Toric Geometry and Calabi–Yau Compactifications
These notes contain a brief introduction to the construction of toric Calabi–Yau hypersurfaces and complete intersections with a focus on issues relevant for string duality calculations. The last two sections can be read independently and report on recent results and work in progress, including tors...
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irk-123456789-562062014-02-14T03:11:24Z Toric Geometry and Calabi–Yau Compactifications Kreuzer, M. Астрофізика і космологія These notes contain a brief introduction to the construction of toric Calabi–Yau hypersurfaces and complete intersections with a focus on issues relevant for string duality calculations. The last two sections can be read independently and report on recent results and work in progress, including torsion in cohomology, classification issues, and topological transitions. Цi нотатки мiстять короткий вступ до побудови торiчних Калабi–Яу гiперповерхней та повних перетинiв з акцентом на розрахунках, що стосуються дуальностi струн. Останнi два роздiли можуть бути прочитанi незалежно вiд iнших i присвяченi недавнiм результатам та роботам, якi ще не закiнчено, включаючи кручення в когомологiї, питання класифiкацiї та топологiчних переходiв. 2010 Article Toric Geometry and Calabi–Yau Compactifications / M. Kreuzer // Український фізичний журнал. — 2010. — Т. 55, № 5. — С. 613-625. — Бібліогр.: 55 назв. — англ. 2071-0194 PACS 02.40.Tt; 11.25.-w; 11.25.Mj http://dspace.nbuv.gov.ua/handle/123456789/56206 en Український фізичний журнал Відділення фізики і астрономії НАН України |
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These notes contain a brief introduction to the construction of toric Calabi–Yau hypersurfaces and complete intersections with a focus on issues relevant for string duality calculations. The last two sections can be read independently and report on recent results and work in progress, including torsion in cohomology, classification issues, and topological transitions. |
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Toric Geometry and Calabi–Yau Compactifications |
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Toric Geometry and Calabi–Yau Compactifications |
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Toric Geometry and Calabi–Yau Compactifications |
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Toric Geometry and Calabi–Yau Compactifications |
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Toric Geometry and Calabi–Yau Compactifications |
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toric geometry and calabi–yau compactifications |
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Відділення фізики і астрономії НАН України |
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2010 |
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Toric Geometry and Calabi–Yau Compactifications / M. Kreuzer // Український фізичний журнал. — 2010. — Т. 55, № 5. — С. 613-625. — Бібліогр.: 55 назв. — англ. |
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AT kreuzerm toricgeometryandcalabiyaucompactifications |
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TORIC GEOMETRY AND CALABI–YAU COMPACTIFICATIONS
TORIC GEOMETRY AND CALABI–YAU
COMPACTIFICATIONS
M. KREUZER
Institute for Theoretical Physics, Vienna University of Technology
(Wiedner Hauptstr. 8-10, 1040 Vienna, Austria; e-mail: Maximilian. Kreuzer@ tuwien. ac. at )
PACS 02.40.Tt; 11.25.-w;
11.25.Mj
c©2010
These notes contain a brief introduction to the construction of toric
Calabi–Yau hypersurfaces and complete intersections with a focus
on issues relevant for string duality calculations. The last two sec-
tions can be read independently and report on recent results and
work in progress, including torsion in cohomology, classification
issues, and topological transitions
Introduction
Toric geometry is a beautiful part of mathematics that
relates discrete and algebraic geometries and provides
an elegant and intuitive construction of many non-
trivial examples of complex manifolds [1–6]. Sparked
by Batyrev’s construction of toric Calabi–Yau hyper-
surfaces, which relates the mirror symmetry to a com-
binatorial duality of convex polytopes [7], toric geom-
etry also became a pivotal tool in string theory. It
provides efficient tools for the construction and analy-
sis of large classes of models, and for computing quan-
tum cohomology and symplectic invariants [8–11], fi-
bration structures [12–15] for non-perturbative dualities
[16–19], and Lagrangian submanifolds for open string
and D-brane physics [20–22]. F -theory compactifica-
tions [23, 24], which are based on elliptic Calabi–Yau
4-folds, are maybe the most promising approach to real-
istic unified string models for particle physics [25], but
also 3-folds with torsion in cohomology have been used
for the successful model building [26].
In the present notes, we describe some tools that are
provided by toric geometry and report on some recent
results. Section 1 contains the basic definitions and con-
structions of toric varieties, working mainly with a ho-
mogeneous coordinate ring. In section 2, we recall the
string theory context in which Calabi–Yau geometry be-
comes important for particle physics and describe the
toric construction of hypersurfaces and complete inter-
sections. Section 3 explains fibrations and torsion in
cohomology in terms of the combinatorics of polytopes.
In section 4, we summarize recent results and work in
progress and conclude with a list of open problems.
1. Basics of Toric Geometry
The (algebraic) n-torus is a product T = (C∗)n of n co-
pies of the punctured complex plane C∗ = C \ {0} we
regard as a multiplicative Abelian group. It is, hence,
a complexification of the real n-torus U(1)n. A toric
variety is defined as a (partial) compactification of T
in the following sense: It is a (normal) variety X that
contains an n-torus T as a dense open subset such that
the natural action of the torus T on itself extends to an
action of T on the variety X.
The beauty of toric geometry comes from the fact that
the data is encoded in combinatorial terms and that this
structure can be used to derive simple formulas for so-
phisticated topological and geometrical objects. More
precisely, the data is given by a fan Σ, which is a finite
collection of strongly convex rational polyhedral cones
(i.e. cones generated by a finite number of lattice points
and not containing a complete line) such that all faces of
cones and all intersections of any two cones also belong
to the fan.
The space, in which Σ lives, can be obtained as fol-
lows [6]: If we parametrize the torus by coordinates
(t1, . . . , tn), the character group M = {χ : T → C∗}
of T can be identified with a lattice M ∼= Zn, where
m ∈ M corresponds to the character χm((t1, . . . , tn)) =
tm1
1 . . . tmnn ≡ tm. Another natural lattice that comes
with the torus T can be identified with the group of al-
gebraic one-parameter subgroups, N ∼= {λ : C∗ → T},
where u ∈ N corresponds to the group homomorphism
λu(τ) = (τu1 , . . . , τun) ∈ T for τ ∈ C∗. The composition
(χ ◦λ)(τ) = χ(λ(τ)) = τ 〈χ,λ〉 defines a canonical pairing
〈χm, λu〉 = m ·u which makes N and M ∼= Hom(N,Z) a
dual pair of lattices (or free Abelian groups). The char-
acters χm for m ∈ M can be regarded as holomorphic
functions on the torus T and hence as rational functions
on the toric variety X. We will see that the lattice N ,
ISSN 2071-0194. Ukr. J. Phys. 2010. Vol. 55, No. 5 613
M. KREUZER
or rather its real extension NR = N ⊗Z R ∼= Rn, is where
the cones σ ∈ Σ of the fan live.
First, we construct the rays ρj with j = 1, . . . , r, i.e.
the one-dimensional cones ρj ∈ Σ(1) of the fan, where
the n-skeleton Σ(n) contains the n-dimensional cones of
Σ. Recall that divisors are formal linear combinations
of subvarieties of X of (complex) codimension 1, i.e. of
dimension n − 1. It can be shown that normality of X
implies that the divisors div(χm), i.e. the hypersurfaces
defined by the equations χm = 0, are equal to sums∑r
1 ajDj for some finite set of irreducible divisors Dj .
