.5) we set ã = ε2a,
L̃1
L̃2
H̃
X̃
=
ε 0 0 0
0 ε 0 0
0 0 ε 0
0 0 0 1
L1
L2
H
X
+
0
0
−ε
0
a
and obtain in the limit L′i = lim
ε→
L̃i with a′ = lim
ε→
ã ≡ −ω2. The model becomes
H ′ = −2ω(M + 1), iX ′ = (s−M)E1 − sE−1,
L′1 = ω(2s+ 2M + 3), L′2 = −ω(s−M)E1 − sE−1.
The basis functions for this representation are
fN = (−1)N 2F1
(
−N, −s
−M ; 2
)
,
special Krawtchouk or Meixner polynomials, depending on whether M is a positive integer.
The eigenvalues of iX ′ are M,M − 2, . . . ,−M in the finite case. The action of L′1 is L′1fN =
(N −M)fN+1 − (M + 1)fN −NfN−1, and the action of L′2 follows from commutation relation
[L′1, X
′] = 2L′2.
For the second model (6.7), after contraction we have
L1 = ω
(
(x− 2m)E + xE−1(−2m− 1)
)
, X = 2i(x−m),
L2 = −iω
(
(x− 2m)E − xE−1
)
.
The eigenvalues of L1 are −ω(2k + 1), k = 0, 1, . . . , 2m for finite dimensional representations,
and the corresponding eigenfunctions are special:
fk(x) = 2F1
(
−k, −x
−2m
; 2
)
.
7.2 Contraction E1(a1 = 0) → sl(2)
Jacobi → Laguerre. We use model (5.6) and let β3 = 1/
√
ε, E′ = 2/ε, (1− x)/2 = εv, ε→ 0.
The new basis functions are
gn = 1F1
(
−n
β2 + 1
; v
)
, (7.1)
Laguerre polynomials. The operators that correspond to this limit are
S1 = lim
ε→0
H − L1, S2 = lim
ε→0
εL2, K = lim
ε→0
L1.
The model contracts to K = 1 and
S1 = 2v, S2 = 4v∂vv + 4(−v + β2 + 1)∂v − 2(β2 + 1),
whose action on the basis (7.1) is
S1gn = 2vgn = −2(β2 + n+ 1)gn+1 − 2(β2 + 2n+ 1)gn − 2ngn−1,
S2gn =
[
4v∂vv + 4(−v + β2 + 1)∂v − 2(β2 + 1)
]
gn.
24 E.G. Kalnins, W. Miller Jr. and S. Post
The corresponding limit in the physical system is obtained by taking y = y′/
√
ε, β3 = 1/ε, so
that the limit corresponds to a subclass of singular quantum systems. Indeed, letting ε → 0,
K = 1
y′2 (a constant that we can set to 1), S1 = ∂xx +
1
4
−β2
2
x2
, S2 = ∂xx +
1
4
−β2
2
x2
−x2, we find that
S1, S2 generate the Lie structure algebra sl(2).
7.3 Contraction E6 → oscillator algebra
Gegenbauer → Hermite. The E6 algebra contracts to a Lie algebra under the following limit
L̂1 = lim
ε→0
εL1, L̂2 = lim
ε→0
εL2, Ĥ = lim
ε→0
εH, X̂ = X, a =
1
ε2
. (7.2)
Under this contraction, the algebra relations become
[L̂2, X̂] = 2L̂1, [L̂2, L̂1] = 2X̂, [X̂, L̂1] = −Ĥ.
We use the Gegenbauer model (6.9) for E6 and with basis functions gk(t) (6.10). The repre-
sentation can be saved by taking β = 1/ε, t =
√
εu and E = Ê/ε. The model becomes
X̂ =
√
Êu, L̂1 = ∂uu − 2u∂u − 1, L̂2 =
1
2
[L̂1, X̂].
In this limit, the Gegenbauer polynomials tend to the Hermite polynomials,
Hk(u)
2k/2k!
= lim
λ→∞
Cλk ( u√
λ
)
λk/2
, λ = β +
1
2
→∞.
In the original quantum system we set x = t/
√
ε and a = 1/ε2. Then, for ε → 0 in the
contraction (7.2), we have
L1 = t2∂yy − y2/t2, L2 = y/t2, X = ∂y, H = −1/t2.
Note that operators X, L1, L2, H determine the oscillator algebra, the Lie algebra generated by
the annihilation/creation operators for bosons, a, a∗, the number of particles operator N = a∗a
and the identity I.
8 Contractions to Laplace–Beltrami equations
8.1 Contraction E6 → e(2)
Jacobi → Tchebicheff. We contract to the free space Hamiltonian by setting a → 0, i.e.
β → −1/2. In the limit we find the continuous Tchebicheff polynomials gk(x) = 2Tk(x) =
k lim
s→0
Cs
k(v)
s .