Like div(χm), the Dj are T -invariant and hence unions
of complete orbits of the torus action. The coefficients
aj(m) are unique so that the decomposition divχm =∑
ajDj defines linear maps m→ aj(m) = 〈m, vj〉. The
irreducible divisors Dj define, hence, vectors vj ∈ N
for j ≤ r with aj(m) = 〈m, vj〉. These vectors are the
primitive generators of the rays ρj that constitute the
1-skeleton Σ(1) of the fan Σ. If we locally write the equa-
tion of the divisor as Dj = {zj = 0} with zj a section
of some local line bundle, then we can write the torus
coordinates, with appropriate choice of normalizations,
as ti =
∏
z
〈ei,vj〉
j on some dense subset of T ⊆ X.
1.1. Homogeneous coordinates
We now regard {zj} as global homogeneous coordinates
(z1 : . . . :zr) in a generalization of the construction of the
projective space Pn as a C∗-quotient of Cn+1 \ {0} via
the identification (z0 : . . . :zn) ≡ (λz0 : . . . :λzn). If all zj
are non-zero, then the coordinates
(λq1z1 : . . . : λqrzr) ∼ (z1 : . . . : zr), λ ∈ C∗ (1)
describe the same point of the torus T with coordinates
ti =
∏
z
〈ei,vj〉
j ∈ T = X \
⋃
Dj (2)
if
∑
qjvj = 0, where vj are the generators of the rays
ρj ∈ Σ(1) of the fan Σ. Since the vectors vj ∈ N be-
long to a lattice of dimension n, the scaling exponents
{qj} ∈ ZΣ(1) ∼= Zr in identification (1) are restricted by
n independent linear equations. Naively, we might ex-
pect therefore that the toric variety X can be written as
a quotient (Cr \ Z) / (C∗)r−n, where {(zj)} = Cr \ Z
is the set of allowed values for the homogeneous coor-
dinates and the (C∗)r−n-action on {(zj)} implements
identification (1) with
∑
qjvj = 0. The identification
group corresponds, however, to the kernel of the map
(zj) → (ti =
∏
z
〈ei,vj〉
j ) for (zj) ∈ (C∗)r. If vj do not
span the N -lattice, i.e. if the quotient
G ∼= N/(spanZ{v1, . . . , vr}) (3)
is a finite Abelian group of order |G| > 1, then this kernel
is (C∗)r/(C∗)n ∼= (C∗)r−n × G and contains a discrete
factor G. The toric variety X can be constructed, hence,
in terms of homogeneous coordinates zj , an exceptional
set Z ⊂ Cr, and the identification group (C∗)r−n × G
as
X = (Cr − Z) / ((C∗)r−n ×G), (4)
where the quotient can be shown to be “geometrical”
if the fan Σ is simplicial [27] (cf., however, Example 2
below), For a given set of generators vj ∈ Rn of the
rays ρj ∈ Σ(1), we can construct different toric varieties
by choosing different lattices N ⊂ Rn that contain vj as
primitive lattice vectors. These are all Abelian quotients
of the variety, for which N is the integral span of {vj}.
The last piece of information we need is the excep-
tional set Z. The limit points (zj) ∈ X \ T =
⋃
Dj that
are added to T are determined by the conditions un-
der which homogeneous coordinates are allowed to van-
ish. This is where the information of the fan Σ enters:
A subset of the coordinates zj is allowed to vanish si-
multaneously iff there is a cone σ ∈ Σ containing all
of the corresponding rays ρj . In geometrical terms,
this means that the corresponding divisors Dj intersect
in X. The exceptional set Z is, hence, the union of
sets
ZI = {(z1 : . . . : zr) | zj = 0 ∀ j ∈ I}, (5)
for which there is no cone σ ∈ Σ such that ρj ⊆ σ for all
j ∈ I. Minimal index sets I with this property are called
primitive collections. They correspond to the maximal
irreducible components of Z =
⋃
ZI .
1.2. Torus orbits
In terms of homogeneous coordinates, the torus action
amounts to the effective part of the (C∗)r action induced
on the quotient (4) by independent scalings of zj and
thus extends from T to X. The torus orbits, into which
X decomposes, are, hence, characterized by the index
sets of the vanishing coordinates. It can be shown [3]
that the torus orbits Oσ are in one-to-one correspon-
dence with the cones σ ∈ Σ, where Oσ ∼= (C∗)n−dimσ
is the intersection of all divisors Dj for ρj ⊂ σ with all
complements of the remaining divisors. The orbit Oσ is
an open subvariety of the orbit closure Vσ, which is the
intersection of all divisors Dj for ρj ⊂ σ and which also
has dimension n− dimσ.
Further important sets are the affine open sets Uσ,
which are the intersections of all complements X \ Dj
614 ISSN 2071-0194. Ukr. J. Phys. 2010. Vol. 55, No. 5
TORIC GEOMETRY AND CALABI–YAU COMPACTIFICATIONS
with ρj 6∈ σ and which provide a covering of X. The
relations between these sets can be summarized as
Vσ =
⋃
τ⊇σ
Oτ , Uσ =
⋃
τ⊆σ
Oτ , X =
⋃
σ∈Σ
Uσ, (6)
where Vσ and Uσ are disjoint unions and the last union
can be restricted to a covering of X by Uσ’s for maximal
cones σ. In the traditional approach [1–4], a toric variety
X is constructed by gluing its open affine patches Uσ
along their intersections
Uσ ∩ Uτ = Uσ∩τ ⊇ T = U{0}. (7)
The patches Uσ are constructed in terms of their rings of
regular functions which are generated by the characters
χm that are nonsingular on the relevant patch. Since
ti =
∏
z
〈ei,vj〉
j ⇒ χm = tm =
∏
z
〈m,vj〉
j , (8)
the relevant exponent vectors m ∈ M are the lattice
points in the dual cone
σ∨ = {x ∈MR : 〈x, v〉 ≥ 0 ∀ v ∈ σ}. (9)
More abstractly, the algebra Aσ = C[σ∨ ∩ M ] of the
semigroup σ∨ ∩M is, by definition, the ring of regular
functions on Uσ, so that the points of Uσ can be ob-
tained as the spectrum Specm(Aσ) of maximal ideals.
The Zariski topology of Uσ can be constructed in terms
of the prime ideals and the gluing can be worked out by
relating the characters in different patches (cf. Example
2 below). We now state two important theorems [1–4]:
Theorem 1. A toric variety is compact if and only if
the fan is complete, i.e. if the support of the fan covers
the N lattice |Σ| = ⋃
Σ
σ = NR.
We prove the only if: For an incomplete fan, we con-
sider some u ∈ N \ |Σ| and a one-parameter family of
points pλ = (λu1t1, . . . , λ
untn) ∈ T . The evaluation
of χm yields χm(pλ) = λ〈m,u〉χm(p1). But the limit
point pλ→0 cannot be contained in any patch Uσ, be-
cause χm(pλ) diverges as λ → 0 for m ∈ σ∨ and u 6∈ σ,
so that 〈m,u〉 < 0.
Theorem 2. A toric variety is non-singular if and only
if all cones are simplicial and basic, i.e. if all cones σ ∈ Σ
are generated by a subset of a lattice basis of N .
To illustrate these theorems, we work out two examples:
Example 1. The Hirzebruch surface
Hirzebruch surfaces Fn are P1 bundles over P1 that can
be defined by v0 = (0,−1), v1 = (1, 0), v2 = (−1, n)
and v3 = (0, 1), with linear relations v0 + v3 = 0, nv0 +
B
B A
B
s
s s s
ss
sz2 F2
(λ2µz0 :λz1 :λz2 :µw) ∈ (C4−Z)/(C∗)2 F1
@
@
@
@
�
�s
wAs s
BAAs s
B
z1 Z = {z0 = w=0} ∪ {z1 = z2 =0}F0
z0
Fig. 1. Hirzebruch surface F2 as a blow-up of WP211C C
J
J
J
J
�
�
�
��aaaa
aaaa��
z1
z3z2
z0(2b)J
J
J
J
�
�
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��aaaa
aaaa��
β
α(2a) J
J
J
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xv (2c)uy
A
A
AF as blowup of P . Fig. 2: Toric desingularizations of the conifold.by gluing its open a�netersections (7)in terms of their rings ofgenerated by the charactersrelevant patch. Since
We consider the case . If we drop thethe fan would consist of 3 cones and we obtainweighted projective space P with scaling. This space is singular because the coneby has volume 2. Indeed, if we drop thenate and set then is a �xedof the C identi�cation for , i.e. we haquotient singularity. The Hirzebruch surface F
Fig. 2. Toric desingularizations of the conifold
v1 + v2 = 0 and scaling parameters µ and λ, as shown in
Fig. 1.
We consider the case n = 2. If we drop the vertex
v3, the fan would consist of 3 cones, and we obtain the
weighted projective space WP211 with scaling weights
(2, 1, 1). This space is singular because the cone spanned
by (v1, v2) has volume 2. Indeed, if we drop the coor-
dinate w and set µ = 1, then (1 : 0 : 0) is a fixed point
of the C∗ identification for λ = −1, i.e. we have an
Z2 quotient singularity. The Hirzebruch surface F2 is a
desingularization of this surface corresponding to a sub-
division of the cone (v1, v2) into two basic cones (v1, v3)
and (v3, v2). The exceptional set is accordingly modified
to Z = {z0 = w = 0} ∪ {z1 = z2 = 0}. We can now
consider two cases: If w 6= 0, then µ = 1/w scales w to
w = 1. This yields all points (z0 :z1 :z2 : 1) ≡ (z0 :z1 :z2)
of WP211 except for its singular point (1 : 0 : 0) which is
excluded due to the subdivision of the cone (v1, v2) by
v3. If w = 0, we can scale z0 6= 0 to z0 = 1 and find
(1 : z1 : z2 : 0) ∈ F2. We thus observe that the singu-
lar point has been replaced by a P1 with homogeneous
coordinates (z1 : z2). This process of replacing a point
by a projective space is called blow-up. In the present
example, it desingularizes a weighted projective space.
It can be shown [3] that all singularities of toric varieties
can resolved by a sequence of blow-ups that correspond
to subdivisions of the fan.
Example 2. The conifold singularity
According to Theorem 2, the second source of singulari-
ties is the nonsimplicity of a cone, which is only possible
in at least 3 dimensions. We consider, hence, a quadratic
cone σ as displayed in Fig. 2,b with generators
v0 = (1, 0, 0), v1 = (0, 1, 0), v2 = (1, 0, 1), v3 = (0, 1,−1)
ISSN 2071-0194. Ukr. J. Phys. 2010. Vol. 55, No. 5 615
M. KREUZER
and relation
∑
qivi = 0 with q = (1, 1,−1,−1) so that
(z0 : z1 : z2 : z3) = (λz0 : λz1, 1
λz2 : 1
λz3), (10)
or X = P(1, 1,−1,−1). The dual cone σ∨ has generators
m0 =(1, 0, 0),m1 =(0, 1, 0),m2 =(0, 1, 1),m3 =(1, 0,−1).
According to (8), the coordinate ring Aσ is generated by
x = χm0 = z0z2, y = χm1 = z1z3, (11)
u = χm2 = z1z2, v = χm3 = z0z3, (12)
which are regular, invariant under the scaling (10), and
obey the relation xy = uv. Hence, Aσ = C[σ∨ ∩M ] ∼=
C[x, y, u, v]/〈xy−uv〉 and X=Uσ can be identified with
the hypersurface xy = uv in C4 which has a “conifold
singularity” at the origin. As shown in Fig. 2, the cone
σ can be triangulated in two different ways. In the first
case, σα = 〈v0, v2, v3〉, σβ = 〈v1, v2, v3〉, and the dual
cones are σ∨α = (mα,m0,m3), σ∨β = (mβ ,m1,m2) with
mα = −mβ = (−1, 1, 1), so that we obtain the algebras
Aα = C(mα,m0,m3) 3 (z1/z0, x = z0z2, v = z0z3), (13)
Aβ = C(mβ ,m2,m1) 3 (z0/z1, u = z1z2, y = z1z3). (14)
With the exceptional set Z = {z0 = z1 = 0}, we ob-
serve that the singular point x = y = u = v = 0 has
been replaced by a P1 3 (z0 : z1), and the transition
functions show that X{σα,σβ} can be identified with the
total space of the rank two bundle O(−1)⊕O(−1)→ P1.
The reader may verify that the homogeneous coordi-
nates work straightforwardly (geometrical) in the sim-
plicial cases (2,a) and (2,c). In the non-simplicial case
(2,b), quotient (4) has to be taken in the “GIT–sense”
[27], because all C∗ orbits (λz0 : λz1 : 0 : 0) and
(0 : 0 : 1
λz2 : 1
λz3) map to the tip 0 ∈ Uσ of the coni-
fold (the categorial quotient of geometric invariant theory
(GIT) involves the dropping of “bad” orbits).
The two toric resolutions correspond to blowups re-
placing the singular point by two different P1’s (which
topologically are 2-spheres S2). We can go, hence, from
one “small resolution” to the other via the conifold by
blowing down the P1 to a point and blowing up that
point in a different way. This is called a flop transition.
There is also a non-toric possibility to resolve the
singularity by deforming the hypersurface equation to
xy − uv = ε. Topologically, this amounts to replacing
the singularity by a 3-sphere S3. This can be seen as
follows: by a linear change of variables {x∓y2 , u±v2 } ↔
{ilwl}, we can write the deformed conifold equation as∑4
l=1 w
2
l = ε. With wl = al + ibl, its real and imaginary
part become∑
l≤4
a2
l = ε+
∑
l≤4
b2l ,
∑
l≤4
albl = 0. (15)
For ε > 0, the four real variables a′k = ak/
√
ε+
∑
l b
2
l
parametrize a 3-sphere, and bk with
∑
l a
′
lbl = 0
parametrize the fibers of the cotangent bundle T ∗S3.
The topology change between the small resolution and
the deformation is called conifold transition.
1.3. Line bundles
The conifold is the standard example of a non-compact
(local) Calabi–Yau geometry. A compact toric varieties,
on the other hand, never have c1 = 0. Hence, we will
not only be interested in toric varieties themselves but
also in hypersurfaces or complete intersections thereof,
which are smooth Calabi–Yau spaces under appropri-
ate conditions. Their defining equations will be sections
of non-trivial line bundles. The relevant data of these
bundles are the transition functions between different
patches. These data are closely related to the topolog-
ical data of Cartier divisors which are locally given, by
definition, in terms of the rational equations fα = 0 with
fα/fβ regular and nonzero on the overlap of two patches.