After the contraction we have L̂2 = Ĵ2, Ĵ =
√
1− v2∂v, and Ĵ generates the new symmetry
X̂1 = [Ĵ , X̂2] = 2iM
√
1− v2. Since [X̂1, X̂2] = 0 and L̂1 = 1
2{Ĵ , X̂1}, the quadratic algebra now
closes to e(2) the Euclidean Lie algebra.
8.2 Contraction S3 → so(3)
Dual Hahn → Special Krawtchouk. We use model (6.3). In the finite case the multiplicity
of E is M+1. To go to the Laplace–Beltrami eigenvalue equation on the sphere we let α→ −1/2.
In this limit, cancellation occurs and we have X = (s−M)
2 E1− (s+M)
2 E−1, L2 = S2, S = is. From
[X,S] we obtain Y = (s−M)
2 E1 + (s+M)
2 E−1 and these 3 generators define the Lie algebra so(3).
Contractions of Quantum Superintegrable Systems and the Askey Scheme 25
Figure 1. The Askey scheme and contractions of superintegrable systems.
With this new symmetry the dimension of the finite representations becomes 2M + 1, the basis
functions are polynomials in s, rather than s2 and the spectrum of s is −M,−M + 1, . . . ,M .
The new basis polynomials are
2F1
(
−N, −s−M
−2M
; 2
)
,
special Krawtchouk polynomials KN (s + M ; 1
2 , 2M) in the finite dimensional case and special
Meixner polynomials MN (s+M ;−2M,−1) in the infinite case.
9 The contraction scheme and final comments
The top half of Fig. 1 shows the standard Askey scheme indicating which orthogonal polynomials
can be obtained by pointwise limits from other polynomials and, ultimately, from the Wilson or
26 E.G. Kalnins, W. Miller Jr. and S. Post
Figure 2. The Askey contraction scheme.
Racah polynomials. The bottom half of Fig. 1 shows how each of the superintegrable systems can
be obtained by a series of contractions from the generic system S9. Not all possible contractions
are listed, partly due to complexity and partly to keep the graph from being too cluttered. (For
example, all nondegenerate and degenerate superintegrable systems contract to the Euclidean
system H = ∂xx + ∂yy.) The singular systems are superintegrable in the sense that they have 3
algebraically independent generators, but the coefficient matrix of the 2nd order terms in the
Hamiltonian is singular. Fig. 2 shows which orthogonal polynomials are associated with models
of which quantum superintegrable system and how contractions enable us to reach all of these
functions from S9. Again not all contractions have been exhibited, but enough to demonstrate
that the Askey scheme is a consequence of the contraction structure linking 2nd order quantum
superintegrable systems in 2D. It is worth remarking that forthcoming papers by us will simplify
considerably the compexity of our approach, [27]. We will show that the structure equations
for nondegenerate superintegrable systems can be derived directly from the expression for R2
alone, and the structure equations for degenerate superintegrable systems can be derived, up
Contractions of Quantum Superintegrable Systems and the Askey Scheme 27
to a multiplicative factor, from the Casimir alone. It will also be demonstrated that all of the
contractions of quadratic algebras in the Askey scheme can be induced by natural contractions
of the Lie algebras e(2,C) (6 possible contractions) and o(3,C) (4 possible contractions).
This method obviously extends to 2nd order systems in more variables. A start on this study
can be found in [26]. To extend the method to Askey–Wilson polynomials we would need to
find appropriate q-quantum mechanical systems with q-symmetry algebras and we have not yet
been able to do so.
Acknowledgment
This work was partially supported by a grant from the Simons Foundation (# 208754 to Willard
Miller, Jr.). The authors would also like to thank the referees for their valuable comments and
suggestions.
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1 Introduction
2 Superintegrable systems
2.1 Six nondegenerate superintegrable systems
2.2 Six degenerate superintegrable systems
2.3 Two free (1st order) quantum superintegrable systems
3 Contractions of superintegrable systems
4 Models of superintegrable systems
4.1 The S9 model
5 Nondegenerate to nondegenerate limits
5.1 Contractions S9 E1
5.2 Contractions E1 E8
5.3 Contraction E1E3'
5.4 Contraction E1 E2
5.5 Contraction E8 E10
6 Nondegenerate to degenerate contractions
6.1 Contraction S9 S3
6.2 Contraction E1 E6
6.3 Contraction E8(a1=0) E14
7 Degenerate/singular system contractions
7.1 Contraction S3 E3
7.2 Contraction E1(a1=0)sl(2)
7.3 Contraction E6 oscillator algebra
8 Contractions to Laplace–Beltrami equations
8.1 Contraction E6 e(2)
8.2 Contraction S3so(3)
9 The contraction scheme and final comments
References
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