Since the multiplication by a rational function does not
change the line bundle, we are interested in the classes
of divisors with respect to linear equivalence, i.e. mod-
ulo addition of principal divisors div(f), which are the
divisors of rational functions f . Hence, Cartier divisor
classes determine the Picard group Pic(X) of holomor-
phic line bundles.
Finite formal sums of irreducible varieties of codimen-
sion one are called Weil divisors (which may not be
Cartier, i.e. locally principal, on singular varieties).
On a toric variety, it can be shown that the Chow
group An−1(X) of Weil divisors modulo linear equiva-
lence is generated by the T -invariant irreducible divisors
Dj modulo the principal divisors div(χm) with m ∈M ,
i.e. there is an exact sequence
0→M → ZΣ(1) → An−1(X)→ 0, (16)
where M 3 m → (〈m, vj〉) ∈ ZΣ(1)
and ZΣ(1) 3 (aj) →∑
ajDj . Hence, the Chow group An−1(X) has rank
r−n. It contains the Picard group as a subgroup, which
is torsion-free if XΣ is compact [3].
A Weil divisor of the form D =
∑
ajDj is Cartier
and, hence, defines a line bundle O(D) ∈ Pic(X), if
there exists an mσ ∈ M for each maximal cone σ ∈ Σ
such that 〈mσ, vj〉 = −aj for all ρj ∈ σ. The transition
functions of O(D) between the patches Uσ and Uτ are
then given by χmσ−mτ . If X is smooth, then all Weil
divisors are Cartier. For a simplicial fan, kD is Cartier
for some positive integer k. For Cartier divisors, the
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TORIC GEOMETRY AND CALABI–YAU COMPACTIFICATIONS
Σ-piecewise linear real function ψD on NR defined by
ψD(v) = 〈mσ, v〉 for v ∈ σ (17)
is called support function. If X is compact and D =∑
ajDj is Cartier, then O(D) is generated by global
sections iff the support function ψD is convex, and D is
ample iff ψD is strictly convex, i.e. if 〈mσ, vj〉 > −aj for
dimσ = n and ρj 6⊂ σ. For convex support functions,
ΔD = {m ∈MR : 〈m, vj〉 ≥ −aj ∀ j ≤ r} (18)
= {m ∈MR : 〈m,u〉 ≥ ψD(u) ∀ u ∈ N} (19)
defines a convex lattice polytope ΔD ⊂ MR, whose lat-
tice points provide the global sections of the line bun-
dle O(D) corresponding to a divisor D (the first equal-
ity defines ΔD also if D is not Cartier). In particular,
ΔkD = kΔD and ΔD+div(χm) = ΔD−m so that the poly-
tope can be translated in the M lattice without changing
the divisor class and the transition functions.
In terms of polytope (18), D is generated by global
sections iff ΔD is the convex hull of {mσ}, and D is
ample iff ΔD is n-dimensional with vertices mσ for σ ∈
Σ(n) and with mσ 6= mτ for σ 6= τ ∈ Σ(n). In the
latter case, there is a bijection between faces of ΔD and
cones in Σ or, more pricisely, Σ is the normal fan of ΔD:
By definition, the cones στ of the normal fan ΣΔ of a
polytope Δ are the dual cones of the cones over Δ − x,
where x ∈ MR is any point in the relative interior of a
face τ ⊂ Δ. If 0 ∈M is in the interior of Δ, as can always
be achieved by a rational translation of Δ by δx ∈ MQ,
then the normal fan ΣΔ coincides with the fan of cones
over the faces of the polar polytope Δ◦ ⊆ NR defined by
Δ◦ = {y ∈ NR : 〈x, y〉 ≥ −1 ∀x ∈ Δ}. (20)
On smooth compact toric varieties, it can be shown that
every ample T -invariant divisor is very ample. The sec-
tions χm of such O(D) provide an embedding of XΣ
into PK−1 via (χm1 : . . . : χmK ), where K = |ΔD ∩M |
is the dimension of the space of global sections of O(D).
Therefore, a toric variety XΣ is projective iff Σ is the
normal fan of a lattice polytope Δ ⊂MR [2, 3].
Summarizing, the equations defining Calabi–Yau hy-
persurfaces or complete intersections will be sections of
the line bundles O(D) given by Laurent polynomials
f =
∑
m∈ΔD∩M
cmχ
m =
∑
m∈ΔD∩M
cm
∏
j
z
〈m,vj〉
j , (21)
whose exponent vectors m span the convex lattice poly-
topes ΔD ⊆ MR defined in eq. (18). In an affine patch
Uσ, the local section fσ = f/χmσ is a regular function
fσ ∈ Aσ because ΔD −mσ ⊂ σ∨.
1.4. Intersection ring and Chern classes
If a collection ρj1 , . . . , ρjk of rays is not contained in a
single cone, then the corresponding homogeneous coor-
dinates zjl are not allowed to vanish simultaneously, and
the corresponding divisorsDjl have no common intersec-
tion. For the intersection ring, we expect the non-linear
relations RI = Dj1 · . . . · Djk = 0, where it is sufficient
to consider the primitive collections I = {j1 . . . jk} as
defined by Batyrev, i.e. the minimal index sets such
that the corresponding rays do not all belong to the
same cone (cf. the definition of the exceptional set
Z =
⋃
ZI in Section 1 1.1). The ideal in Z[D1, . . . , Dr]
generated by these RI is called Stanley–Reisner ideal J ,
and Z[D1, . . . , Dr]/J is a Stanley–Reisner ring.
The Chow groups Ak(X) of a variety X are gener-
ated by k-dimensional irreducible closed subvarieties of
X modulo rational equivalence by divisors of rational
functions on subvarieties of dimension k + 1. For an ar-
bitrary toric variety XΣ, it can be shown that Ak(X) is
generated by the equivalence classes of orbit closures Vσ
for cones σ ∈ Σ(n−k). The intersection ring of a non-
singular compact toric variety XΣ is [1]
A∗(XΣ) = Z[D1, . . . , Dr] /
〈
RI ,
∑
j〈m, vj〉Dj
〉
(22)
(for a definition of the intersection product see [3]).
The intersection ring can be obtained from the
Stanley–Reisner ring by adding the linear relations∑
j〈m, vj〉Dj ' 0, where it is sufficient to take a set
of basis vectors of the M -lattice for m. The Chow
ring also determines the homology groups H2k(XΣ,Z) =
Ak(X,Z). These results actually generalize to the sim-
plicial projective case with the exception that one needs
to admit rational coefficients [2, 3]. In particular, for
a maximal-dimensional simplicial cone σ spanned by
vj1 , . . . , vjn , the intersection number of the correspond-
ing divisors is
Dj1 · . . . ·Djn = 1/Vol(σ), (23)
where Vol(σ) is the lattice-volume (i.e. the geometrical
volume divided by the volume 1/n! of a basic simplex).
Having discussed the cycles, we did not turn to dif-
ferential forms. The canonical bundle of a non-singular
toric variety can be obtained by considering the rational
form
ω =
dx1
x1
∧ . . . ∧ dxn
xn
(24)
which, by an appropriate choice of the orientation (i.e.
the order of the local coordinates xi in the affine
ISSN 2071-0194. Ukr. J. Phys. 2010. Vol. 55, No. 5 617
M. KREUZER
patches), is a rational section of ΩnX . This implies
ΩnX = OX(−
r∑
j=1
Dj) (25)
and for the canonical divisor −D = −∑Dj . The com-
putation of the total Chern class requires an expression
for the (co)tangent bundle, for which there is an exact
sequence
0 → Ω1
X → Ω1
X(logD) res→ ⊕
j O(Dj), (26)
where Ω1
X(logD) turns out to be trivial, and the residue
map takes ω =
∑
fj dzj/zj
res→ ⊕fj |Dj [3]. A calculation
yields the total Chern class of the tangent bundle
c(TX) =
∏r
1(1 +Dj) =
∑
σ∈Δ[Vσ] (27)
and the Todd class
td(TX) =
∏r
1
Dj
1−exp(−Dj) = 1 + 1
2 c1 + 1
12 c
2
1c2 + . . . (28)
The first Chern class c1 =
∑
Dj is positive for compact
toric varieties, but it vanishes for the conifold, because of
the linear relations D0 +D2 ∼ 0, D1 +D3 ∼ 0 and D1 ∼
D3. (Implications for volumes and numbers of lattice
points can now be derived by applying the Hirzebruch–
Riemann–Roch formula χ(X,E) =
∫
ch(E) Td(X) to
the case of line bundles of Cartier divisors as described,
for example, in the last chapter of [3].)
1.5. Symplectic reduction
There is another approach to toric geometry in terms of
symplectic instead of complex geometry, which is impor-
tant because, in addition to the complex structure, we
will also need the Kähler metric. Moreover, the symplec-
tic approach can be given a direct physical interpretation
in terms of supersymmetric gauged linear sigma models
[28]. The idea is that the C∗-quotient can be performed
in two steps: we first divide out the phase parts which
amount to compact U(1) quotients and then – instead
of a radial identification – fix the values of appropriate
“radial” variables to certain sizes ta that will parametrize
the Kähler metric.
In order that the quotient inherits a Kähler form (and,
hence, a symplectic structure) from the natural Kähler
form on Cr
ω = i
∑
dzj ∧ dz̄j = 2
∑
dxj ∧ dyj =
∑
dr2j ∧ dϕj , (29)
with z = x+ iy = reiϕ, we use the symplectic reduction
formalism. This requires that the G-action is Hamil-
tonian, i.e. given by a moment map µ : Cr → g∗ to the
dual g∗ of the Lie algebra g ofG = U(1)r−n such that the
Hamiltonian flows defined by µ generate the infinitesi-
mal G-transformations. Then the symplectic reduction
theorem guarantees that the restriction of the image of
a moment map to fixed values ta for a = 1, . . . , n − r
induces a symplectic structure on the quotient of the
preimage µ−1(ta)/G for regular values of ta.
In toric geometry, we consider the moment maps
µa =
∑
j q
(a)
j |zj |2 with
∑
j q
(a)
j vj = 0. (30)
With ω−1 ∼ ∑j
∂
∂ϕj
∧ ∂
∂r2j
, the corresponding Hamilto-
nian flows ω−1(µa) ∼
∑
j q
(a)
j
∂
∂ϕj
generate the compact
subgroups of the C∗ actions of the homomorphic quo-
tients (4). In the gauged linear sigma model [28], the
quantities q(a)j are the charges of r chiral superfields zj
under a U(1)r−n gauge group, and the moment maps µa
are D-terms in the superpotential. The imaginary parts
of the complexified radii ta thus correspond to θ-angles.
Under the symplectic reduction, the holomorphic r-
form Ω =
∏
dzj on Cr descends to a holomorphic n-
form iff it is invariant under the group action, i.e. if∑
j q
(a)
j = 0 for all a ≤ r−n. These equations can be in-
terpreted as U(1) gauge anomaly cancellation conditions
in the linear sigma model [28]. Since the existence of a
holomorphic n-from on XΣ is equivalent to c1 = 0, we
thus obtain a simple form of the Calabi–Yau condition
(cf. the vanishing of
∑
j qj for a conifold).
Instead of the linear combinations (30), we can con-
sider all moment maps µj = |zj |2, whose flows are phase
rotations of the homogeneous coordinates zj . After the
symplectic reduction, the effective part G ∼= U(1)n of this
U(1)r-action yields the compact part of the torus action
G ⊂ T . The image of the corresponding momentum map
is a convex polytope, the Delzant polytope Δ(ta), whose
corners correspond to fixed points of G. Since the Lie
algebra g of G can be identified with the the real exten-
sion of the N -lattice, Δ(ta) is a polytope in g∗ ≡MR.
Example 3. For the projective space Pn, all qj = 1,
and, with ta = r2, we obtain the symplectic quotient
as {|z0|2 + . . . + |zn|2 = r2}/U(1). Hence, the value
ta = r2 of the moment map of the symplectic reduction
parametrizes the size of the projective space. The image
of the moment map for G ⊂ T on the resulting toric va-
riety is the simplex {ti ≥ 0, r2 −∑n
1 ti = t0 ≥ 0} ⊂MR,
whose faces of codimension k correspond to the vanish-
ing of k moment maps ti and, hence, to fixed points of
a U(1)k subgroup of G. The fan of the toric variety Pn
is the normal fan of Δ. We thus can construct Pn as
a (compact) torus fibration over a polytope Δ ∈ Rn,
618 ISSN 2071-0194. Ukr. J. Phys. 2010. Vol. 55, No. 5
TORIC GEOMETRY AND CALABI–YAU COMPACTIFICATIONS
whose fibers degenerate to lower-dimensional tori over
the faces of Δ. This fibration structure has been used by
Strominger, Yau, and Zaslow [20] for an interpretation of
the mirror symmetry as the T -duality on a torus-fibered
Calabi–Yau manifold.
Example 4. As a non-compact example, we consider
the conifold, whose Kähler metric is parametrized by
t = |x0|2 + |x1|2 − |x2|2 − |x3|2. Obviously, t = 0 is
a singular value, while, for t = ±ε2 → 0, the size ε
of one of the blown-up P1’s shrinks to 0. Regular val-
ues of the moment maps ta lead to a smooth symplectic
quotient and, in particular, to a (projective) triangu-
lation of the fan. The corresponding smooth Kähler
metric is parametrized by the r − n values ta which
can be interpreted as sizes of certain two-cycles, in ac-
cord with the dimension r − n of H2(XΣ). The reg-
ular values correspond to open cones of the secondary
fan which parametrizes the Kähler moduli spaces and
whose chambers are separated by walls that correspond
to flop transitions [29] between different smooth phases
(in the physicist’s language [28]). At the transition, a
cycle shrinks to a point that is blown up according to
a different triangulation ΣΔ(t) on the other side of the
wall [29].
2. Strings, Geometry, and Reflexive Polytopes
At observable energy scales, string theory leads to an ef-
fective theory that corresponds to a 10-dimensional su-
pergravity compactified on a 6-dimensional manifold K.
At small distances, space-time looks, hence, like M4×K,
where M4 is our 4-dimensional Minkowski space, as long
as quantum fluctuations of the metric are sufficiently
small to allow for a semiclassical geometrical interpreta-
tion.
For phenomenological reasons, we require usually that
supersymmetry survives the compactification, which im-
plies the existence of a covariantly constant spinor ∇η =
0 on the internal manifold K. In the simplest situation,
RR background fields and the B field vanish. Candelas,
Horowitz, Strominger, and E. Witten [30] showed that
this implies that K is a complex Kähler manifold with
the vanishing first Chern class. (The inclusion of B fields
was already discussed in a beautiful paper by Strominger
[31], but RR fluxes were largely omitted for a long time,
until their importance for moduli stabilization in type II
theories was recognized [32]. The investigation of their
geometry leads to the important new concept of general-
ized complex structures [33–35].) Explicitly, the Kähler
form ω and the holomorphic 3-form Ω of the Calabi–Yau
hypersurface can be constructed in terms of η as
ωij = iη†γ[iγj]η, Ω ∼ η†γ[iγjγk]η, (31)
and the integrability condition Nij
k = 0 for the com-
plex structure Ji
l = ωijg
jl with the Nijenhuis tensor
Nij
k = Ji
l∂lJj
k − Jj
l∂lJi
k − ∂iJj
lJl
k + ∂jJi
lJl
k is a
trivially satisfied for the torsion-free metric-compatible
connection that stabilizes η = 0.
The condition c1 = 0, which is equivalent to the exis-
tence of a holomorphic 3-form Ω, has been conjectured
by Calabi and proven by Yau to be also equivalent to
the existence of a Ricchi-flat Kähler metric, so that the
vacuum Einstein equations are satisfied.
In the standard construction of anomaly-free heterotic
strings with the gauge group E6, it turns out that
charged particles and anti-particles show up in conjunc-
tion with elements of the Dolbeault cohomology groups
H11 and H21, respectively. While H11 parametrizes the
Kähler metric, H21 can be related to complex struc-
ture deformations via contraction with the holomorphic
3-form, ΩµνλδJλρ̄ ∈ H21. Since the exchange of par-
ticles and anti-particles, as well as the corresponding
sign of a U(1) charge in the sigma model description of
the Calabi–Yau compactifications, are mere conventions,
physicists came up with the idea of mirror symmetry [36]
which was used by Candelas et al. [37] to construct a
mirror map between the Kähler and complex structure
moduli spaces of a Calabi–Yau manifoldX and its mirror
dual X∗, whose topologies are related by
h11(X) = h21(X∗), h21(X) = h11(X∗). (32)
The power series expansions of this map could be in-
terpreted as instanton corrections in the quantum the-
ory and thus lead to a prediction of numbers of rational
curves [8, 9].
2.1. Toric hypersurfaces
The beauty of the toric construction of Calabi–Yau
spaces is based on the fact that it relates the mirror
symmetry to a combinatorial duality of lattice polytopes,
as was discovered by Batyrev [7]. He showed that the
Calabi–Yau condition for a hypersurface, i.e. the van-
ishing of the first Chern class, requires as a necessary
and sufficient condition that the polytope ΔD ⊆ MR of
the line bundle O(D), whose section defines the hyper-
surface, is polar to the lattice polytope Δ∗ = Δ◦D ⊆ NR,
where Δ∗ is the convex hull of the generators vj of rays
ρj ∈ Σ(1) of the fan of the ambient toric variety XΣ. A
lattice polytope, whose polar polytope (20) is again a
ISSN 2071-0194. Ukr. J. Phys. 2010. Vol. 55, No. 5 619
M. KREUZER
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sFig. 3: All 16 re�exive polygons in 2D: The �rst 3 dual pairs are maximal/minimal andcontain all others as subpolygons, while the last 4 polygons are selfdual.terms in the second sum can be understood as multipli-cities of toric divisors and their presence indicates thatonly a subspace of the K�ahler moduli is accessible totoric methods. for the reconstruction of the data as wellother purposes like the analysis of �brationscohomology (see section 3.), as well ason of higher-dimensional examples. Allaccessed on the web page [43] and we justnumbers of re�exive polytopes in 3d and 4d
Fig. 3. All 16 reflexive polygons in 2D: the first 3 dual pairs are maximal/minimal and contain all others as subpolygons, while the last
4 polygons are self-dual
lattice polytope, is called reflexive. Batyrev also derived
a combinatorial formula for the Hodge numbers
h11(XΔ) = h2,1(XΔ◦) = l(Δ◦)− 1− dim Δ− (33)
−sumcodim(θ◦)=1l
∗(θ◦) +
∑
codim(θ◦)=2
l∗(θ◦)l∗(θ)
where θ and θ◦ is a dual pair of faces of Δ and Δ◦,
respectively. The quantity l(θ) is the number of lattice
points of a face θ, and l∗(θ) is the number of its interior
lattice points. Mirror symmetry now amounts to the
exchange of Δ and Δ◦, and the formula for the Hodge
data makes the topological duality (32) manifest.
Formula (33) has a simple interpretation: the princi-
pal contributions to h11 come from the toric divisors Dj
that correspond to lattice points in Δ◦ different from the
origin. There are dim(Δ) linear relations among these
divisors. The first sum corresponds to the subtraction of
interior points of facets. The corresponding divisors of
the ambient space do not intersect a generic Calabi–Yau
hypersurface. Lastly, the bilinear terms in the second
sum can be understood as multiplicities of toric divi-
sors, and their presence indicates that only a subspace
of the Kähler moduli is accessible to toric methods.
The enumeration of all reflexive polygons has been
achieved by Batyrev many years ago (see Fig. 3). In
dimensions 3 and 4, which are relevant for K3 surfaces
and Calabi–Yau 3-folds, respectively, the enumeration
required the extensive use of computers and was achieved
in [38, 39] and [40, 41]. The code was later included into
the software package PALP [42] which can be used for
the reconstruction of the data, as well as for many other
purposes like the analysis of fibrations and integral co-
homology (see Section 3) and the construction of higher-
dimensional examples. All results can be accessed on the
web page [43] and we just note that the numbers of re-
flexive polytopes in 3d and 4d are 4319 and 473 800 776,
respectively. The resulting 30108 different Hodge data of
3-folds amount to 15122 mirror pairs as shown in Fig. 4.
2.2. Complete intersections
Soon after the hypersurface case, Batyrev and Borisov
discovered another beautiful combinatorial duality that
corresponds to the mirror symmetry of toric complete in-
tersections [44]. In this generalization, two polar pairs of
reflexive lattice polytopes are involved with the defining
conditions summarized in the following equations,
Δ = Δ1 + . . .+ Δr Δ◦ = 〈∇1, . . . ,∇r〉conv
(Δl,∇m) ≥ −δlm (34)
∇◦ = 〈Δ1, . . . ,Δr〉conv ∇ = ∇1 + . . .+∇r,
where r is the codimension of the Calabi–Yau variety,
and the defining equations fi = 0 are sections of O(Δi).
The decomposition of the M -lattice polytope Δ ⊂ MR
into a Minkowski sum Δ = Δ1 + . . .+Δr is now dual to
a nef (numerically effective) partition of the vertices of
Δ◦ ⊂ NR such that the convex hulls ∇i of the respective
vertices and 0 ∈ N only intersect at the origin [5, 44].
∇ = ∇1 + . . .+∇r is another reflexive polytope, whose
dual ∇◦ has a nef partition in terms of the vertices of Δi.
The Hodge numbers hpq of the corresponding com-
plete intersections have been computed and shown to
obey (32) in [45]. They are summarized for arbitrary di-
mension n− r of the Calabi–Yau variety in a generating
polynomial E(t, t̄) as
E(t, t̄) =
∑
(−1)p+q hpq tp t̄q = (35)
=
∑
I=[x,y]
(−)ρxtρy
(tt̄)r
S(Cx,
t̄
t
)S(C∗y , tt̄)BI(t
−1, t̄)
620 ISSN 2071-0194. Ukr. J. Phys. 2010. Vol. 55, No. 5
TORIC GEOMETRY AND CALABI–YAU COMPACTIFICATIONS
in terms of the combinatorial data of the n + r dimen-
sional Gorenstein cone Γ({Δi}) spanned by vectors of
the form (ei, v), where ei is a unit vector in Rr and
v ∈ Δi. In this formula, x, y label faces Cx of dimen-
sion ρx of Γ({∇i}), and C∨x denotes the dual face of the
dual cone of Γ({Δi}). The interval I = [x, y] labels all
cones that are faces of Cy containing Cx. The Batyrev–
Borisov polynomials BI(t, t̄) encode certain combina-
torial data of the face lattice [45]. The polynomials
S(Cx, t) = (1− t)ρx∑n≥0 t
nln(Cx) of degree ρx − 1 are
related to the numbers ln(Cx) of lattice points at de-
gree n in Cx and, hence, to the Ehrhart polynomial of
the Gorenstein polytope generating Cx. (The Goren-
stein polytope ΔC consists of the degree 1 points of a
Gorenstein cone C. In the hypersurface case, r = 1 and
ΔC = Δ = Δ1.)
Without going into details, let us emphasize that for-
mula (35) contains positive and negative contributions,
whose interpretation in terms of individual contributions
from toric divisors Dj is, in contrast to the hypersurface
formula (33), unfortunately unknown. In additional to
efficiency problems in specific calculations (the formula
is implemented in the nef-part of PALP [42], but be-
comes quite slow for codimension r > 2), this entails
important theoretical problems which will be comment
below.
3. Fibrations and Torsion in Cohomology
Fibration structures play an important role in string the-
ory, like, e.g., in heterotic-type II duality [10, 16–18],
F-theory [23–25], but also for the construction of vec-
tor bundles in heterotic compactifications, where they
are often combined with non-trivial fundamental groups
[26]. We now discuss how these topological properties
manifest themselves in combinatorial properties of the
polytopes that define toric Calabi–Yau varieties.
3.1. Torsion in cohomology
We begin with a discussion of the fundamental group
which is trivial for every compact toric variety [1] but
may become non-trivial for hypersurfaces and complete
intersections. First, we need to discuss smoothness con-
ditions and to focus on the hypersurface case. If we
consider the normal fan of a reflexive polytope Δ ⊆MR,
then XΣ will generically have singularities which have to
be resolved if they have positive dimension, while point-
like singularities can be avoided by a generic choice of the
hypersurface equation. The resolution can be performed
by the choice of a convex (or coherent) triangulation of
-
χ100 500 900
6h11 + h12 ≤ 502
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Fig. : Hypersurface spectra for . The maximalcomes from (251,251) and (491,11).The enumeration of all re�exive polygons has beenachieved by Batyrev many years ago (see �gure 3).dimensions 3 and 4, which are relevant for K3 surfacesand Calabi�Yau 3-folds, respectively, the enumerationrequired extensive use of computers and was achievin [38, 39] and [40, 41]. The code was later included
Fig. 4. Hypersurface spectra for h11≤h12. The maximal h11+h12
comes from (251,251) and (491,11)
the fan ΣΔ [10, 29, 46], whose rays should consist of all
rays over lattice points of Δ◦ (this amounts to a max-
imal star triangulation of Δ◦; rays of lattice points in
N \ Δ◦ would contribute to c1 and, hence, destroy the
Calabi–Yau condition if the corresponding divisors in-
tersect the hypersurface). For K3-surfaces, such a trian-
gulation already leads to a smooth toric ambient space,
because reflexivity implies that the facets are at distance
one from the origin, and every maximal triangulation
of a polygon consists of basic simplices. For Calabi–
Yau 3-folds, only the codimension-two cones of the tri-
angulation are basic, while maximal-dimensional cones
may contain point-like singularities. This is still o.k., be-
cause point-like singularities can be avoided by a generic
hypersurface. Toric 4-fold hypersurfaces, on the other
hand, may have terminal singularities that cannot be
avoided, so that many 5-dimensional reflexive polytopes
cannot be used for the construction of smooth Calabi–
Yau hypersurfaces. For complete intersections, the sit-
uation is analogous: 3-folds are generically smooth, be-
cause the codimension dim Δ− 3 of the Calabi–Yau hy-
persurface is larger than the dimension dim Δ− 4 of the
singular locus of XΣ.
If we now consider a fixed polytope Δ ⊂ R4 without
specification of the lattice, then the reflexivity, i.e. the
integrality of the vertices of Δ and of Δ◦, implies that
N is a sublattice of the dual of the lattice MV generated
by the vertices of Δ and that N contains the lattice NV
ISSN 2071-0194. Ukr. J. Phys. 2010. Vol. 55, No. 5 621
M. KREUZER
generated by the vertices of Δ◦
NV ⊆ N ⊆M◦V . (36)
A refinement of the N lattice amounts to a geometrical
quotient by a group action G ⊂ T we call toric, because
it acts diagonally on the homogeneous coordinates. Such
a refinement always entails additional quotient singular-
ities in the ambient space but no contributions to its
fundamental group [1]. If, however, a Calabi–Yau hy-
persurface does not intersect the singular locus of that
quotient, then the group acts freely on that variety and
contributes to π1. This is the case if the refinement of the
lattice does not lead to additional lattice points of Δ◦
(more precisely, lattice points in the interior of facets
can be ignored, because the corresponding divisors do
not intersect the hypersurface, according to Eq. (33).
For a given pair of reflexive polytopes, there are only
a finite number of lattices N that obey (36) and, hence,
only a finite number of possible toric free quotients. In
[47], we have shown that the fundamental group of a
toric Calabi–Yau hypersurface is isomorphic to the lat-
tice quotient of the N -lattice divided by its sublattice
N (3) generated by the lattice points on 3-faces of Σ.
All fundamental groups of toric hypersurfaces thus come
from toric quotients and are Abelian, so that π1 is iso-
morphic to the torsion in H2. We also found a combi-
natorial formula for the Brauer group B, which is the
torsion in the third cohomology H3, in terms of the sub-
lattice N (2) generated by lattice points on 2-faces of Σ.
Here, however, B ×B must be a subgroup of N/N (2).
Various dualities imply that the complete torsion in
the cohomology groups is determined in terms of π1 and
B, and we conjectured, based on some K-theory argu-
ments, that these groups are exchanged with the du-
als of each other under the mirror duality [47]. This
conjecture could be verified for all toric hypersurfaces
by explicit calculation. Two well-known examples are
the free Z5 quotient of the quintic and the free Z3 quo-
tient of the Calabi–Yau hypersurface in P2 × P2. For
the complete list of 473 800 776 reflexive polytopes, one
finds 14 more examples of toric free quotients [42]: the
elliptically fibered Z3 quotient of the degree 9 surface
in P4
11133, whose group action on the homogeneous co-
ordinates is given by the phases (1, 2, 1, 2, 0)/3, and 13
elliptic K3 fibrations, for which the lattice quotient has
index 2. The 16 non-trivial Brauer groups showed up, as
expected, exactly for the 16 polytopes that are polar to
the ones that lead to a non-trivial fundamental group.
For complete intersections, it is possible to have both a
non-trivial fundamental group and a non-trivial Brauer
group at the same time, and our conjecture was verified
for a codimension-2 Calabi–Yau hypersurface, for which
both groups are Z3 × Z3 [48].
3.2. Fibrations
For general K3 surfaces and Calabi–Yau 3-folds, there
exists a criterion by Oguiso for the existence of ellip-
tic and K3 fibrations in terms of intersection numbers
[18, 49]. In the toric context, the data of a given reflex-
ive polytope Δ◦ ⊆ NR have to be supplemented by a
triangulation of the fan, as discussed above, and fibra-
tion properties, as well as intersection numbers, depend
on the chosen triangulation.
Computation of all intersection numbers for all tri-
angulations is computationally quite expensive, but, for
toric Calabi–Yau spaces, there is, fortunately, a more
direct way to search for fibrations that manifest them-
selves in the geometry of the polytope and to single out
the appropriate triangulations [12–15, 41]. These fibra-
tions descend from toric morphisms of the ambient space
[3, 4], which correspond to a map φ : Σ → Σb of fans in
N and Nb, respectively, where φ : N → Nb is a lattice
homomorphism such that, for each cone σ ∈ Σ, there is
a cone σb ∈ Σb that contains the image of σ. The lattice
Nf for the fiber is the kernel of φ in N .
If we are interested in fibrations, whose fibers are
Calabi–Yau varieties of lower dimension, then the re-
striction of the defining equations to the fan Σf in Nf
needs to satisfy Batyrev’s criterion. We hence require
that the intersection Δ◦f = Δ◦ ∩ Nf is reflexive, like
the intersection with the horizontal plane in the exam-
ple of Fig. 5. The search for toric fibrations amounts
to a search for reflexive sections of Δ◦ with appropriate
dimension (or, equivalently, for reflexive projections in
the M -lattice, which was used in a search for K3 fibra-
tions in [12]). In order to guarantee the existence of the
projection, we choose a triangulation of Δ◦f and then
extend it to a triangulation of Δ◦ (this may not always
be possible if the codimension is larger that 1, as was
pointed out and analyzed by Rohsiepe [15]). For each
such choice, we can interpret the homogeneous coordi-
nates that correspond to rays in Δ◦f as coordinates of
the fiber and the others as parameters of the equations
and, hence, as moduli of the fiber space.
For hypersurfaces, the geometry of the resulting fibra-
tion has been worked out in detail in [14]. Even in the
case of complete intersections, the reflexivity of the fiber
polytope Δ◦f ensures that the fiber also is a complete
intersection of the Calabi–Yau hypersurface, because a
nef partition of Δ◦ automatically induces a nef partition
of Δ◦f [10]. The codimension rf of the fiber generically
622 ISSN 2071-0194. Ukr. J. Phys. 2010. Vol. 55, No. 5
TORIC GEOMETRY AND CALABI–YAU COMPACTIFICATIONSthe Brauercohomology ,lattice poi-ust be atorsion interms of-theorywith the[47]. Thisypersurfacesexamples are thequotientcomplete14 moreelliptically �-, whosegiven by
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Fig. 5. Calabi–Yau fibration from a reflexive section of Δ◦ ⊆ NR
coincides with the codimension r of the fibered space.
But, for r > 1, it may happen that Σ1
f does not intersect
one (or more) of the Δi of the nef partition, in which
case the codimension decreases [10]. In [10], we per-
formed an extensive search for K3-fibrations in complete
intersections which, due to modular properties, could be
used for all-genus calculations of topological string am-
plitudes. In that search, we also encountered an example
where the fibration does not extend to a morphism of the
ambient spaces, because some exceptional points do not
intersect the Calabi–Yau hypersurface. Even in that ex-
ample, however, the K3 fiber is realized by a fan on a
sublattice.
4. Work in Progress and Open Problems
For toric Calabi–Yau hypersurfaces in 3 dimensions, the
enumeration and the computation of the integral coho-
mology has been completed. But, for the case of com-
plete intersections, only the surface has been scratched
[10, 50]. While the number of reflexive polytopes in 5
dimensions, which would be relevant for 4-folds as used
in F-theory, is simply too large (maybe something like
1018), there is some hope for that a classification of
complete intersection 3-folds may be feasible, at least
for small codimensions, via an enumeration of reflex-
ive Gorenstein cones [51, 52]. On the theoretical side,
it would be important to find a better formula for the
Hodge data that allows a direct interpretation of the Pi-
card number in terms of toric divisors (for codimension
r > 1, even divisors that correspond to vertices of Δ◦
may not intersect the Calabi–Yau hypersurface [10]). A
related issue is the search for a combinatorial formula
for the torsion in cohomology, which would also be very
useful for model building.
In spite of the fact that the toric construction yields
by far the largest class of known Calabi–Yau spaces, it is
unclear how generic these spaces are, and it is not even
known whether the total number of topological types is
finite [53]. A first step beyond the toric realm along the
lines of [54] has been taken recently when we studied
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Fig. 6: Deformed conifold Hodge data (circles) and toricCY hypersurfaces (dots) with .Inspite of the fact that the toric construction yieldsby far the largest class of known Calabi�Yau spaces, itis unclear how generic these spaces are and it is noteven known whether the total number of topologicaltypes is �nite [53]. A �rst step beyond the toric realmalong the lines of [54] has been taken recently whenwe studied conifold transition to non-toric Calabi�Yau
Fig. 6. Deformed conifold Hodge data (circles) and toric Calabi–
Yau hypersurfaces (dots) with h11 + h12 ≤ 46
the conifold transition to non-toric Calabi–Yau spaces
[22]. As shown in Fig. 6, this construction, which still
uses toric tools, yields a surprisingly rich class of new
Calabi–Yau spaces with small Picard number h11. The
realm with small h11 + h21, on the other hand, seems to
be populated by varieties with non-trivial fundamental
group [55]. Systematic studies of free quotients, however,
so far have only been performed in special cases.
I would like to thank Stepan Moskaliuk for the invita-
tion to the Bogolyubov Institute for Theoretical Physics
in Kiev, where one part of these notes were presented
at the Kummer Symposium “Fundamental Problems in
Modern Quantum Theories and Experiments III” and
the other part at the Bogolyubov Conference in 2009. It
is also a pleasure to acknowledge many vital and enjoy-
able discussions with my collaborators Victor Batyrev,
Albrecht Klemm, Erwin Riegler, Emanuel Scheidegger,
and Harald Skarke. This work was supported in part by
the Austrian Research Funds FWF under grant number
P18679-N16.
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Received 28.05.09
ТОРIЧНА ГЕОМЕТРIЯ I КАЛАБI–ЯУ
КОМПАКТИФIКАЦIЇ
М. Кройцер
Р е з ю м е
Цi нотатки мiстять короткий вступ до побудови торiчних
Калабi–Яу гiперповерхней та повних перетинiв з акцентом на
розрахунках, що стосуються дуальностi струн. Останнi два
роздiли можуть бути прочитанi незалежно вiд iнших i при-
свяченi недавнiм результатам та роботам, якi ще не закiнчено,
включаючи кручення в когомологiї, питання класифiкацiї та
топологiчних переходiв.
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